Opening Remarks

Taking Your Code Digital: Here’s How to Do It Right Kirsten Liston, Principal, Rethink Compliance

• Optimize your Code for your 21st-century, always-online audience.
• Make the most of available technology, while avoiding tech hassles.
• Learn where to start, five features your Code must have, and three things you don’t need.

Break

Tips When Leveraging Technology to Enable Compliance and Risk Management Processes Vito Giovingo, Senior Manager, Deloitte Financial Advisory Services LLP Suzanne Madden, Director, Enterprise Risk, CAPCO

• Enabling compliance and risk management processes with technology
• Engaging and seeking adoption from stakeholders
• Identifying ways to leverage technology for additional use cases

Break

DOJ/SFO Guidance: One Year Later

Lunch Break

Infusing Diversity and Inclusion into Your Compliance Culture

• Introduction to diversity, equity & inclusion (DEI) basics for the compliance professional
• Strategies for collaboration between compliance and DEI
• Why infusing DEI is a business imperative

Break

Practice and Pitfalls of Internal Investigations Elizabeth Brown, Assistant General Counsel, Compliance & Risk, Groupon, Inc. Scott Lassar, Senior Counsel, Sidley Austin LLP

• The mechanics of internal investigations
• The constitutional implications of internal investigations
• Dealing with the public aspects of internal investigations

Break

The State of Whistleblowing Hotlines & Incident Management for 2020 Carrie Penman, Chief Compliance Officer and Senior Vice President, Advisory Services, NAVEX Global

• Hear the findings from new data points such as variations in case closure time by category & how standard benchmarking metrics differ by company size
• Discover what benefits have been seen from documenting reports from all sources, such as open door reports?
• Hear the impact of COVID-19 on internal reporting systems