Resource Overview

The Society of Corporate Compliance and Ethics is committed to providing our members with up-to-date information, useful tips and tools, and a variety of resources to help ease the numerous challenges facing compliance professionals in today's corporate environment.

Recent Resources

Category

e-Corporate Compliance News | Report: U.S. SEC's information technology at risk of hacking

Apr17Report: U.S. SEC's information technology at risk of hacking
GSK cuts 150 China staff for improper sales practices
Apple antitrust monitor: So far, so good— but could be better
Ex-BP employee settles SEC insider-trading oil spill case
U.S. in settlement with Lowe's over lead paint exposure to kids
Illinois investigates Herbalife as federal, state probes grow
Whistleblowing heart doctor who aired UK hospital safety fears wins tribunal case
Ex-Direct Access officers charged with foreign bribery
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e-Corporate Compliance News | Judge accepts SAC guilty plea, approves $1.2B settlement

Apr10Judge accepts SAC guilty plea, approves $1.2B settlement
Bank of America to pay $772M for illegal credit card practices
HP pays $108M to settle foreign bribery probes
Ex-contractor calls self whistleblower in Univ. of Maryland data security breach
Survey: Audits around the world are riddled with problems
Connecticut firm pays $2.4M for false statements about highway project
Big credit card issuers defeat collusion lawsuit in U.S.
JPMorgan’s Dimon calls settling legal issues ‘nerve-wracking’
Livent auditor Deloitte ordered to pay $84.8M for failing to detect fraud
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e-Corporate Compliance News | Lawmakers accuse GM of possible criminal cover-up

Apr03Lawmakers accuse GM of possible criminal cover-up
NY AG: Trader speed craze threatens stability
Dashed Ikea dreams show decades lost to bribery refusal in Ukraine
Top Wall Street cop: Heads are going to roll
Citigroup uncovered rogue trading in Mexico, fired two bond traders
Bank of America Should Face SEC Mortgage Suit, Judge Says
NY state joins NYC in suing FedEx over untaxed cigarettes
What Is a Patent Troll? Congress, Courts Try to Find Out
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e-Corporate Compliance News | GM’s new recall risk—the spare parts market

Mar27GM’s new recall risk—the spare parts market
Madoff aides convicted in $17.5B Ponzi trial
Wal-Mart says bribe probe cost $439M in two years
Analysis: Rupert Murdoch reveals corporate governance plans
SEC probes threat from cyber attacks against Wall Street
Mayor quits in Charlotte after arrest over bribes
Saint-Gobain wins $227M cut in record EU fine
Brazil charges train executives with price fixing scheme
Orthofix reports potential improper payments in Brazil
Founder of fake college found guilty in ‘visa mill’ case
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e-Corporate Compliance News | Toyota’s $1.2B settlement may be model for US probe into GM

Mar20Toyota’s $1.2B settlement may be model for US probe into GM
Citigroup fined by Finra over short sale violations
US mulling big data policy
Marubeni pleads guilty, to pay $88M for Indonesia bribery
TV pitchman Trudeau sentenced to ten years
New graduate law program in organizational ethics and compliance available
Michigan subpoenas Ferrellgas on propane price hikes
Two charged in US insider case with tips on chewed-up napkins
Nu Skin says likely to be fined by Chinese regulators
Men from Ukraine and New York indicted in US cybercrime case
Navy bribery scandal figure pleads guilty
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e-Corporate Compliance News | Watchdog faults FBI on mortgage fraud prosecutions

Mar13Lions Gate admits to SEC disclosure failure for Icahn block
Watchdog faults FBI on mortgage fraud prosecutions
Bankers behaving badly face 6-year bonus clawback by BoE
Herbalife discloses civil investigation by FTC
Ex-Hanlong executive wanted by Australia seeks HK asylum
Texas oil company must disclose bitcoin risks-regulator
Ex-Goldman VP Tourre ordered to pay over $825,000 in SEC case
Feds open criminal probe into General Motors over recall
US SEC charges brokers in scheme to profit from terminally ill
FERC to impose new security rules on utilities

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e-Corporate Compliance News | US justices extend employee whistleblower protections

Mar06US justices extend employee whistleblower protections
DOJ enters consent decree with H&R Block over ADA violations
Chevron wins US ruling calling Ecuador judgment fraud
Privacy groups ask regulators to halt Facebook’s $19B WhatsApp deal
ADT settles with US over paying for endorsements
US antitrust chief recused on Comcast, Time Warner Cable review
BOE heard traders’ currency-rigging concerns years ago
Bitcoin loss highlights elusive paths of regulation
Rolls-Royce bolsters ethics policy in face of corruption probe
Siemens banned from bidding in Brazil on suspected bribery
SEC orders New York firm to pay record $7.2M
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e-Corporate Compliance News | Investor class actions seen at risk in Halliburton case

Feb27Investor class actions seen at risk in Halliburton case
Data breach hurts profit at Target
Yellen: Fed won’t regulate Bitcoin
Visa Europe settles EU antitrust probe with credit-card fees cut
Chile’s Vapores to pay $8.9M in US price-fixing case
Convicted Trenton Mayor Tony Mack removed from office
Lawmakers’ report: FDA monitoring of staff e-mails may have violated whistleblowing law
JPMorgan Compliance Chief Armine leaves post after a year
SEC’s newest enforcement weapon: powerful software
Morgan Stanley agrees to pay $275M to end SEC probe
Report: Compliance becomes hotter issue for US firms in China
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e-Corporate Compliance News | FBI begins campaign in DC to seek help from the public in uncovering public corruption

Feb20FBI begins campaign in DC to seek help from the public in uncovering public corruption
DC contractor agrees to pay $6.5M to settle allegations of inflated billing
UK judge finds ‘untruthful’ Ecclestone paid bribes
Rebekah Brooks takes stand, denies phone hacking
Fox Broadcasting wins court order halting Aereo in Utah
PetroTiger ex-CEO Hammarskjold pleads guilty in bribe case
Former Barclays employees charged over Libor rigging
Independent contractor in Afghanistan pleads guilty for bribing US official
US judge dismisses price-fixing claim against hotels, websites
US court boosts SEC’s power to recoup insider trading profits
Rolls-Royce bribery probe includes recent contracts
Ex-Jefferies director faces jury as US levels fraud claims
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e-Corporate Compliance News | Bridgestone agrees to pay $425M US fine for bid-rigging rubber auto parts

Feb13Bridgestone agrees to pay $425M US fine for bid-rigging rubber auto parts
Avon bribery settlement could reach $132M
Nagin guilty of 20 counts of bribery and fraud
Lehman settles with Freddie Mac over $1.2B claim
Cathay Pacific agrees to $65M pricing settlement
Two arrested in Rolls-Royce bribery probe
US bankers drop lawsuit against regulators over Volcker rule
White House unveils cybersecurity framework
SEC targets Sam Wyly in pursuit of admissions of wrongdoing
Madoff ex-aides ask to show jury film of con man’s easy lies
Pentagon to appoint officer to promote ethical behavior, Hagel says
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