May 3, 2019
2019 Chicago Regional Compliance & Ethics Conference
Chicago, IL, United StatesAgenda
Friday, May 3
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07:30 AM - 08:25 AMRegistration and Continental Breakfast Sliced Fresh Seasonal Fruit and Berries Einstein Bros. Assorted Bagels with Assorted Shmears - Plain, Salmon and Garden Fresh Accompanied by Sliced Tomato, Cucumber and Red Onion Individual Assorted Greek Yogurts with Granola Hard Boiled Eggs (gf, df) Selection of Chilled Juices to Include Orange, Apple and Cranberry Coffee, Decaf and Tazo Tea Selection
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08:30 AM - 09:30 AMHow to Promote Compliance within Your Organization Kathleen O'Toole, Senior Counsel, Global Compliance & Safety, McDonald's Corporation Elizabeth Brown, Assistant General Counsel, Compliance & Risk, Groupon, Inc. -Discuss strategies for promoting compliance within organizations, including leveraging internal resources and tailoring approaches based on company size, budget, and risk -Cover specific engagement methods, such as compliance activities and events, communications, and training initiatives -Review innovative and cutting-edge training and engagement strategies
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09:30 AM - 09:45 AMNetworking Break Please take a moment to visit with our exhibitors:
- Blue Umbrella
- GAN Integrity
- Interactive Services
- Syntrio
- True Office Learning
For each exhibitor you connect with during conference, you will be given a ticket. Print your name on your tickets collected and drop them off at SCCEs Registration Desk before 2:15 PM. The more tickets you collect and enter, the better your chances of winning! Winners will be announced at the beginning of the last session. You must be present to win. No purchase necessary. -
09:45 AM - 10:45 AMDoes Corporate Governance Work? Doug Cornelius, Chief Compliance Officer, Beacon Capital Partners Jan Stern Reed, Corporate Board Member, Angiodynamics, Inc. and Stepan Co. Theodore Banks, Partner, Scharf Banks Marmor LLC -Where was the board in any of the recentlypublicized compliance failures? -How can a compliance department implement a board-level program? -What should be done with a privately-held company?
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10:45 AM - 11:00 AMNetworking Break Please take a moment to visit with our exhibitors:
- Blue Umbrella
- GAN Integrity
- Interactive Services
- Syntrio
- True Office Learning
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11:00 AM - 12:00 PMThis is Not Your Father’s Compliance Program Shawn Rogers, Senior Director, Compliance Training and Awareness, Walmart Marsha Ershaghi-Hames, Partner, Tapestry Networks A spotlight conversation with General Motors’ Shawn Rogers -The Road Ahead—Putting the past in the rearview, and steering into the high-tech age -Shifting Gears—Navigating the program in dynamic risk conditions -Tuning the Engine—Overhauling training to fuel dialogue, inclusivity, and corporate culture
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12:00 PM - 01:00 PMNetworking Lunch (Provided) South of the Border Buffet Quinoa Salad with Orange-Lime Dressing (gf, df, v, vg) Mixed Greens, Cilantro, Corn, Black Beans, Red Onions, Orange and Avocado Roasted Sweet Potato and Black Bean Salad (gf, df, v, vg) Chile-Seared Salmon with Prickly Pear Pineapple Salsa (gf, df) Achiote-Orange Rubbed Flank Steak (df) Roasted Vera Cruz Vegetables (gf, df, v, vg) Southwest Mac & Cheese (vg) Chocolate Chile Cake with Chocolate Ganache Bread and Butter Coffee & Tea
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01:00 PM - 02:00 PMGDPR and Cybersecurity David Saunders, Partner, Jenner & Block LLP John Black, Executive Principal, Skarzynski Black LLC -An overview of the requirements of GDPR along with a survey of the recent penalties/fines that have been issued and the practical and insurance impacts of GDPR and cyber incident fines/costs/penalties. -An overview of the California Consumer Protection Act, including how it compares to GDPR and how companies should be preparing for it -Tips as to simple administrative steps that companies can take to strengthen their cybersecurity defenses
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02:00 PM - 02:15 PMNetworking Break Please take a moment to visit with our exhibitors:
- Blue Umbrella
- GAN Integrity
- Interactive Services
- Syntrio
- True Office Learning
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02:15 PM - 03:15 PM#MeToo and Whistleblowing - Identifying and Minimizing the Risks Steven Pearlman, Partner, Proskauer #MeToo: -Trends, and the risks -Implementing a rapid response protocol -Solutions involving the board, audit committee, compliance, legal and human resources Whistleblowing: -Trends under Sarbanes-Oxley, the Dodd-Frank Act and other laws -Key claims and defenses -"Pre-taliation" -Preventative solutions
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03:15 PM - 03:30 PMNetworking Break Please take a moment to visit with our exhibitors:
- Blue Umbrella
- GAN Integrity
- Interactive Services
- Syntrio
- True Office Learning
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03:30 PM - 04:30 PMEthics, Compliance and CSR – Where Does your Ethics and Compliance Program Fit into Your Organization? Roger Zellner, Owner, Rogue Zebra Consulting & Coaching Gretchen Winter, Executive Director, Center for Professional Responsibility in Business and Society, University of Illinois Gies College of Business -What you call your program matters—a review of the choices and implications -Dealing with the internal politics that challenge corporate responsibility and effective ethics and compliance programs -How to use CSR and corporate communications to support ethics and compliance
Agenda subject to change.