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Compliance Basics“How to Sell” An Effective Compliance & Ethics Program If you have to”make a case” for a compliance and ethics program in your organization this new site contains valuable information and resources that will help you to advocate the benefits of an effective compliance program and to gain the support you need from management and others. Included are a number of tools to help you with this task: support materials, Power Points, statistics, and references to other sources. “Let’s Do It Right” What Can the CEO do to Promote Compliance & Ethics What the CEO Can DO presentation Selling Compliance (and the Importance of Your Job) to Management Reasons For A Strong compliance & Ethics Program Cost of Corporate Fraud far Outweighs Cost of Legal Compliance Defining the Role of the Chief Ethics & Compliance Officer (CECO) By the Ethics Resource Center (ERC), and a working group of the executive directors of ERC, Business Roundtable Institute for Corporate Ethics, the Ethics and Compliance Officer Association (ECOA), the Open Compliance and Ethics Group (OCEG), and the Society of Corporate Compliance & Ethics (SCCE). click here for more. Ethics Resource Center Paper Leading Corporate Integrity: Defining the Role of the Chief Ethics and Compliance Officer Metcalf & Eddy Settlement U.S. Sentencing Guidelines Revisions: The Thompson Memo: The McNulty Memorandum Click here to view: "Prepared Remarks of Deputy Attorney General Paul J. McNulty at the Lawyers for Civil Justice Membership Conference Regarding the Department's Charging Guidelines in Corporate Fraud Prosecutions," Click here to download the McNulty Memorandum "Caremark" Decision Compliance Requirements: Rules and Standards SEC puts out for public comment rules of internet availability of
proxy material Additional Form 8-K disclosures: Accelerated Filing Date 3/16/04 XBRL Voluntary Financial Reporting Program on the Edgar Postponement: Final Phase-In for Accelerated Filing The FASB proposal requiring companies to recognize the cost of
employee stock compensation in financial statements The Securities and Exchange Commission adopted changes to rules
regarding various processes regulated under the provisions of the
Securities Act of 1933 Overview of the U.S. Sentencing Commission and the Federal Sentencing
Guidelines Executive Compensation Disclosure Proposed SEC Rule: Proposed
amendments to the Executive Compensation disclosure requirements Executive Compensation Disclosure: Final adopted amendments to the
Executive Compensation disclosure requirements Program Evaluation |