The Risk May Be Real: A Refresh on DOJ’s Corporate Compliance Polices and Their Application to Institutions of Higher Education
Speakers: Melissa Wheatcroft, Rachael Honig, Terance Gonsalves
- Summarize DOJ’s guidance on corporate compliance programs and enforcement actions
- Discuss best practices and how compliance programs are evolving in light of DOJ’s guidance
- Review how institutions of higher education should be thinking about DOJ’s guidance
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Mitigating Tomorrow’s Risks: A Transformational ERM Journey
Speaker: Melinda Shapiro
- Evolving the ERM process from a 1 to a 2-year cycle
- Building effective ERM tracking tools
- Clearly defined qualitative data resulting in informed decisions
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Privacy Law: Year in Review
Speakers: Alexander Bilus, Kenneth Liddle
- Understand changes to privacy law at all levels including state, federal, and international
- Prepare for the emerging role of Artificial Intelligence (AI) and biometric data on campus
- Look beyond a CISO: Is it time to establish a privacy program on your campus?
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Best Practices for Compliance Program Review: Practical Approaches and Tools
Speaker: Gates Garrity-Rokous
- Deploy a common program framework for assessing compliance programs
- Leverage program definitions and an assessment methodology to demonstrate program development and identify opportunities for enhancement (including needed resources)
- Scale this approach for programs at all levels, from single area (e.g., HIPAA) to office (e.g., Office of Research) to university, to improve alignment among compliance functions
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Creating a Youth Protection Compliance Program: 7 Essential Ingredients Required for Success
Speaker: Sandra Weaver
- Explain the need for youth protection compliance programs in the Higher Education environment
- Recognize how utilizing the 7 elements that are identified in the US Sentencing Guidelines are essential to an effective youth protection compliance program
- Identify the specific components within each of the 7 elements
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Insights on How to Operationalize Your Key Compliance Program Elements
Speaker: Nedra Abbruzzese-Werling
- A seasoned compliance officer will share lessons learned and best practices for implementing compliance program structures at your campus
- Insights will include topics like policy development and management, hotline management and reporting, training program delivery, board oversight focus, and more
- This session will focus on practical approaches for strengthening your compliance program and its core foundational compliance structures
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