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Registration and Continental Breakfast (provided) 8:00 – 8:30 am
Welcome/Introduction 8:30 – 8:35 am
Organizational Ethics
  • What it is
  • Legal and business value
  • Practice steps to create and maintain
8:35 – 10:20 am
Break 10:20 – 10:50 am
Introduction to Compliance
  • High level overview of the seven elements of a compliance program
  • Practice and problems for the compliance professional are discussed
  • Highlight of areas of key importance to compliance programs
10:50 am – 12:20 pm
Lunch (provided) 12:20 – 1:20 pm
Compliance Infrastructure
  • An understanding of what is included in the CP infrastructure
  • Positions vital to the CP's infrastructure
  • Staffing the compliance program and reporting structures
1:20 – 3:05 pm
Break 3:05 – 3:35 pm
Creating and Reviewing Compliance Policies and Procedures
  • Definitions of standards of conduct, policies, procedures, guidelines
  • Elements of policies and procedures
  • Ownership and reviewing policies and procedures
3:35 – 5:20 pm
Continental Breakfast (provided) 7:30 – 8:00 am

Compliance Risk Assessment

  • Define compliance risk and how to assist with role clarity
  • Discuss the rationale and key cultural and management variables important to conducting a risk assessment
  • Identify common methodologies and processes for conducting a risk assessment
8:00 – 9:45 am
Break 9:45 – 10:15 am
CCEP Exam Discussion 10:15 – 10:30 am
Privacy and Information Security
  • Overview of US Privacy Law
  • Overview of key cybersecurity issues
  • Privacy and cybersecurity standards and industry practices/benchmarking
10:30 am – 12:15 pm
Lunch (provided) 12:15 – 1:15 pm
Discipline and Program Improvement
  • Importance of discipline
  • Responsibilities in discipline process
  • Elements of program improvement
1:15 – 2:30 pm
Legal Issues, Risk Factors, & Disclosure Issues
  • Lessons learned; the red flags
  • Overlooked; the need to identify red flags
  • Dangers hidden in investigations, our own policies, and how we react
  • We created it; now it's coming back to hurt us
  • Disclosure to regulators and law enforcement
2:30 – 3:30 pm
Break 3:30 – 4:00 pm
Ethics & Compliance Programs: Best Practices and Perspectives
  • Interactive session that explores core considerations for establishing a best practices program, to include strategies and insights on the path to get you there
  • Explore the value and importance of benchmarking, and discuss opportunities to leverage this essential information to take your program to the next level
  • Engage and collaborate with colleagues as part of an interactive networking opportunity, and learn about available resources that help support effective practice
4:00– 5:30 pm
Continental Breakfast (provided) 7:30 – 8:00 am
Education and Training 
  • The need for compliance and ethics training
  • The difference between training and education
  • Different types and methods of training
  • Targeted training
  • Demonstrating training effectiveness
8:00 – 9:45 am
Break 9:45 – 10:15 am
Auditing and Monitoring
  • Role of auditing and monitoring in the compliance program
  • Development of monitoring/auditing plans for effective assurance
  • The future of compliance program auditing and monitoring
10:15 am – 12:00 pm
Lunch (provided) 12:00 – 1:00 pm
  • Understand the investigations management process
  • Learn important investigation techniques
  • Know the key steps of every workplace investigation
1:00 – 2:45 pm
Break 2:45 – 3:15 pm
Ethics & Compliance Programs: Evaluation and Effectiveness
  • Overview of essential components of E&C program effectiveness to include core elements of program design, implementation, and effective management, among other key areas
  • Explore effectiveness considerations across program elements to include value proposition, organizational impact, global standards, stakeholder expectations, and best practices
  • Consider methods, tools, and resources for evaluating effectiveness, and suggested steps for managing program risks and taking your program to the next level
3:15 – 5:00 pm
Continental Breakfast (provided) 7:30 – 8:00 am
Conflicts of Interest
  • Conflicts of interesty are some of the most common and challenging issues for compliance and ethics programs
  • This session is designed to assist compliance professionals in understanding ethical and organizational risks that result from conflicts of interest
  • This session will review the many kinds of conflicts of interest and how they occur; case studies; and best practices
8:00 – 9:45 am
Break 9:45 – 10:15 am
FCPA Anti-Corruption and Bribery
  • Global law enforcement efforts
  • Practical hands-on approach
  • Effective compliance remediation approaches
10:15 – 12:00 pm
Academy Ends 12:00 pm

Exam Check-In Time 

The exam is optional. You must apply and be approved to sit for the CCEP exam by CCB separately from your academy registration.

12:45 pm
Exam Time – Certified Compliance and Ethics Professional (CCEP)® Exam 
1:00 – 4:00 pm

Agenda is subject to change.