Resource Overview

The Society of Corporate Compliance and Ethics is committed to providing our members with up-to-date information, useful tips and tools, and a variety of resources to help ease the numerous challenges facing compliance professionals in today's corporate environment.

Recent Resources

Category

Corporate Compliance Weekly News | FBI investigating hacking attack on JPMorgan

Aug28

FBI investigating hacking attack on JPMorgan
PwC must face $1 billion lawsuit over MF Global advice
Media tycoon critical of China is visited by Hong Kong anti-graft agency
SEC adopts securitization, rating agency reforms
Schwab loses $15 million arbitration case against Morgan Stanley
China turns up heat on Microsoft in probe of business practices
Wylys claim they can’t pay $728 million demanded by SEC
Intel challenges record EU antitrust fine at top EU court
Two plead guilty to importing and selling hazardous and counterfeit toys in New York

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Ethikos e-Newsletters | Why Culture Trumps Compliance

Aug26Why Culture Trumps Compliance 

5 Ethical Responsibilities of Corporate Boards 
Pepsi CEO’s Emphasis on Ethics Pays Off
7 Proven Ways to Genuinely Connect with Your Employees 
Spend the Company’s Money Like It’s Your Own

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Corporate Compliance Weekly News | Bank of America and DOJ reach $17 billion settlement

Aug21

Bank of America and DOJ reach $17 billion settlement
UPS Store computer breach may put customer data at risk
Samsung to pay US $2.3M to settle False Claims Act charges
Wall Street regulator FINRA charges Wedbush with market access violations
Standard Chartered to pay $300M for oversight shortfalls
China says Mercedes-Benz violated antitrust rules in pricing
PwC settles with New York regulator over work with Bank of Tokyo-Mitsubishi
Japan spark plug maker NGK to plead guilty, pay $52.1M
Ex-Rabobank trader second to plead guilty to Libor rigging
Report: Cobalt and BP paid $175M to Sonangol for a research center that can’t be found
Chinese rail official gets death sentence in corruption case

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Ethikos e-Newsletters | 5 Reasons Ethical Culture Doesn’t Just Happen

Aug195 Reasons Ethical Culture Doesn’t Just Happen

Why Aren’t Ethicists More Ethical? 
Top 5 Movies about Business Ethics
Companies with Benefits 
Leadership Ethics: It Doesn’t Depend 


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Corporate Compliance Weekly News | Former US attorney to monitor Toyota compliance

Aug15

Former US attorney to monitor Toyota compliance
Audi says faces penalty for anti-competitive behavior in China
Ex-MIT dean and son plead guilty to $140 million hedge fund scam
New York prosecutors charge payday loan firms with usury
US jury gives SEC quick win in fraud case against Boston adviser
US watchdog nears adoption of requirement to name audit partners
Raytheon to pay $350,000 for improperly charging DoD for reimbursement
Whistleblower case alleges retaliation for reporting fraud against Wal-Mart

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Ethikos e-Newsletters | Business Schools Aren’t Producing Ethical Graduates

Aug12Business Schools Aren’t Producing Ethical Graduates
A Bold Vision to Truly Evolve Your Culture 
Always Listen to Your Internal Code of Ethics 
Corporate Governance: Why the Board Must Lead on Ethics

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Y-comply | We all assess risk – but what do we do with it?

Aug11Risk assessment is key to the success of implementing a compliance and ethics program within an organization. That doesn’t mean that all the other elements of an effective compliance and ethics program, defined by the Federal Sentencing Guidelines (FSG), are not equally important. However, none of the other elements will be as successful if an organization does not implement a thorough risk assessment process.
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Corporate Compliance Weekly News | Bank of America offers US biggest settlement in history over toxic mortgage loans

Aug07

Bank of America offers US biggest settlement in history over toxic mortgage loans
Goldman Sachs says alternative trading system being investigated
Blackstone, KKR, TPG to pay $325M to settle suit
Private equity firms pay $325M in US collusion settlement
Formula One Chief Bernie Ecclestone settles bribery case for $100M
China’s latest anti-trust probes revive protectionism concerns
Big business launches a new attack on whistle-blowers
ITT educational scrutiny spreads to college’s lenders
HP agrees to settle allegations it overbilled USPS

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Ethikos e-Newsletters | The Ethics Coach on Dealing with the Office Know-It-All

Aug06The Ethics Coach on Dealing with the Office Know-It-All

UK boards urged to take control of ethical values
Turning To Ethics When Trust In Business Is At An All-Time Low (What About Pay?)
VIDEO: Global Business Ethics: China and US Issues
B-schools can't teach ethics, firms need to hire candidates with strong values


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Corporate Compliance Weekly News | Bank of America ordered to pay $1.27B for ‘Hustle’ fraud

Aug01

Bank of America ordered to pay $1.27B for ‘Hustle’ fraud
British Fraud Office reaches second settlement in inquiry over Icelandic bank
Lloyds suspends seven people after £226M bill for rigging interest rates
ERC tells Congress that strong ethics programs would bolster False Claims Act
U.S. regulator questions Verizon plan to slow data speeds for some
Bribery probe costs Smith & Wesson $2M
French citizen sentenced for obstruction in bribery case to win mining rights in Guinea
OkCupid experiment may violate FTC rules on deceptive practices

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