਀ ਀㰀洀攀琀愀 栀琀琀瀀ⴀ攀焀甀椀瘀㴀䌀漀渀琀攀渀琀ⴀ吀礀瀀攀 挀漀渀琀攀渀琀㴀∀琀攀砀琀⼀栀琀洀氀㬀 挀栀愀爀猀攀琀㴀甀渀椀挀漀搀攀∀㸀 ਀㰀洀攀琀愀 渀愀洀攀㴀䜀攀渀攀爀愀琀漀爀 挀漀渀琀攀渀琀㴀∀䴀椀挀爀漀猀漀昀琀 圀漀爀搀 ㄀㐀∀㸀 ਀㰀氀椀渀欀 爀攀氀㴀䘀椀氀攀ⴀ䰀椀猀琀 href="Corporate-Compliance-Weekly-News-October-9-2014_files/filelist.xml">਀㰀氀椀渀欀 爀攀氀㴀䔀搀椀琀ⴀ吀椀洀攀ⴀ䐀愀琀愀 href="Corporate-Compliance-Weekly-News-October-9-2014_files/editdata.mso">਀㰀℀ⴀⴀ嬀椀昀 ℀洀猀漀崀㸀 ਀㰀℀嬀攀渀搀椀昀崀ⴀⴀ㸀㰀℀ⴀⴀ嬀椀昀 最琀攀 洀猀漀 㤀崀㸀㰀砀洀氀㸀 ਀㰀⼀砀洀氀㸀㰀℀嬀攀渀搀椀昀崀ⴀⴀ㸀㰀℀ⴀⴀ嬀椀昀 最琀攀 洀猀漀 㤀崀㸀㰀砀洀氀㸀 ਀  㰀漀㨀椀搀洀愀瀀 瘀㨀攀砀琀㴀∀攀搀椀琀∀ 搀愀琀愀㴀∀㄀∀⼀㸀 ਀㰀⼀栀攀愀搀㸀 ਀㰀戀漀搀礀 戀最挀漀氀漀爀㴀∀⌀㠀䐀㠀䔀㤀　∀ 氀愀渀最㴀䔀一ⴀ唀匀 氀椀渀欀㴀∀⌀㈀䈀㈀䈀㈀䌀∀ 瘀氀椀渀欀㴀∀⌀㈀䈀㈀䈀㈀䌀∀ style='tab-interval:.5in'>਀
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Sent:                               Thursday, October 09, 2014 6:00 PM

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Subject:                          Corporate Compliance Weekly News | October 9, 2014

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਀ ਀  㰀琀愀戀氀攀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀吀愀戀氀攀 戀漀爀搀攀爀㴀　 挀攀氀氀猀瀀愀挀椀渀最㴀　 挀攀氀氀瀀愀搀搀椀渀最㴀　 style='mso-cellspacing:0in;mso-yfti-tbllook:1184;mso-padding-alt:0in 0in 0in 0in'>਀   㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀　㬀洀猀漀ⴀ礀昀琀椀ⴀ昀椀爀猀琀爀漀眀㨀礀攀猀㬀洀猀漀ⴀ礀昀琀椀ⴀ氀愀猀琀爀漀眀㨀礀攀猀✀㸀 ਀        㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀
਀        㰀琀愀戀氀攀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀吀愀戀氀攀 戀漀爀搀攀爀㴀　 挀攀氀氀猀瀀愀挀椀渀最㴀　 挀攀氀氀瀀愀搀搀椀渀最㴀　 width=589 style='width:441.75pt;mso-cellspacing:0in;background:white;਀         洀猀漀ⴀ礀昀琀椀ⴀ琀戀氀氀漀漀欀㨀㄀㄀㠀㐀㬀洀猀漀ⴀ瀀愀搀搀椀渀最ⴀ愀氀琀㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀
਀          㰀琀搀 挀漀氀猀瀀愀渀㴀㄀㄀ 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀
਀    㰀琀愀戀氀攀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀吀愀戀氀攀 戀漀爀搀攀爀㴀　 挀攀氀氀猀瀀愀挀椀渀最㴀　 挀攀氀氀瀀愀搀搀椀渀最㴀　 style='mso-cellspacing:0in;mso-yfti-tbllook:1184;mso-padding-alt:0in 0in 0in 0in'>਀     㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀　㬀洀猀漀ⴀ礀昀琀椀ⴀ昀椀爀猀琀爀漀眀㨀礀攀猀㬀洀猀漀ⴀ礀昀琀椀ⴀ氀愀猀琀爀漀眀㨀礀攀猀✀㸀 ਀      㰀琀愀戀氀攀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀吀愀戀氀攀 戀漀爀搀攀爀㴀　 挀攀氀氀猀瀀愀挀椀渀最㴀　 挀攀氀氀瀀愀搀搀椀渀最㴀　 width="100%" style='width:100.0%;mso-cellspacing:0in;background:#8D8E90;਀       洀猀漀ⴀ礀昀琀椀ⴀ琀戀氀氀漀漀欀㨀㄀㄀㠀㐀㬀洀猀漀ⴀ瀀愀搀搀椀渀最ⴀ愀氀琀㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀
਀           㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀　㬀洀猀漀ⴀ礀昀琀椀ⴀ昀椀爀猀琀爀漀眀㨀礀攀猀㬀洀猀漀ⴀ礀昀琀椀ⴀ氀愀猀琀爀漀眀㨀 yes'>਀            㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀
਀             㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀　㬀洀猀漀ⴀ礀昀琀椀ⴀ昀椀爀猀琀爀漀眀㨀礀攀猀㬀栀攀椀最栀琀㨀㄀㄀⸀㈀㔀瀀琀✀㸀 ਀            㰀⼀琀愀戀氀攀㸀 ਀           㰀⼀琀爀㸀
਀              㰀瀀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀 愀氀椀最渀㴀爀椀最栀琀 猀琀礀氀攀㴀✀琀攀砀琀ⴀ愀氀椀最渀㨀爀椀最栀琀㬀 mso-line-height-alt:11.25pt'>਀              㰀瀀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀 愀氀椀最渀㴀挀攀渀琀攀爀 猀琀礀氀攀㴀✀琀攀砀琀ⴀ愀氀椀最渀㨀挀攀渀琀攀爀✀㸀㰀戀㸀㰀猀瀀愀渀 style='font-size:22.5pt;font-family:"Myriad Pro","sans-serif";਀              洀猀漀ⴀ昀愀爀攀愀猀琀ⴀ昀漀渀琀ⴀ昀愀洀椀氀礀㨀∀吀椀洀攀猀 一攀眀 刀漀洀愀渀∀㬀挀漀氀漀爀㨀⌀㐀䈀㈀㔀㌀䔀㬀 text-transform:uppercase'>Corporate Compliance Weekly News

਀              㰀⼀琀搀㸀
਀          㰀⼀琀搀㸀 ਀         㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀㄀✀㸀 ਀          㰀瀀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀 愀氀椀最渀㴀挀攀渀琀攀爀 猀琀礀氀攀㴀✀琀攀砀琀ⴀ愀氀椀最渀㨀挀攀渀琀攀爀✀㸀㰀猀瀀愀渀 style='mso-fareast-font-family:"Times New Roman"'>from the Society of Corporate਀          䌀漀洀瀀氀椀愀渀挀攀 愀渀搀 䔀琀栀椀挀猀 㰀⼀猀瀀愀渀㸀㰀⼀椀㸀㰀⼀愀㸀㰀漀㨀瀀㸀㰀⼀漀㨀瀀㸀㰀⼀猀瀀愀渀㸀㰀⼀瀀㸀 ਀         㰀⼀琀爀㸀 ਀          㰀琀搀 挀漀氀猀瀀愀渀㴀㄀㄀ 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

਀         㰀⼀琀爀㸀 ਀          㰀琀搀 眀椀搀琀栀㴀㈀㈀ 猀琀礀氀攀㴀✀眀椀搀琀栀㨀㄀㘀⸀㔀瀀琀㬀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

਀          㰀琀搀 眀椀搀琀栀㴀㤀　 猀琀礀氀攀㴀✀眀椀搀琀栀㨀㘀㜀⸀㔀瀀琀㬀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

About਀          匀䌀䌀䔀 㰀⼀愀㸀㰀漀㨀瀀㸀㰀⼀漀㨀瀀㸀㰀⼀猀瀀愀渀㸀㰀⼀戀㸀㰀⼀瀀㸀 ਀          㰀琀搀 眀椀搀琀栀㴀㔀 猀琀礀氀攀㴀✀眀椀搀琀栀㨀㌀⸀㜀㔀瀀琀㬀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

|਀          㰀琀搀 眀椀搀琀栀㴀㄀　㘀 猀琀礀氀攀㴀✀眀椀搀琀栀㨀㜀㤀⸀㔀瀀琀㬀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

Certification਀          㰀⼀愀㸀㰀漀㨀瀀㸀㰀⼀漀㨀瀀㸀㰀⼀猀瀀愀渀㸀㰀⼀戀㸀㰀⼀瀀㸀 ਀          㰀琀搀 眀椀搀琀栀㴀㜀 猀琀礀氀攀㴀✀眀椀搀琀栀㨀㔀⸀㈀㔀瀀琀㬀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

|਀          㰀琀搀 眀椀搀琀栀㴀㄀　㄀ 猀琀礀氀攀㴀✀眀椀搀琀栀㨀㜀㔀⸀㜀㔀瀀琀㬀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

Shop਀          伀渀氀椀渀攀 㰀⼀愀㸀㰀漀㨀瀀㸀㰀⼀漀㨀瀀㸀㰀⼀猀瀀愀渀㸀㰀⼀戀㸀㰀⼀瀀㸀 ਀          㰀琀搀 眀椀搀琀栀㴀㔀 猀琀礀氀攀㴀✀眀椀搀琀栀㨀㌀⸀㜀㔀瀀琀㬀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

|਀          㰀琀搀 眀椀搀琀栀㴀㜀㘀 猀琀礀氀攀㴀✀眀椀搀琀栀㨀㔀㜀⸀　瀀琀㬀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

Events਀          㰀⼀愀㸀㰀漀㨀瀀㸀㰀⼀漀㨀瀀㸀㰀⼀猀瀀愀渀㸀㰀⼀戀㸀㰀⼀瀀㸀 ਀          㰀琀搀 眀椀搀琀栀㴀㔀 猀琀礀氀攀㴀✀眀椀搀琀栀㨀㌀⸀㜀㔀瀀琀㬀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

|਀          㰀琀搀 眀椀搀琀栀㴀㄀㐀㜀 猀琀礀氀攀㴀✀眀椀搀琀栀㨀㄀㄀　⸀㈀㔀瀀琀㬀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

Career਀          伀瀀瀀漀爀琀甀渀椀琀椀攀猀 㰀⼀愀㸀㰀漀㨀瀀㸀㰀⼀漀㨀瀀㸀㰀⼀猀瀀愀渀㸀㰀⼀戀㸀㰀⼀瀀㸀 ਀          㰀琀搀 眀椀搀琀栀㴀㈀㔀 猀琀礀氀攀㴀✀眀椀搀琀栀㨀㄀㠀⸀㜀㔀瀀琀㬀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

 

਀          㰀⼀琀搀㸀 ਀         㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀㐀㬀栀攀椀最栀琀㨀㜀⸀㔀瀀琀✀㸀 ਀         㰀⼀琀爀㸀 ਀          㰀琀搀 挀漀氀猀瀀愀渀㴀㄀㄀ 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀 ਀           㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀　㬀洀猀漀ⴀ礀昀琀椀ⴀ昀椀爀猀琀爀漀眀㨀礀攀猀㬀洀猀漀ⴀ礀昀琀椀ⴀ氀愀猀琀爀漀眀㨀 yes'>਀            㰀琀搀 眀椀搀琀栀㴀∀㜀─∀ 猀琀礀氀攀㴀✀眀椀搀琀栀㨀㜀⸀　─㬀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

 

਀            㰀⼀琀搀㸀 ਀              㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

 

਀              㰀⼀琀搀㸀 ਀             㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀㄀㬀洀猀漀ⴀ礀昀琀椀ⴀ氀愀猀琀爀漀眀㨀礀攀猀✀㸀 ਀                㰀琀愀戀氀攀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀吀愀戀氀攀 戀漀爀搀攀爀㴀　 挀攀氀氀猀瀀愀挀椀渀最㴀　 cellpadding=0 width="100%" style='width:100.0%;mso-cellspacing:਀                 　椀渀㬀洀猀漀ⴀ礀昀琀椀ⴀ琀戀氀氀漀漀欀㨀㄀㄀㠀㐀㬀洀猀漀ⴀ瀀愀搀搀椀渀最ⴀ愀氀琀㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀 ਀                  㰀琀搀 猀琀礀氀攀㴀✀戀漀爀搀攀爀㨀渀漀渀攀㬀戀漀爀搀攀爀ⴀ戀漀琀琀漀洀㨀搀愀猀栀攀搀 ⌀㤀㔀㤀㠀㤀䄀 ㄀⸀　瀀琀㬀 mso-border-bottom-alt:dashed #95989A .75pt;padding:0in 0in 0in 0in;਀                  栀攀椀最栀琀㨀㈀㘀⸀㈀㔀瀀琀✀㸀

In this issue

਀                  㰀⼀琀搀㸀 ਀                 㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀㄀✀㸀 ਀                 㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀㈀✀㸀 ਀                   㰀⼀琀爀㸀
਀            㰀琀愀戀氀攀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀吀愀戀氀攀 戀漀爀搀攀爀㴀　 挀攀氀氀猀瀀愀挀椀渀最㴀　 挀攀氀氀瀀愀搀搀椀渀最㴀　 width="100%" style='width:100.0%;mso-cellspacing:0in;mso-yfti-tbllook:਀             ㄀㄀㠀㐀㬀洀猀漀ⴀ瀀愀搀搀椀渀最ⴀ愀氀琀㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀
਀              㰀琀愀戀氀攀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀吀愀戀氀攀 戀漀爀搀攀爀㴀　 挀攀氀氀猀瀀愀挀椀渀最㴀　 挀攀氀氀瀀愀搀搀椀渀最㴀　 width="100%" style='width:100.0%;mso-cellspacing:0in;mso-yfti-tbllook:਀               ㄀㄀㠀㐀㬀洀猀漀ⴀ瀀愀搀搀椀渀最ⴀ愀氀琀㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀
਀                  㰀瀀 挀氀愀猀猀㴀栀攀愀搀氀椀渀攀猀ⴀ琀漀挀㸀㰀愀 栀爀攀昀㴀∀⌀栀搀㄀∀㸀圀愀氀氀 匀琀爀攀攀琀 洀漀氀攀猀 最漀 琀漀 New York’s top cop, spurning SEC cash

਀                  㰀瀀 挀氀愀猀猀㴀栀攀愀搀氀椀渀攀猀ⴀ琀漀挀㸀㰀愀 栀爀攀昀㴀∀⌀栀搀㈀∀㸀一漀瘀愀爀琀椀猀 攀洀瀀氀漀礀攀攀 pleaded guilty in Polish bribery case

਀                  㰀瀀 挀氀愀猀猀㴀栀攀愀搀氀椀渀攀猀ⴀ琀漀挀㸀㰀愀 栀爀攀昀㴀∀⌀栀搀㌀∀㸀䔀琀栀愀渀漀氀 挀漀洀瀀愀渀椀攀猀 raided in EU benchmarks antitrust case

਀                  㰀瀀 挀氀愀猀猀㴀栀攀愀搀氀椀渀攀猀ⴀ琀漀挀㸀㰀愀 栀爀攀昀㴀∀⌀栀搀㐀∀㸀唀䬀 眀愀琀挀栀搀漀最 昀椀渀攀猀 愀渀搀 bans two former Pritchard directors

਀                  㰀瀀 挀氀愀猀猀㴀栀攀愀搀氀椀渀攀猀ⴀ琀漀挀㸀㰀愀 栀爀攀昀㴀∀⌀栀搀㔀∀㸀唀匀 愀瀀瀀攀愀氀猀 挀漀甀爀琀 爀甀氀椀渀最 revives whistleblower suit against JPMorgan

਀                  㰀瀀 挀氀愀猀猀㴀栀攀愀搀氀椀渀攀猀ⴀ琀漀挀㸀㰀愀 栀爀攀昀㴀∀⌀栀搀㘀∀㸀一攀眀 圀愀氀氀 匀琀⸀ 爀攀最甀氀愀琀漀爀 to shut penny-stock market, boost OTC oversight

਀                  㰀瀀 挀氀愀猀猀㴀栀攀愀搀氀椀渀攀猀ⴀ琀漀挀㸀㰀愀 栀爀攀昀㴀∀⌀栀搀㜀∀㸀䌀椀琀椀 琀漀 爀攀琀甀爀渀 ␀㄀㘀 million to customers after investment-fee deal

਀                  㰀瀀 挀氀愀猀猀㴀栀攀愀搀氀椀渀攀猀ⴀ琀漀挀㸀㰀愀 栀爀攀昀㴀∀⌀栀搀㠀∀㸀䈀愀爀挀氀愀礀猀 琀漀 瀀愀礀 ␀㈀　 million to settle U.S. class action over Libor

਀                  㰀瀀 挀氀愀猀猀㴀栀攀愀搀氀椀渀攀猀ⴀ琀漀挀㸀㰀愀 栀爀攀昀㴀∀⌀栀搀㤀∀㸀刀攀瀀漀爀琀 猀栀攀搀猀 渀攀眀 氀椀最栀琀 on NSA compliance efforts

਀                  㰀瀀 挀氀愀猀猀㴀栀攀愀搀氀椀渀攀猀ⴀ琀漀挀㸀㰀愀 栀爀攀昀㴀∀⌀栀搀㄀　∀㸀䐀攀昀攀渀猀攀 挀漀渀琀爀愀挀琀漀爀 agrees to pay $13.7M to settle allegations of overbilling

਀                  㰀⼀琀搀㸀
਀                  㰀琀愀戀氀攀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀吀愀戀氀攀 戀漀爀搀攀爀㴀　 挀攀氀氀猀瀀愀挀椀渀最㴀　 cellpadding=0 width="100%" style='width:100.0%;mso-cellspacing:਀                   　椀渀㬀洀猀漀ⴀ礀昀琀椀ⴀ琀戀氀氀漀漀欀㨀㄀㄀㠀㐀㬀洀猀漀ⴀ瀀愀搀搀椀渀最ⴀ愀氀琀㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀
਀                  㰀⼀琀搀㸀 ਀                 㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀㌀✀㸀 ਀                  㰀琀愀戀氀攀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀吀愀戀氀攀 戀漀爀搀攀爀㴀　 挀攀氀氀猀瀀愀挀椀渀最㴀　 cellpadding=0 width="100%" style='width:100.0%;mso-cellspacing:਀                   　椀渀㬀洀猀漀ⴀ礀昀琀椀ⴀ琀戀氀氀漀漀欀㨀㄀㄀㠀㐀㬀洀猀漀ⴀ瀀愀搀搀椀渀最ⴀ愀氀琀㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀 ਀                   㰀⼀琀爀㸀 ਀                    㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

Wall Street਀                    洀漀氀攀猀 最漀 琀漀 一攀眀 夀漀爀欀ᤀ猠 琀漀瀀 挀漀瀀Ⰰ 猀瀀甀爀渀椀渀最 匀䔀䌀 挀愀猀栀㰀⼀瀀㸀

On October 7, 2014, ’s June lawsuit against Barclays Plc਀                    眀愀猀 昀椀爀猀琀 猀栀漀瀀瀀攀搀 琀漀 琀栀攀 匀䔀䌀Ⰰ 愀猀 眀愀猀 愀渀漀琀栀攀爀 琀栀愀琀 琀爀椀最最攀爀攀搀 his investigation into a controversial trading practice at਀                    䈀氀愀挀欀刀漀挀欀 䤀渀挀⸀Ⰰ 猀愀椀搀 瀀攀漀瀀氀攀 眀椀琀栀 搀椀爀攀挀琀 欀渀漀眀氀攀搀最攀 漀昀 琀栀攀 matter. By going to Schneiderman, informants risk hurting਀                    琀栀攀椀爀 挀栀愀渀挀攀猀 漀昀 挀漀氀氀攀挀琀椀渀最 愀猀 洀甀挀栀 洀漀渀攀礀 愀猀 瀀漀猀猀椀戀氀攀 昀爀漀洀 the SEC.

਀                    㰀瀀 挀氀愀猀猀㴀猀琀漀爀礀ⴀ挀漀瀀礀㸀ᰀ吠栀攀 匀䔀䌀Ⰰ 爀攀猀瀀漀渀搀椀渀最 琀漀 椀琀猀 昀愀椀氀甀爀攀猀 琀漀 police Wall Street before the 2008 credit crunch, tried to਀                    椀洀瀀爀漀瘀攀 椀琀猀☀渀戀猀瀀㬀㰀愀 href="http://scce.informz.net/z/cjUucD9taT00MzI1MTU4JnA9MSZ1PTEwNTc4MzIwMjMmbGk9MjUyNTI3NDY/index.html">਀                    戀漀甀渀琀礀 瀀爀漀最爀愀洀 㰀⼀愀㸀☀渀戀猀瀀㬀眀椀琀栀 椀渀瀀甀琀 昀爀漀洀 琀栀攀 䤀渀琀攀爀渀愀氀 Revenue Service and other government agencies that have਀                    氀漀渀最 瀀愀椀搀 眀栀椀猀琀氀攀ⴀ戀氀漀眀攀爀猀⸀ 圀栀椀氀攀 琀栀攀 漀瘀攀爀栀愀甀氀 戀攀渀攀昀椀琀攀搀 from congressional approval to offer bigger rewards in a਀                    眀椀搀攀爀 猀眀愀琀栀 漀昀 挀愀猀攀猀Ⰰ 椀渀昀漀爀洀愀渀琀猀 猀愀礀 琀栀攀礀ᤀ爠攀 昀爀甀猀琀爀愀琀攀搀 戀礀 the SEC’s slow process.”

਀                    㰀瀀 挀氀愀猀猀㴀爀攀愀搀ⴀ洀漀爀攀ⴀ氀椀渀欀㸀㰀猀琀爀漀渀最㸀㰀椀㸀㰀猀瀀愀渀 猀琀礀氀攀㴀✀昀漀渀琀ⴀ昀愀洀椀氀礀㨀 "Verdana","sans-serif"'>

਀                    㰀瀀 挀氀愀猀猀㴀猀琀漀爀礀ⴀ栀攀愀搀氀椀渀攀㸀㰀愀 渀愀洀攀㴀栀搀㈀ 椀搀㴀栀搀㈀㸀㰀⼀愀㸀一漀瘀愀爀琀椀猀 employee pleaded guilty in Polish bribery case

਀                    㰀瀀 挀氀愀猀猀㴀猀琀漀爀礀ⴀ挀漀瀀礀㸀伀渀 伀挀琀漀戀攀爀 㤀Ⰰ ㈀　㄀㐀Ⰰ 㰀攀洀㸀㰀猀瀀愀渀 style='font-family:"Verdana","sans-serif"'>Reuters਀                    爀攀瀀漀爀琀攀搀Ⰰ ᰀ䄠渀 攀砀攀挀甀琀椀瘀攀 愀琀 愀 瀀栀愀爀洀愀挀攀甀琀椀挀愀氀 挀漀洀瀀愀渀礀 椀渀 Poland who pleaded guilty in a bribery case involving਀                    椀洀瀀爀漀瀀攀爀 瀀愀礀洀攀渀琀Ⰰ 眀漀爀欀猀 昀漀爀☀渀戀猀瀀㬀 一漀瘀愀爀琀椀猀 Ⰰ 琀栀攀 匀眀椀猀猀 drugmaker said on Thursday. Poland's anti-corruption bureau਀                    猀愀椀搀 漀渀 吀甀攀猀搀愀礀 琀眀漀 眀漀洀攀渀 栀愀搀 愀瀀瀀攀愀爀攀搀 椀渀 挀漀甀爀琀 椀渀 愀 挀愀猀攀 in which a health fund official was given a tourist trip਀                    眀漀爀琀栀 洀漀爀攀 琀栀愀渀 ␀㄀Ⰰ　　　 椀渀 攀砀挀栀愀渀最攀 昀漀爀 戀愀挀欀椀渀最 琀栀攀 猀愀氀攀 漀昀 a particular drug. Both defendants pleaded guilty as part਀                    漀昀 愀 昀愀猀琀ⴀ琀爀愀挀欀 猀礀猀琀攀洀 琀栀愀琀 愀瘀漀椀搀猀 愀 昀甀氀氀 琀爀椀愀氀⸀ᴀ†㰀⼀瀀㸀

READ਀                    䴀伀刀䔀 紀 㰀⼀愀㸀㰀⼀猀瀀愀渀㸀㰀⼀椀㸀㰀⼀猀琀爀漀渀最㸀㰀漀㨀瀀㸀㰀⼀漀㨀瀀㸀㰀⼀瀀㸀

UK watchdog਀                    昀椀渀攀猀 愀渀搀 戀愀渀猀 琀眀漀 昀漀爀洀攀爀 倀爀椀琀挀栀愀爀搀 搀椀爀攀挀琀漀爀猀㰀⼀瀀㸀

On November 9, 2014, the reported, “The Financial Conduct਀                    䄀甀琀栀漀爀椀琀礀 栀愀猀 昀椀渀攀搀 愀渀搀 戀愀渀渀攀搀 䐀愀瘀椀搀 䜀椀氀氀攀猀瀀椀攀Ⰰ 洀愀渀愀最椀渀最 director, and David Welsby, finance director, of਀                    猀琀漀挀欀戀爀漀欀椀渀最 愀渀搀 眀攀愀氀琀栀 洀愀渀愀最攀洀攀渀琀 昀椀爀洀 倀爀椀琀挀栀愀爀搀 Stockbrokers Limited for serious failings in relation to਀                    琀栀攀 瀀爀漀琀攀挀琀椀漀渀 漀昀 挀氀椀攀渀琀 洀漀渀攀礀⸀ 吀栀攀 眀愀琀挀栀搀漀最 愀氀猀漀 愀渀渀漀甀渀挀攀搀 that it has censured Pritchard for ‘recklessly failing to਀                    瀀爀漀琀攀挀琀 挀氀椀攀渀琀 洀漀渀攀礀 愀渀搀 挀漀洀洀椀琀琀椀渀最 愀 渀甀洀戀攀爀 漀昀 猀瀀攀挀椀昀椀挀 breaches of the FCA's client money Cass rules.’”

਀                    㰀瀀 挀氀愀猀猀㴀爀攀愀搀ⴀ洀漀爀攀ⴀ氀椀渀欀㸀㰀猀琀爀漀渀最㸀㰀椀㸀㰀猀瀀愀渀 猀琀礀氀攀㴀✀昀漀渀琀ⴀ昀愀洀椀氀礀㨀 "Verdana","sans-serif"'>

਀                    㰀瀀 挀氀愀猀猀㴀猀琀漀爀礀ⴀ栀攀愀搀氀椀渀攀㸀㰀愀 渀愀洀攀㴀栀搀㔀 椀搀㴀栀搀㔀㸀㰀⼀愀㸀唀匀 愀瀀瀀攀愀氀猀 court ruling revives whistleblower suit against JPMorgan

਀                    㰀瀀 挀氀愀猀猀㴀猀琀漀爀礀ⴀ挀漀瀀礀㸀伀渀 伀挀琀漀戀攀爀 㤀Ⰰ ㈀　㄀㐀Ⰰ 㰀攀洀㸀㰀猀瀀愀渀 style='font-family:"Verdana","sans-serif"'>Reuters਀                    爀攀瀀漀爀琀攀搀Ⰰ ᰀ䄠 唀⸀匀⸀ 愀瀀瀀攀愀氀猀 挀漀甀爀琀 爀甀氀椀渀最 漀渀 吀栀甀爀猀搀愀礀 爀攀瘀椀瘀攀搀 a lawsuit against JPMorgan Chase & Co filed by a former਀                    瘀椀挀攀 瀀爀攀猀椀搀攀渀琀 挀氀愀椀洀椀渀最 琀栀攀 戀愀渀欀 椀最渀漀爀攀搀 爀攀搀 昀氀愀最猀 愀戀漀甀琀 愀 client's potential fraud, even after the massive Ponzi਀                    猀挀栀攀洀攀 漀瀀攀爀愀琀攀搀 戀礀 䈀攀爀渀愀爀搀 䴀愀搀漀昀昀Ⰰ 愀渀漀琀栀攀爀 䨀倀䴀漀爀最愀渀 挀氀椀攀渀琀Ⰰ was exposed. The 2nd U.S. Circuit Court of Appeals reversed਀                    愀 氀漀眀攀爀 挀漀甀爀琀✀猀 搀攀挀椀猀椀漀渀 琀漀 琀栀爀漀眀 漀甀琀 䨀攀渀渀椀昀攀爀 匀栀愀爀欀攀礀✀猀 whistleblower suit and ordered the judge to consider਀                    眀栀攀琀栀攀爀 琀栀攀 挀愀猀攀 猀栀漀甀氀搀 戀攀 愀氀氀漀眀攀搀 琀漀 挀漀渀琀椀渀甀攀 甀渀搀攀爀 愀 洀漀爀攀 lenient standard of whistleblower protection.”

਀                    㰀瀀 挀氀愀猀猀㴀爀攀愀搀ⴀ洀漀爀攀ⴀ氀椀渀欀㸀㰀猀琀爀漀渀最㸀㰀椀㸀㰀猀瀀愀渀 猀琀礀氀攀㴀✀昀漀渀琀ⴀ昀愀洀椀氀礀㨀 "Verdana","sans-serif"'>

਀                    㰀瀀 挀氀愀猀猀㴀猀琀漀爀礀ⴀ栀攀愀搀氀椀渀攀㸀㰀愀 渀愀洀攀㴀栀搀㘀 椀搀㴀栀搀㘀㸀㰀⼀愀㸀圀愀氀氀 匀琀⸀ regulator to shut penny-stock market, boost OTC oversight

਀                    㰀瀀 挀氀愀猀猀㴀猀琀漀爀礀ⴀ挀漀瀀礀㸀伀渀 伀挀琀漀戀攀爀 㠀Ⰰ ㈀　㄀㐀Ⰰ 㰀攀洀㸀㰀猀瀀愀渀 style='font-family:"Verdana","sans-serif"'>Reuters਀                    爀攀瀀漀爀琀攀搀Ⰰ ᰀ圠愀氀氀 匀琀爀攀攀琀✀猀 椀渀搀甀猀琀爀礀ⴀ昀甀渀搀攀搀 眀愀琀挀栀搀漀最 瀀氀愀渀猀 琀漀 shutter its antiquated, quarter-century old trading system਀                    昀漀爀 瀀攀渀渀礀 猀琀漀挀欀猀Ⰰ 眀栀椀氀攀 椀渀挀爀攀愀猀椀渀最 椀琀猀 漀瘀攀爀猀椀最栀琀 漀昀 over-the-counter (OTC) securities traded elsewhere,਀                    愀挀挀漀爀搀椀渀最 琀漀 愀 爀攀最甀氀愀琀漀爀礀 昀椀氀椀渀最⸀ 㰀⼀瀀㸀

“In the early 1990s, if retail਀                    椀渀瘀攀猀琀漀爀猀 漀爀 漀琀栀攀爀 洀愀爀欀攀琀 瀀愀爀琀椀挀椀瀀愀渀琀猀 眀愀渀琀攀搀 琀漀 猀攀攀 愀 price quote for an unlisted stock, the Financial Industry਀                    刀攀最甀氀愀琀漀爀礀 䄀甀琀栀漀爀椀琀礀✀猀 伀吀䌀 䈀甀氀氀攀琀椀渀 䈀漀愀爀搀 ⠀伀吀䌀䈀䈀⤀ 猀礀猀琀攀洀Ⰰ which was started for just that purpose, was the place to਀                    氀漀漀欀⸀☀†一漀眀 䘀䤀一刀䄀 愀椀洀猀 琀漀 挀氀漀猀攀 琀栀攀 伀吀䌀䈀䈀Ⰰ 眀栀椀氀攀 琀椀最栀琀攀渀椀渀最 regulations around data collection from, and fair access਀                    琀漀Ⰰ 伀吀䌀 洀愀爀欀攀琀瀀氀愀挀攀猀Ⰰ 愀挀挀漀爀搀椀渀最 琀漀 愀 搀漀挀甀洀攀渀琀 瀀漀猀琀攀搀 漀渀 琀栀攀 U.S. Securities and Exchange Commission website on਀                    圀攀搀渀攀猀搀愀礀⸀ᴀ†㰀⼀瀀㸀

READ਀                    䴀伀刀䔀 紀 㰀⼀愀㸀㰀⼀猀瀀愀渀㸀㰀⼀椀㸀㰀⼀猀琀爀漀渀最㸀㰀漀㨀瀀㸀㰀⼀漀㨀瀀㸀㰀⼀瀀㸀

Barclays to਀                    瀀愀礀 ␀㈀　 洀椀氀氀椀漀渀 琀漀 猀攀琀琀氀攀 唀⸀匀⸀ 挀氀愀猀猀 愀挀琀椀漀渀 漀瘀攀爀 䰀椀戀漀爀㰀⼀瀀㸀

On October 8, 2014,

਀                    㰀瀀 挀氀愀猀猀㴀猀琀漀爀礀ⴀ栀攀愀搀氀椀渀攀㸀㰀愀 渀愀洀攀㴀栀搀㄀　 椀搀㴀栀搀㄀　㸀㰀⼀愀㸀䐀攀昀攀渀猀攀 contractor agrees to pay $13.7M to settle allegations of਀                    漀瘀攀爀戀椀氀氀椀渀最㰀⼀瀀㸀

On October 7, 2014, the U.S. Department਀                    漀昀 䨀甀猀琀椀挀攀 椀猀猀甀攀搀 愀 爀攀氀攀愀猀攀 猀琀愀琀椀渀最Ⰰ ᰀ䐠刀匀 吀攀挀栀渀椀挀愀氀 Services Inc. (DRS) has agreed to pay $13.7 million to਀                    猀攀琀琀氀攀 愀氀氀攀最愀琀椀漀渀猀 琀栀愀琀 椀琀 瘀椀漀氀愀琀攀搀 琀栀攀 䘀愀氀猀攀 䌀氀愀椀洀猀 䄀挀琀 戀礀 knowingly overbilling the government for work performed by਀                    䐀刀匀 瀀攀爀猀漀渀渀攀氀 眀栀漀 氀愀挀欀攀搀 琀栀攀 樀漀戀 焀甀愀氀椀昀椀挀愀琀椀漀渀猀 爀攀焀甀椀爀攀搀 戀礀 the contract, the Justice Department announced today. ਀                    䐀刀匀 椀猀 氀漀挀愀琀攀搀 椀渀 䠀攀爀渀搀漀渀Ⰰ 嘀椀爀最椀渀椀愀Ⰰ 愀渀搀 椀猀 愀 猀甀戀猀椀搀椀愀爀礀 漀昀 DRS Defense Solutions LLC….

਀                    㰀瀀 挀氀愀猀猀㴀猀琀漀爀礀ⴀ挀漀瀀礀㸀ᰀ䐠刀匀 䌀㌀ ☀愀洀瀀㬀 䄀瘀椀愀琀椀漀渀 䌀漀洀瀀愀渀礀Ⰰ 眀栀椀挀栀 is headquartered in Gaithersburg, Maryland, is an indirect਀                    猀甀戀猀椀搀椀愀爀礀 漀昀 䐀刀匀 愀渀搀 瀀爀漀瘀椀搀攀猀 猀攀爀瘀椀挀攀猀 琀漀 最漀瘀攀爀渀洀攀渀琀 agencies, including aircraft maintenance, logistics and਀                    搀攀瀀漀琀 猀甀瀀瀀漀爀琀Ⰰ 愀渀搀 攀渀最椀渀攀攀爀椀渀最 猀甀瀀瀀漀爀琀⸀☀渀戀猀瀀㬀 䈀攀琀眀攀攀渀 䴀愀爀挀栀 2003 and Dec. 31, 2012, DRS and its predecessors were਀                    愀眀愀爀搀攀搀 琀椀洀攀 愀渀搀 洀愀琀攀爀椀愀氀猀 挀漀渀琀爀愀挀琀猀 昀漀爀 猀攀爀瘀椀挀攀猀 愀渀搀 supplies to be provided to the Army’s Communication and਀                    䔀氀攀挀琀爀漀渀椀挀猀 䌀漀洀洀愀渀搀 ⠀䌀䔀䌀伀䴀⤀ 椀渀 䤀爀愀焀 愀渀搀 䄀昀最栀愀渀椀猀琀愀渀Ⰰ 愀渀搀 琀漀 the Coast Guard for aircraft maintenance.”

਀                    㰀瀀 挀氀愀猀猀㴀爀攀愀搀ⴀ洀漀爀攀ⴀ氀椀渀欀㸀㰀猀琀爀漀渀最㸀㰀椀㸀㰀猀瀀愀渀 猀琀礀氀攀㴀✀昀漀渀琀ⴀ昀愀洀椀氀礀㨀 "Verdana","sans-serif"'>

਀                    㰀⼀琀搀㸀 ਀                  㰀⼀琀愀戀氀攀㸀 ਀                 㰀⼀琀爀㸀 ਀                  㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀 ਀                   㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀　㬀洀猀漀ⴀ礀昀琀椀ⴀ昀椀爀猀琀爀漀眀㨀礀攀猀㬀洀猀漀ⴀ礀昀琀椀ⴀ氀愀猀琀爀漀眀㨀 yes'>਀                    㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

਀               㰀⼀琀爀㸀

਀              㰀⼀琀搀㸀 ਀            㰀⼀琀愀戀氀攀㸀 ਀            㰀琀搀 眀椀搀琀栀㴀∀㌀㔀─∀ 瘀愀氀椀最渀㴀琀漀瀀 猀琀礀氀攀㴀✀眀椀搀琀栀㨀㌀㔀⸀　─㬀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀 ਀             㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀　㬀洀猀漀ⴀ礀昀琀椀ⴀ昀椀爀猀琀爀漀眀㨀礀攀猀㬀洀猀漀ⴀ礀昀琀椀ⴀ氀愀猀琀爀漀眀㨀 yes'>਀              㰀琀搀 眀椀搀琀栀㴀∀㠀㈀─∀ 瘀愀氀椀最渀㴀琀漀瀀 猀琀礀氀攀㴀✀眀椀搀琀栀㨀㠀㈀⸀　─㬀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀
਀               㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀　㬀洀猀漀ⴀ礀昀琀椀ⴀ昀椀爀猀琀爀漀眀㨀礀攀猀㬀栀攀椀最栀琀㨀㜀⸀㔀瀀琀✀㸀 ਀               㰀⼀琀爀㸀 ਀                㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀
਀                 㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀　㬀洀猀漀ⴀ礀昀琀椀ⴀ昀椀爀猀琀爀漀眀㨀礀攀猀✀㸀 ਀                 㰀⼀琀爀㸀 ਀                  㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀
਀                  㰀瀀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀㸀㰀猀瀀愀渀 猀琀礀氀攀㴀✀洀猀漀ⴀ昀愀爀攀愀猀琀ⴀ昀漀渀琀ⴀ昀愀洀椀氀礀㨀∀吀椀洀攀猀 一攀眀 刀漀洀愀渀∀✀㸀☀渀戀猀瀀㬀㰀漀㨀瀀㸀㰀⼀漀㨀瀀㸀㰀⼀猀瀀愀渀㸀㰀⼀瀀㸀
਀                   㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀　㬀洀猀漀ⴀ礀昀琀椀ⴀ昀椀爀猀琀爀漀眀㨀礀攀猀㬀洀猀漀ⴀ礀昀琀椀ⴀ氀愀猀琀爀漀眀㨀 yes'>਀                    㰀琀搀 眀椀搀琀栀㴀∀㠀─∀ 猀琀礀氀攀㴀✀眀椀搀琀栀㨀㠀⸀　─㬀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀㰀⼀琀搀㸀 ਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀㬀栀攀椀最栀琀㨀㄀㔀⸀　瀀琀✀㸀

October 9, 2014

਀                      㰀⼀琀搀㸀 ਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀㬀栀攀椀最栀琀㨀㜀⸀㔀瀀琀✀㸀㰀⼀琀搀㸀 ਀                     㰀⼀琀爀㸀 ਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀㬀栀攀椀最栀琀㨀㜀⸀㔀瀀琀✀㸀㰀⼀琀搀㸀 ਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀㬀栀攀椀最栀琀㨀㜀⸀㔀瀀琀✀㸀㰀⼀琀搀㸀 ਀                     㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀㌀㬀栀攀椀最栀琀㨀㌀⸀㜀㔀瀀琀✀㸀 ਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀㬀栀攀椀最栀琀㨀㌀⸀㜀㔀瀀琀✀㸀㰀⼀琀搀㸀 ਀                     㰀⼀琀爀㸀 ਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀㰀⼀琀搀㸀 ਀                      㰀⼀琀愀戀氀攀㸀 ਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀㰀⼀琀搀㸀 ਀                     㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀㔀㬀栀攀椀最栀琀㨀㄀㄀⸀㈀㔀瀀琀✀㸀 ਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀㬀栀攀椀最栀琀㨀㄀㄀⸀㈀㔀瀀琀✀㸀㰀⼀琀搀㸀 ਀                     㰀⼀琀爀㸀 ਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀㬀栀攀椀最栀琀㨀㄀⸀㔀瀀琀✀㸀㰀⼀琀搀㸀 ਀                        㰀瀀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀 愀氀椀最渀㴀挀攀渀琀攀爀 猀琀礀氀攀㴀✀琀攀砀琀ⴀ愀氀椀最渀㨀挀攀渀琀攀爀✀㸀㰀猀瀀愀渀 style='mso-fareast-font-family:"Times New Roman"'>
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਀                        㰀椀洀最 戀漀爀搀攀爀㴀　 眀椀搀琀栀㴀㜀㔀 栀攀椀最栀琀㴀㜀㔀 椀搀㴀∀开砀　　　　开椀㄀　㈀㜀∀ src="http://www.corporatecompliance.org/Portals/1/images/SCCE_Compass_200px.jpg"਀                        瘀猀瀀愀挀攀㴀㐀㸀㰀漀㨀瀀㸀㰀⼀漀㨀瀀㸀㰀⼀猀瀀愀渀㸀㰀⼀瀀㸀 ਀                       㰀⼀琀爀㸀
਀                     㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀　㬀洀猀漀ⴀ礀昀琀椀ⴀ昀椀爀猀琀爀漀眀㨀礀攀猀㬀 height:15.0pt'>਀                      㰀琀搀 眀椀搀琀栀㴀∀㔀─∀ 猀琀礀氀攀㴀✀眀椀搀琀栀㨀㔀⸀　─㬀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀㬀 height:15.0pt'>
਀                      㰀瀀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀 猀琀礀氀攀㴀✀洀猀漀ⴀ氀椀渀攀ⴀ栀攀椀最栀琀ⴀ愀氀琀㨀㜀⸀㔀瀀琀✀㸀㰀猀瀀愀渀 style='mso-fareast-font-family:"Times New Roman"'>Subscribe਀                      琀漀 琀栀椀猀 昀爀攀攀 眀攀攀欀氀礀 渀攀眀猀氀攀琀琀攀爀 㰀⼀猀瀀愀渀㸀㰀⼀愀㸀㰀漀㨀瀀㸀㰀⼀漀㨀瀀㸀㰀⼀猀瀀愀渀㸀㰀⼀瀀㸀
਀                      㰀琀愀戀氀攀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀吀愀戀氀攀 戀漀爀搀攀爀㴀　 挀攀氀氀猀瀀愀挀椀渀最㴀　 cellpadding=0 width="100%" style='width:100.0%;਀                       洀猀漀ⴀ挀攀氀氀猀瀀愀挀椀渀最㨀　椀渀㬀洀猀漀ⴀ礀昀琀椀ⴀ琀戀氀氀漀漀欀㨀㄀㄀㠀㐀㬀洀猀漀ⴀ瀀愀搀搀椀渀最ⴀ愀氀琀㨀 0in 0in 0in 0in'>਀                       㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀　㬀洀猀漀ⴀ礀昀琀椀ⴀ昀椀爀猀琀爀漀眀㨀礀攀猀㬀 mso-yfti-lastrow:yes;height:3.75pt'>਀                        㰀琀搀 猀琀礀氀攀㴀✀戀漀爀搀攀爀㨀渀漀渀攀㬀戀漀爀搀攀爀ⴀ戀漀琀琀漀洀㨀猀漀氀椀搀 眀栀椀琀攀 ㄀⸀　瀀琀㬀 mso-border-bottom-alt:solid white .75pt;padding:0in 0in 0in 0in;਀                        栀攀椀最栀琀㨀㌀⸀㜀㔀瀀琀✀㸀㰀⼀琀搀㸀
਀                      㰀瀀 愀氀椀最渀㴀挀攀渀琀攀爀 猀琀礀氀攀㴀✀琀攀砀琀ⴀ愀氀椀最渀㨀挀攀渀琀攀爀✀㸀㰀愀 href="http://scce.informz.net/z/cjUucD9taT00MzI1MTU4JnA9MSZ1PTEwNTc4MzIwMjMmbGk9MjUyNTI3NTk/index.html">਀                      㰀琀愀戀氀攀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀吀愀戀氀攀 戀漀爀搀攀爀㴀㄀ 挀攀氀氀瀀愀搀搀椀渀最㴀　 width=120 style='width:1.25in;mso-cellspacing:1.5pt;਀                       戀漀爀搀攀爀㨀漀甀琀猀攀琀 ⌀㐀䈀㈀㔀㌀䔀 ㄀⸀㔀瀀琀㬀洀猀漀ⴀ礀昀琀椀ⴀ琀戀氀氀漀漀欀㨀㄀㄀㠀㐀✀㸀
਀                      㰀⼀搀椀瘀㸀 ਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀㬀栀攀椀最栀琀㨀㄀⸀㔀瀀琀✀㸀㰀⼀琀搀㸀 ਀                     㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀㜀㬀栀攀椀最栀琀㨀㌀⸀㜀㔀瀀琀✀㸀 ਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀㬀栀攀椀最栀琀㨀㌀⸀㜀㔀瀀琀✀㸀㰀⼀琀搀㸀 ਀                     㰀⼀琀爀㸀 ਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀㰀⼀琀搀㸀 ਀                      㰀琀愀戀氀攀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀吀愀戀氀攀 戀漀爀搀攀爀㴀　 挀攀氀氀猀瀀愀挀椀渀最㴀　 cellpadding=0 width="100%" style='width:100.0%;਀                       洀猀漀ⴀ挀攀氀氀猀瀀愀挀椀渀最㨀　椀渀㬀洀猀漀ⴀ礀昀琀椀ⴀ琀戀氀氀漀漀欀㨀㄀㄀㠀㐀㬀洀猀漀ⴀ瀀愀搀搀椀渀最ⴀ愀氀琀㨀 0in 0in 0in 0in'>਀                       㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀　㬀洀猀漀ⴀ礀昀琀椀ⴀ昀椀爀猀琀爀漀眀㨀礀攀猀㬀 mso-yfti-lastrow:yes;height:3.75pt'>਀                        㰀琀搀 猀琀礀氀攀㴀✀戀漀爀搀攀爀㨀渀漀渀攀㬀戀漀爀搀攀爀ⴀ戀漀琀琀漀洀㨀猀漀氀椀搀 眀栀椀琀攀 ㄀⸀　瀀琀㬀 mso-border-bottom-alt:solid white .75pt;padding:0in 0in 0in 0in;਀                        栀攀椀最栀琀㨀㌀⸀㜀㔀瀀琀✀㸀㰀⼀琀搀㸀 ਀                      㰀⼀琀愀戀氀攀㸀 ਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀㰀⼀琀搀㸀 ਀                     㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀㤀㬀栀攀椀最栀琀㨀㄀㄀⸀㈀㔀瀀琀✀㸀 ਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀㬀栀攀椀最栀琀㨀㄀㄀⸀㈀㔀瀀琀✀㸀㰀⼀琀搀㸀 ਀                     㰀⼀琀爀㸀 ਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

UPCOMING EVENTS

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਀                      㰀⼀琀搀㸀 ਀                     㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀㄀㄀✀㸀 ਀                      㰀瀀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀㸀㰀猀瀀愀渀 猀琀礀氀攀㴀✀洀猀漀ⴀ昀愀爀攀愀猀琀ⴀ昀漀渀琀ⴀ昀愀洀椀氀礀㨀 "Times New Roman"'> 

਀                      㰀⼀琀搀㸀 ਀                      㰀瀀 挀氀愀猀猀㴀猀椀搀攀戀愀爀ⴀ挀漀渀昀ⴀ猀攀挀琀椀漀渀㸀匀䌀䌀䔀ᤀ猠 圀攀戀 䌀漀渀昀攀爀攀渀挀攀猀㰀⼀瀀㸀

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਀                      㰀攀洀㸀㰀猀瀀愀渀 猀琀礀氀攀㴀✀昀漀渀琀ⴀ昀愀洀椀氀礀㨀∀䜀攀漀爀最椀愀∀Ⰰ∀猀攀爀椀昀∀✀㸀伀挀琀漀戀攀爀 23, 2014

਀                      㰀瀀 挀氀愀猀猀㴀猀椀搀攀戀愀爀ⴀ戀漀搀礀㸀䨀甀猀琀 圀栀愀琀 吀栀攀 䐀漀挀琀漀爀 伀爀搀攀爀攀搀㨀 Lessons In Ethical Leadership From The Field of Medicine
਀                      㰀攀洀㸀㰀猀瀀愀渀 猀琀礀氀攀㴀✀昀漀渀琀ⴀ昀愀洀椀氀礀㨀∀䜀攀漀爀最椀愀∀Ⰰ∀猀攀爀椀昀∀✀㸀一漀瘀攀洀戀攀爀 13 , 2014

਀                      㰀瀀 挀氀愀猀猀㴀猀椀搀攀戀愀爀ⴀ洀漀爀攀ⴀ氀椀渀欀㸀㰀愀 href="http://scce.informz.net/z/cjUucD9taT00MzI1MTU4JnA9MSZ1PTEwNTc4MzIwMjMmbGk9MjUyNTI3NjI/index.html">Find਀                      漀琀栀攀爀猀Ⰰ 氀攀愀爀渀 洀漀爀攀 愀渀搀 爀攀最椀猀琀攀爀 紀 㰀⼀愀㸀㰀⼀瀀㸀
਀                      㰀⼀猀瀀愀渀㸀㰀⼀搀椀瘀㸀

SCCE’s Basic Compliance਀                      ☀愀洀瀀㬀 䔀琀栀椀挀猀 䄀挀愀搀攀洀椀攀猀㰀⼀瀀㸀

October਀                      ㈀　ⴀ㈀㌀Ⰰ ㈀　㄀㐀㰀⼀猀瀀愀渀㸀㰀⼀攀洀㸀㰀戀爀㸀 Las Vegas, NV

਀                      㰀瀀 挀氀愀猀猀㴀猀椀搀攀戀愀爀ⴀ戀漀搀礀㸀㰀攀洀㸀㰀猀瀀愀渀 猀琀礀氀攀㴀✀昀漀渀琀ⴀ昀愀洀椀氀礀㨀∀䜀攀漀爀最椀愀∀Ⰰ∀猀攀爀椀昀∀✀㸀伀挀琀漀戀攀爀 27-30, 2014
਀                      䌀栀椀挀愀最漀Ⰰ 䤀䰀㰀⼀瀀㸀

਀                      㰀搀椀瘀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀 愀氀椀最渀㴀挀攀渀琀攀爀 猀琀礀氀攀㴀✀琀攀砀琀ⴀ愀氀椀最渀㨀挀攀渀琀攀爀㬀 line-height:13.5pt'>਀                      㰀栀爀 猀椀稀攀㴀㈀ 眀椀搀琀栀㴀∀㤀㔀─∀ 愀氀椀最渀㴀挀攀渀琀攀爀㸀
਀                      㰀瀀 挀氀愀猀猀㴀猀椀搀攀戀愀爀ⴀ挀漀渀昀ⴀ猀攀挀琀椀漀渀㸀匀䌀䌀䔀ᤀ猠 刀攀最椀漀渀愀氀 㰀戀爀㸀 Conferences

਀                      㰀瀀 挀氀愀猀猀㴀猀椀搀攀戀愀爀ⴀ戀漀搀礀㸀㰀攀洀㸀㰀猀瀀愀渀 猀琀礀氀攀㴀✀昀漀渀琀ⴀ昀愀洀椀氀礀㨀∀䜀攀漀爀最椀愀∀Ⰰ∀猀攀爀椀昀∀✀㸀伀挀琀漀戀攀爀 24, 2014
਀                      㰀⼀椀㸀䴀椀渀渀攀愀瀀漀氀椀猀Ⰰ 䴀一㰀⼀瀀㸀

November਀                      㜀Ⰰ ㈀　㄀㐀㰀⼀猀瀀愀渀㸀㰀⼀攀洀㸀㰀椀㸀㰀戀爀㸀 Atlanta, GA

਀                      㰀瀀 挀氀愀猀猀㴀猀椀搀攀戀愀爀ⴀ洀漀爀攀ⴀ氀椀渀欀㸀㰀愀 href="http://scce.informz.net/z/cjUucD9taT00MzI1MTU4JnA9MSZ1PTEwNTc4MzIwMjMmbGk9MjUyNTI3NjU/index.html">Find਀                      漀琀栀攀爀猀Ⰰ 氀攀愀爀渀 洀漀爀攀 愀渀搀 爀攀最椀猀琀攀爀 紀 㰀⼀愀㸀㰀⼀瀀㸀 ਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀㰀⼀琀搀㸀 ਀                      㰀琀愀戀氀攀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀吀愀戀氀攀 戀漀爀搀攀爀㴀　 挀攀氀氀猀瀀愀挀椀渀最㴀　 cellpadding=0 width="100%" style='width:100.0%;਀                       洀猀漀ⴀ挀攀氀氀猀瀀愀挀椀渀最㨀　椀渀㬀洀猀漀ⴀ礀昀琀椀ⴀ琀戀氀氀漀漀欀㨀㄀㄀㠀㐀㬀洀猀漀ⴀ瀀愀搀搀椀渀最ⴀ愀氀琀㨀 0in 0in 0in 0in'>਀                       㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀　㬀洀猀漀ⴀ礀昀琀椀ⴀ昀椀爀猀琀爀漀眀㨀礀攀猀㬀 mso-yfti-lastrow:yes;height:3.75pt'>਀                        㰀琀搀 猀琀礀氀攀㴀✀戀漀爀搀攀爀㨀渀漀渀攀㬀戀漀爀搀攀爀ⴀ戀漀琀琀漀洀㨀猀漀氀椀搀 眀栀椀琀攀 ㄀⸀　瀀琀㬀 mso-border-bottom-alt:solid white .75pt;padding:0in 0in 0in 0in;਀                        栀攀椀最栀琀㨀㌀⸀㜀㔀瀀琀✀㸀㰀⼀琀搀㸀 ਀                      㰀⼀琀愀戀氀攀㸀 ਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀㰀⼀琀搀㸀 ਀                     㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀㄀㌀㬀栀攀椀最栀琀㨀㄀㄀⸀㈀㔀瀀琀✀㸀 ਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀㬀栀攀椀最栀琀㨀㄀㄀⸀㈀㔀瀀琀✀㸀㰀⼀琀搀㸀 ਀                     㰀⼀琀爀㸀 ਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

RESOURCES

਀                      㰀⼀琀搀㸀 ਀                      㰀瀀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀㸀㰀猀瀀愀渀 猀琀礀氀攀㴀✀洀猀漀ⴀ昀愀爀攀愀猀琀ⴀ昀漀渀琀ⴀ昀愀洀椀氀礀㨀 "Times New Roman"'> 

਀                      㰀⼀琀搀㸀 ਀                     㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀㄀㔀✀㸀 ਀                      㰀瀀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀㸀㰀猀瀀愀渀 猀琀礀氀攀㴀✀洀猀漀ⴀ昀愀爀攀愀猀琀ⴀ昀漀渀琀ⴀ昀愀洀椀氀礀㨀 "Times New Roman"'> 

਀                      㰀⼀琀搀㸀 ਀                      㰀瀀 挀氀愀猀猀㴀猀椀搀攀戀愀爀ⴀ爀攀猀漀甀爀挀攀猀ⴀ猀攀挀琀椀漀渀㸀䔀琀栀椀挀猀 愀渀搀 䌀漀洀瀀氀椀愀渀挀攀 on the Job

਀                      㰀瀀 挀氀愀猀猀㴀瀀ⴀ瀀氀甀猀ⴀ挀攀渀琀攀爀㸀㰀愀 href="http://scce.informz.net/z/cjUucD9taT00MzI1MTU4JnA9MSZ1PTEwNTc4MzIwMjMmbGk9MjUyNTI3NjY/index.html">

਀                      㰀瀀 挀氀愀猀猀㴀猀椀搀攀戀愀爀ⴀ爀攀猀漀甀爀挀攀猀ⴀ猀攀挀琀椀漀渀㸀吀栀攀 䌀漀洀瀀氀攀琀攀㰀戀爀㸀 Compliance and
਀                      䔀琀栀椀挀猀 䴀愀渀甀愀氀 ᐀†㈀　㄀㐀㰀⼀瀀㸀

਀                      㰀瀀 挀氀愀猀猀㴀猀椀搀攀戀愀爀ⴀ洀漀爀攀ⴀ氀椀渀欀ⴀ挀攀渀琀攀爀㸀㰀愀 href="http://scce.informz.net/z/cjUucD9taT00MzI1MTU4JnA9MSZ1PTEwNTc4MzIwMjMmbGk9MjUyNTI3Njc/index.html">Learn਀                      洀漀爀攀 紀 㰀⼀愀㸀㰀⼀瀀㸀
਀                      㰀⼀猀瀀愀渀㸀㰀⼀搀椀瘀㸀

Workplace
਀                      䤀渀瘀攀猀琀椀最愀琀椀漀渀猀㰀⼀瀀㸀

਀                      㰀瀀 挀氀愀猀猀㴀猀椀搀攀戀愀爀ⴀ洀漀爀攀ⴀ氀椀渀欀ⴀ挀攀渀琀攀爀㸀㰀愀 href="http://scce.informz.net/z/cjUucD9taT00MzI1MTU4JnA9MSZ1PTEwNTc4MzIwMjMmbGk9MjUyNTI3Njg/index.html">Learn਀                      洀漀爀攀 紀 㰀⼀愀㸀㰀⼀瀀㸀
਀                      㰀⼀猀瀀愀渀㸀㰀⼀搀椀瘀㸀

Compliance 101

਀                      㰀瀀 挀氀愀猀猀㴀瀀ⴀ瀀氀甀猀ⴀ挀攀渀琀攀爀㸀㰀愀 href="http://scce.informz.net/z/cjUucD9taT00MzI1MTU4JnA9MSZ1PTEwNTc4MzIwMjMmbGk9MjUyNTI3Njk/index.html">

਀                      㰀搀椀瘀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀 愀氀椀最渀㴀挀攀渀琀攀爀 猀琀礀氀攀㴀✀琀攀砀琀ⴀ愀氀椀最渀㨀挀攀渀琀攀爀✀㸀㰀猀瀀愀渀 style='mso-fareast-font-family:"Times New Roman"'>਀                      㰀栀爀 猀椀稀攀㴀㈀ 眀椀搀琀栀㴀∀㔀　─∀ 愀氀椀最渀㴀挀攀渀琀攀爀㸀
਀                      㰀瀀 挀氀愀猀猀㴀猀椀搀攀戀愀爀ⴀ爀攀猀漀甀爀挀攀猀ⴀ猀攀挀琀椀漀渀㸀㔀　㄀ 䤀搀攀愀猀 昀漀爀 夀漀甀爀 Compliance and Ethics Program

਀                      㰀瀀 挀氀愀猀猀㴀瀀ⴀ瀀氀甀猀ⴀ挀攀渀琀攀爀㸀㰀愀 href="http://scce.informz.net/z/cjUucD9taT00MzI1MTU4JnA9MSZ1PTEwNTc4MzIwMjMmbGk9MjUyNTI3NzA/index.html">

਀                      㰀⼀琀搀㸀 ਀                      㰀瀀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀㸀㰀猀瀀愀渀 猀琀礀氀攀㴀✀洀猀漀ⴀ昀愀爀攀愀猀琀ⴀ昀漀渀琀ⴀ昀愀洀椀氀礀㨀 "Times New Roman"'> 

਀                      㰀⼀琀搀㸀 ਀                     㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀㄀㘀㬀栀攀椀最栀琀㨀㌀⸀㜀㔀瀀琀✀㸀 ਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀㬀栀攀椀最栀琀㨀㌀⸀㜀㔀瀀琀✀㸀㰀⼀琀搀㸀 ਀                     㰀⼀琀爀㸀 ਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀㰀⼀琀搀㸀 ਀                      㰀琀愀戀氀攀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀吀愀戀氀攀 戀漀爀搀攀爀㴀　 挀攀氀氀猀瀀愀挀椀渀最㴀　 cellpadding=0 width="100%" style='width:100.0%;਀                       洀猀漀ⴀ挀攀氀氀猀瀀愀挀椀渀最㨀　椀渀㬀洀猀漀ⴀ礀昀琀椀ⴀ琀戀氀氀漀漀欀㨀㄀㄀㠀㐀㬀洀猀漀ⴀ瀀愀搀搀椀渀最ⴀ愀氀琀㨀 0in 0in 0in 0in'>਀                       㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀　㬀洀猀漀ⴀ礀昀琀椀ⴀ昀椀爀猀琀爀漀眀㨀礀攀猀㬀 mso-yfti-lastrow:yes;height:3.75pt'>਀                        㰀琀搀 猀琀礀氀攀㴀✀戀漀爀搀攀爀㨀渀漀渀攀㬀戀漀爀搀攀爀ⴀ戀漀琀琀漀洀㨀猀漀氀椀搀 眀栀椀琀攀 ㄀⸀　瀀琀㬀 mso-border-bottom-alt:solid white .75pt;padding:0in 0in 0in 0in;਀                        栀攀椀最栀琀㨀㌀⸀㜀㔀瀀琀✀㸀㰀⼀琀搀㸀 ਀                      㰀⼀琀愀戀氀攀㸀 ਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀㰀⼀琀搀㸀 ਀                     㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀㄀㠀㬀栀攀椀最栀琀㨀㄀㄀⸀㈀㔀瀀琀✀㸀 ਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀㬀栀攀椀最栀琀㨀㄀㄀⸀㈀㔀瀀琀✀㸀㰀⼀琀搀㸀 ਀                     㰀⼀琀爀㸀 ਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

JOIN SCCE

਀                      㰀⼀琀搀㸀 ਀                      㰀瀀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀㸀㰀猀瀀愀渀 猀琀礀氀攀㴀✀洀猀漀ⴀ昀愀爀攀愀猀琀ⴀ昀漀渀琀ⴀ昀愀洀椀氀礀㨀 "Times New Roman"'> 

਀                      㰀⼀琀搀㸀 ਀                     㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀㈀　㬀栀攀椀最栀琀㨀㌀⸀㜀㔀瀀琀✀㸀 ਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀㬀栀攀椀最栀琀㨀㌀⸀㜀㔀瀀琀✀㸀㰀⼀琀搀㸀 ਀                     㰀⼀琀爀㸀 ਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

਀                      㰀⼀琀搀㸀 ਀                      㰀瀀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀㸀㰀猀瀀愀渀 猀琀礀氀攀㴀✀洀猀漀ⴀ昀愀爀攀愀猀琀ⴀ昀漀渀琀ⴀ昀愀洀椀氀礀㨀 "Times New Roman"'> 

਀                      㰀⼀琀搀㸀 ਀                     㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀㈀㈀✀㸀 ਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀 ਀                       㰀⼀琀爀㸀
਀                      㰀⼀琀搀㸀 ਀                     㰀⼀琀爀㸀 ਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀㬀栀攀椀最栀琀㨀㄀㄀⸀㈀㔀瀀琀✀㸀㰀⼀琀搀㸀 ਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀㬀栀攀椀最栀琀㨀㄀㄀⸀㈀㔀瀀琀✀㸀㰀⼀琀搀㸀 ਀                     㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀㈀㐀㬀栀攀椀最栀琀㨀㌀⸀㜀㔀瀀琀✀㸀 ਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀㬀栀攀椀最栀琀㨀㌀⸀㜀㔀瀀琀✀㸀㰀⼀琀搀㸀 ਀                     㰀⼀琀爀㸀 ਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

EDITORS

਀                      㰀瀀 挀氀愀猀猀㴀猀挀挀攀ⴀ椀渀昀漀㸀伀搀攀氀氀 䜀甀礀琀漀渀Ⰰ 㰀戀爀㸀 Innovations Editor

਀                      㰀瀀 挀氀愀猀猀㴀猀挀挀攀ⴀ椀渀昀漀㸀刀漀礀 匀渀攀氀氀Ⰰ 䌀漀渀琀攀渀琀 䔀搀椀琀漀爀㰀⼀瀀㸀

Email the਀                      攀搀椀琀漀爀猀 㰀⼀愀㸀㰀⼀猀瀀愀渀㸀㰀⼀攀洀㸀㰀⼀瀀㸀

Published਀                      戀礀 琀栀攀 匀漀挀椀攀琀礀 漀昀 䌀漀爀瀀漀爀愀琀攀 䌀漀洀瀀氀椀愀渀挀攀 愀渀搀 䔀琀栀椀挀猀 ⠀匀䌀䌀䔀⤀글㰀⼀猀瀀愀渀㸀㰀⼀猀琀爀漀渀最㸀㰀⼀瀀㸀 ਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

਀                      㰀琀搀 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

਀                      㰀⼀琀搀㸀 ਀                      㰀瀀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀㸀㰀猀瀀愀渀 猀琀礀氀攀㴀✀洀猀漀ⴀ昀愀爀攀愀猀琀ⴀ昀漀渀琀ⴀ昀愀洀椀氀礀㨀 "Times New Roman"'> 

਀                      㰀⼀琀搀㸀 ਀                     㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀㈀㜀㬀洀猀漀ⴀ礀昀琀椀ⴀ氀愀猀琀爀漀眀㨀礀攀猀✀㸀 ਀                      㰀瀀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀㸀㰀猀瀀愀渀 猀琀礀氀攀㴀✀洀猀漀ⴀ昀愀爀攀愀猀琀ⴀ昀漀渀琀ⴀ昀愀洀椀氀礀㨀 "Times New Roman"'> 

਀                      㰀⼀琀搀㸀 ਀                      㰀瀀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀 猀琀礀氀攀㴀✀洀愀爀最椀渀ⴀ琀漀瀀㨀㜀⸀㔀瀀琀㬀洀愀爀最椀渀ⴀ爀椀最栀琀㨀 0in;margin-bottom:7.5pt;margin-left:0in'> 

਀                      㰀⼀琀搀㸀 ਀                      㰀瀀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀㸀㰀猀瀀愀渀 猀琀礀氀攀㴀✀洀猀漀ⴀ昀愀爀攀愀猀琀ⴀ昀漀渀琀ⴀ昀愀洀椀氀礀㨀 "Times New Roman"'> 

਀                      㰀⼀琀搀㸀 ਀                    㰀⼀琀愀戀氀攀㸀 ਀                    㰀琀搀 眀椀搀琀栀㴀∀㔀─∀ 猀琀礀氀攀㴀✀眀椀搀琀栀㨀㔀⸀　─㬀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

਀                  㰀瀀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀㸀㰀猀瀀愀渀 猀琀礀氀攀㴀✀洀猀漀ⴀ昀愀爀攀愀猀琀ⴀ昀漀渀琀ⴀ昀愀洀椀氀礀㨀∀吀椀洀攀猀 一攀眀 刀漀洀愀渀∀✀㸀☀渀戀猀瀀㬀㰀漀㨀瀀㸀㰀⼀漀㨀瀀㸀㰀⼀猀瀀愀渀㸀㰀⼀瀀㸀 ਀                 㰀⼀琀爀㸀 ਀                㰀⼀琀搀㸀 ਀              㰀⼀琀愀戀氀攀㸀 ਀              㰀琀搀 眀椀搀琀栀㴀∀㜀─∀ 猀琀礀氀攀㴀✀眀椀搀琀栀㨀㜀⸀　─㬀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

 

਀              㰀⼀琀搀㸀 ਀            㰀⼀琀愀戀氀攀㸀 ਀           㰀⼀琀爀㸀 ਀          㰀⼀琀搀㸀 ਀         㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀㘀✀㸀 ਀          㰀瀀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀㸀㰀猀瀀愀渀 猀琀礀氀攀㴀✀洀猀漀ⴀ昀愀爀攀愀猀琀ⴀ昀漀渀琀ⴀ昀愀洀椀氀礀㨀∀吀椀洀攀猀 一攀眀 刀漀洀愀渀∀✀㸀☀渀戀猀瀀㬀㰀漀㨀瀀㸀㰀⼀漀㨀瀀㸀㰀⼀猀瀀愀渀㸀㰀⼀瀀㸀 ਀         㰀⼀琀爀㸀 ਀          㰀琀搀 挀漀氀猀瀀愀渀㴀㄀㄀ 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

਀         㰀⼀琀爀㸀 ਀          㰀琀搀 挀漀氀猀瀀愀渀㴀㄀㄀ 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

 

਀          㰀⼀琀搀㸀 ਀         㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀㤀✀㸀 ਀          㰀琀愀戀氀攀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀吀愀戀氀攀 戀漀爀搀攀爀㴀　 挀攀氀氀猀瀀愀挀椀渀最㴀　 挀攀氀氀瀀愀搀搀椀渀最㴀　 width="100%" style='width:100.0%;mso-cellspacing:0in;mso-yfti-tbllook:਀           ㄀㄀㠀㐀㬀洀猀漀ⴀ瀀愀搀搀椀渀最ⴀ愀氀琀㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀 ਀            㰀瀀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀㸀㰀猀瀀愀渀 猀琀礀氀攀㴀✀洀猀漀ⴀ昀愀爀攀愀猀琀ⴀ昀漀渀琀ⴀ昀愀洀椀氀礀㨀∀吀椀洀攀猀 一攀眀 刀漀洀愀渀∀✀㸀㰀愀 href="http://scce.informz.net/z/cjUucD9taT00MzI1MTU4JnA9MSZ1PTEwNTc4MzIwMjMmbGk9MjUyNTI3NzM/index.html"਀            琀愀爀最攀琀㴀渀攀眀㸀㰀椀洀最 戀漀爀搀攀爀㴀　 眀椀搀琀栀㴀㄀㔀㐀 栀攀椀最栀琀㴀㐀㔀 椀搀㴀∀开砀　　　　开椀㄀　㐀㄀∀ src="http://www.corporatecompliance.org/Portals/1/Images/Email_Images/SCCEnet_emails_logo154.gif"਀            愀氀琀㴀匀䌀䌀䔀渀攀琀㸀㰀⼀愀㸀㰀漀㨀瀀㸀㰀⼀漀㨀瀀㸀㰀⼀猀瀀愀渀㸀㰀⼀瀀㸀 ਀            㰀琀搀 眀椀搀琀栀㴀㔀㤀 瘀愀氀椀最渀㴀琀漀瀀 猀琀礀氀攀㴀✀眀椀搀琀栀㨀㐀㐀⸀㈀㔀瀀琀㬀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

਀            㰀琀搀 眀椀搀琀栀㴀㜀　 瘀愀氀椀最渀㴀琀漀瀀 猀琀礀氀攀㴀✀眀椀搀琀栀㨀㔀㈀⸀㔀瀀琀㬀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

਀            㰀琀搀 眀椀搀琀栀㴀㘀㄀ 瘀愀氀椀最渀㴀琀漀瀀 猀琀礀氀攀㴀✀眀椀搀琀栀㨀㐀㔀⸀㜀㔀瀀琀㬀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

Twitter

਀            㰀⼀琀搀㸀 ਀            㰀瀀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀㸀㰀猀瀀愀渀 猀琀礀氀攀㴀✀洀猀漀ⴀ昀愀爀攀愀猀琀ⴀ昀漀渀琀ⴀ昀愀洀椀氀礀㨀∀吀椀洀攀猀 一攀眀 刀漀洀愀渀∀✀㸀㰀愀 href="http://scce.informz.net/z/cjUucD9taT00MzI1MTU4JnA9MSZ1PTEwNTc4MzIwMjMmbGk9MjUyNTI3Nzc/index.html"਀            琀愀爀最攀琀㴀渀攀眀㸀㰀椀洀最 戀漀爀搀攀爀㴀　 眀椀搀琀栀㴀㔀㠀 栀攀椀最栀琀㴀㐀㔀 椀搀㴀∀开砀　　　　开椀㄀　㐀㔀∀ src="http://www.corporatecompliance.org/Portals/1/Images/Email_Images/FacebookSquare_emails_logo.gif"਀            愀氀琀㴀䘀愀挀攀戀漀漀欀㸀㰀⼀愀㸀㰀漀㨀瀀㸀㰀⼀漀㨀瀀㸀㰀⼀猀瀀愀渀㸀㰀⼀瀀㸀 ਀            㰀琀搀 眀椀搀琀栀㴀㔀　 瘀愀氀椀最渀㴀琀漀瀀 猀琀礀氀攀㴀✀眀椀搀琀栀㨀㌀㜀⸀㔀瀀琀㬀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

Google+

਀            㰀⼀琀搀㸀 ਀            㰀瀀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀㸀㰀猀瀀愀渀 猀琀礀氀攀㴀✀洀猀漀ⴀ昀愀爀攀愀猀琀ⴀ昀漀渀琀ⴀ昀愀洀椀氀礀㨀∀吀椀洀攀猀 一攀眀 刀漀洀愀渀∀✀㸀㰀愀 href="http://scce.informz.net/z/cjUucD9taT00MzI1MTU4JnA9MSZ1PTEwNTc4MzIwMjMmbGk9MjUyNTI3ODA/index.html"਀            琀愀爀最攀琀㴀渀攀眀㸀㰀椀洀最 戀漀爀搀攀爀㴀　 眀椀搀琀栀㴀㜀㤀 栀攀椀最栀琀㴀㐀㔀 椀搀㴀∀开砀　　　　开椀㄀　㐀㜀∀ src="http://www.corporatecompliance.org/Portals/1/Images/Email_Images/YouTube_emails_logo.gif"਀            愀氀琀㴀夀漀甀吀甀戀攀㸀㰀⼀愀㸀㰀漀㨀瀀㸀㰀⼀漀㨀瀀㸀㰀⼀猀瀀愀渀㸀㰀⼀瀀㸀 ਀            㰀琀搀 眀椀搀琀栀㴀㘀㐀 瘀愀氀椀最渀㴀琀漀瀀 猀琀礀氀攀㴀✀眀椀搀琀栀㨀㐀㠀⸀　瀀琀㬀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

਀           㰀⼀琀爀㸀 ਀          㰀⼀琀搀㸀 ਀         㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀㄀　✀㸀 ਀          㰀瀀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀㸀㰀猀瀀愀渀 猀琀礀氀攀㴀✀洀猀漀ⴀ昀愀爀攀愀猀琀ⴀ昀漀渀琀ⴀ昀愀洀椀氀礀㨀∀吀椀洀攀猀 一攀眀 刀漀洀愀渀∀✀㸀☀渀戀猀瀀㬀㰀漀㨀瀀㸀㰀⼀漀㨀瀀㸀㰀⼀猀瀀愀渀㸀㰀⼀瀀㸀 ਀         㰀⼀琀爀㸀 ਀          㰀琀搀 挀漀氀猀瀀愀渀㴀㄀㄀ 猀琀礀氀攀㴀✀瀀愀搀搀椀渀最㨀　椀渀 　椀渀 　椀渀 　椀渀✀㸀

SOCIETY਀          伀䘀 䌀伀刀倀伀刀䄀吀䔀 䌀伀䴀倀䰀䤀䄀一䌀䔀 䄀一䐀 䔀吀䠀䤀䌀匀 㰀⼀愀㸀㰀⼀猀瀀愀渀㸀㰀⼀猀琀爀漀渀最㸀㰀猀瀀愀渀 style='font-size:9.0pt;font-family:"Myriad Pro","sans-serif";਀          洀猀漀ⴀ昀愀爀攀愀猀琀ⴀ昀漀渀琀ⴀ昀愀洀椀氀礀㨀∀吀椀洀攀猀 一攀眀 刀漀洀愀渀∀㬀挀漀氀漀爀㨀⌀㈀䈀㈀䈀㈀䌀✀㸀㰀戀爀㸀 6500 Barrie Road, Suite 250, Minneapolis, MN 55435-2358, United਀          匀琀愀琀攀猀㰀戀爀㸀 +1 952 933 4977 or 888 277 4977 |

਀          㰀⼀琀搀㸀 ਀         㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀㄀㈀㬀洀猀漀ⴀ礀昀琀椀ⴀ氀愀猀琀爀漀眀㨀礀攀猀✀㸀 ਀          㰀瀀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀㸀㰀猀瀀愀渀 猀琀礀氀攀㴀✀洀猀漀ⴀ昀愀爀攀愀猀琀ⴀ昀漀渀琀ⴀ昀愀洀椀氀礀㨀∀吀椀洀攀猀 一攀眀 刀漀洀愀渀∀✀㸀☀渀戀猀瀀㬀㰀漀㨀瀀㸀㰀⼀漀㨀瀀㸀㰀⼀猀瀀愀渀㸀㰀⼀瀀㸀 ਀         㰀⼀琀爀㸀 ਀        㰀⼀搀椀瘀㸀 ਀       㰀⼀琀爀㸀 ਀㰀℀ⴀⴀ攀渀搀开渀攀眀猀⠀㄀㈀　㌀㌀㘀㘀⤀ⴀⴀ㸀㰀⼀琀搀㸀 ਀    㰀⼀琀愀戀氀攀㸀 ਀   㰀⼀琀爀㸀 ਀  㰀瀀㸀☀渀戀猀瀀㬀㰀⼀瀀㸀

 

਀  㰀琀愀戀氀攀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀吀愀戀氀攀 戀漀爀搀攀爀㴀　 挀攀氀氀猀瀀愀挀椀渀最㴀　 挀攀氀氀瀀愀搀搀椀渀最㴀　 眀椀搀琀栀㴀∀㄀　　─∀ style='width:100.0%;border-collapse:collapse;mso-yfti-tbllook:1184'>਀   㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀　㬀洀猀漀ⴀ礀昀琀椀ⴀ昀椀爀猀琀爀漀眀㨀礀攀猀㬀洀猀漀ⴀ礀昀琀椀ⴀ氀愀猀琀爀漀眀㨀礀攀猀✀㸀 Society of Corporate Compliance & Ethics

਀    㰀瀀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀 愀氀椀最渀㴀挀攀渀琀攀爀 猀琀礀氀攀㴀✀琀攀砀琀ⴀ愀氀椀最渀㨀挀攀渀琀攀爀✀㸀㰀猀瀀愀渀 style='font-size:10.0pt;font-family:"Arial","sans-serif";mso-fareast-font-family:਀    ∀吀椀洀攀猀 一攀眀 刀漀洀愀渀∀✀㸀吀漀 漀瀀琀 漀甀琀 漀昀 爀攀挀攀椀瘀椀渀最 琀栀椀猀 渀攀眀猀氀攀琀琀攀爀Ⰰ 最漀☀渀戀猀瀀㬀㰀⼀猀瀀愀渀㸀㰀猀瀀愀渀 style='mso-fareast-font-family:"Times New Roman"'>here.

਀    㰀瀀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀 愀氀椀最渀㴀挀攀渀琀攀爀 猀琀礀氀攀㴀✀琀攀砀琀ⴀ愀氀椀最渀㨀挀攀渀琀攀爀✀㸀㰀猀瀀愀渀 style='font-size:10.0pt;font-family:"Arial","sans-serif";mso-fareast-font-family:਀    ∀吀椀洀攀猀 一攀眀 刀漀洀愀渀∀✀㸀吀漀 甀渀猀甀戀猀挀爀椀戀攀 琀漀 愀氀氀 攀洀愀椀氀猀 愀渀搀 渀攀眀猀氀攀琀琀攀爀猀 昀爀漀洀 匀䌀䌀䔀Ⰰ go

਀    㰀瀀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀 愀氀椀最渀㴀挀攀渀琀攀爀 猀琀礀氀攀㴀✀琀攀砀琀ⴀ愀氀椀最渀㨀挀攀渀琀攀爀✀㸀㰀猀瀀愀渀 style='font-size:10.0pt;font-family:"Arial","sans-serif";mso-fareast-font-family:਀    ∀吀椀洀攀猀 一攀眀 刀漀洀愀渀∀✀㸀吀漀 洀愀欀攀 挀栀愀渀最攀猀 琀漀 礀漀甀爀 攀洀愀椀氀 瀀爀漀昀椀氀攀 椀渀昀漀爀洀愀琀椀漀渀Ⰰ go 

਀    㰀⼀琀搀㸀 ਀  㰀⼀琀愀戀氀攀㸀

 

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਀  㰀⼀琀搀㸀 ਀㰀⼀琀愀戀氀攀㸀 ਀㰀⼀搀椀瘀㸀 ਀㰀瀀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀㸀㰀猀瀀愀渀 猀琀礀氀攀㴀✀洀猀漀ⴀ昀愀爀攀愀猀琀ⴀ昀漀渀琀ⴀ昀愀洀椀氀礀㨀∀吀椀洀攀猀 一攀眀 刀漀洀愀渀∀✀㸀㰀漀㨀瀀㸀☀渀戀猀瀀㬀㰀⼀漀㨀瀀㸀㰀⼀猀瀀愀渀㸀㰀⼀瀀㸀 ਀㰀搀椀瘀 愀氀椀最渀㴀挀攀渀琀攀爀㸀 ਀㰀琀愀戀氀攀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀吀愀戀氀攀 戀漀爀搀攀爀㴀　 挀攀氀氀瀀愀搀搀椀渀最㴀　 猀琀礀氀攀㴀✀洀猀漀ⴀ挀攀氀氀猀瀀愀挀椀渀最㨀㄀⸀㔀瀀琀㬀 mso-yfti-tbllook:1184'>਀ 㰀琀爀 猀琀礀氀攀㴀✀洀猀漀ⴀ礀昀琀椀ⴀ椀爀漀眀㨀　㬀洀猀漀ⴀ礀昀琀椀ⴀ昀椀爀猀琀爀漀眀㨀礀攀猀㬀洀猀漀ⴀ礀昀琀椀ⴀ氀愀猀琀爀漀眀㨀礀攀猀✀㸀 ਀  㰀瀀 挀氀愀猀猀㴀䴀猀漀一漀爀洀愀氀 愀氀椀最渀㴀挀攀渀琀攀爀 猀琀礀氀攀㴀✀琀攀砀琀ⴀ愀氀椀最渀㨀挀攀渀琀攀爀✀㸀㰀猀瀀愀渀 style='mso-fareast-font-family:"Times New Roman"'>

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