January 24, 2020
2020 Southern CA Regional Compliance & Ethics Conference
Costa Mesa, CA, United StatesAgenda
Friday, January 24
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07:30 AM - 08:30 AMRegistration & Continental Breakfast
- Array of sliced fresh fruit and seasonal berries
- Assorted fruit flavored yogurts
- Freshly baked danish, muffins and croissants
- Assorted bagels and cream cheese, butter, honey, and fruit preserves
- Assortment of cold cereals served with whole and non-fat milk
- Steel-cut oatmeal accompanied with brown sugar and golden raisins
- Chilled fruit juices, freshly brewed coffee and herbal teas
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08:25 AM - 08:30 AMOpening Remarks Welcome to the Southern CA Regional Conference!
All sessions will take place in the same room. You will have a few short breaks to visit with exhibitors and a networking lunch.
Continuing Education can be obtained by filling out the CEU application form after you have attended the event.
Please take some time to fill out the evaluation survey for each session, located at the bottom of the session descriptions in the mobile app.
If you are choosing to take notes in the mobile app on the presentations, you can email those notes to yourself after the conference by clicking on the "My Notes" Button at the bottom of the app and then click on the "Email Notes" Button at the top right. -
08:30 AM - 09:30 AMRecent DOJ Pronouncements on Corporate Compliance Programs and Monitorships Eric Feldman, Senior VP and Managing Director, Corporate Ethics & Compliance Programs, Affiliated Monitors Inc. Brian Michael, Partner, King & Spalding
- Updated guidance outlines three fundamental questions DOJ will ask when evaluating corporate compliance programs
- Follows on the heels of "Benczkowski Memo" clarifying when the appointment of corporate monitor may be appropriate
- Collectively provide clearer roadmap of key considerations for in-house counsel and compliance leaders
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09:30 AM - 09:45 AMNetworking Break
- Please take time to visit with our exhibitors:
- OneTrust
- RadarFirst
- True Office Learning
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09:45 AM - 10:45 AMOperationalizing Compliance: Using Just-in Time Guidance to Reduce Organizational Risk Harper Wells, Director, Compliance Insights & Strategy, True Office Learning Courtney Sander, Director of Operations, Broadcat
- Identifying your company’s risky tasks and behaviors: We’ll discuss how to identify the tasks and behaviors that put your company at risk
- Gaining buy-in: We’ll talk about how to get the right stakeholders in the room to make compliance a built-in-activity
- Issuing guidance: We’ll share examples of job aids and checklists, you can build into business processes, that cover the things your employees need to know when completing risky tasks
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10:45 AM - 11:00 AMNetworking Break Please take time to visit with our exhibitors:
- OneTrust
- RadarFirst
- True Office Learning
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11:00 AM - 12:00 PMKnowing What You Don’t Know: Questions Boards Should Be Asking Sheryl Vacca, SVP/Chief Risk Officer, Providence St. Joseph Health
- Boards are held to a legal duty of care requiring directors to hold competences in ethics and technical skills.
- This program delves into the big questions your Board should be asking and examines management’s role in expanding their information horizons and prompting the right enquiries.
- Explore key questions around information technology and its benefits and risks in transforming business models; the effectiveness of risk management processes; identifying bias impeding innovation; engagement with stakeholders; and independently evaluating what isn’t yet known but should be.
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12:00 PM - 01:00 PMLunch (provided)
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Grilled Tomato Soup (GF) (vegan)
- Wild Baby Arugula with Almonds, Blueberries, Feta Cheese
- Parsley Leaf White Balsamic Dressing
- Roasted Diced Vegetables, Mixed Kale and Quinoa Salad with Coconut Water Vinaigrette
- Herb and Lemon Roasted Breast of Chicken, Pan Jus (GF)
- Sustainable Fish of the Week, Pan Seared and Served with Fennel and Citrus Broth (GF)
- Turmeric Scented Creamer Baby Potatoes
- Steamed Vegetables
- Sliced Seasonal Fruit
- Sugar Free Mango and Coconut cake
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01:00 PM - 02:00 PMThe Nuts & Bolts of CCPA Compliance Lisa Beth Lentini Walker, CEO and Founder, Lumen Worldwide Endeavors
- Leave the legalese at the door! This hands-on training gives you the information you need to know so that you can take practical steps towards compliance with the California Consumer Privacy Act.
- Participate in series of worksheets and exercises to understand where you are, what you need to do, and the most effective way to do it - from whether the CCPA applies to your company, understanding the definition personal information, adequately training your employees is, and how to respond to consumer requests.
- Discuss the tough questions and explore
answers to gray areas so you are ready for
CCPA compliance on Day 1.
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02:00 PM - 02:15 PMNetworking Break Please take time to visit with our exhibitors:
- OneTrust
- RadarFirst
- True Office Learning
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02:15 PM - 03:15 PMWhite Collar Criminals & Compliance: Lessons from Prison Justin Paperny, Director, White Collar Advice
- Discuss how making decisions from an ethical gray area can lead to financial devastation, loss of reputation and imprisonment.
- Discuss how companies can successfully implement a code of ethics.
- Understanding the fraud triangle-from the perspective of a convicted felon.
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03:15 PM - 03:30 PMNetworking Break Please take time to visit with our exhibitors:
- OneTrust
- RadarFirst
- True Office Learning
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03:30 PM - 04:30 PMMaximizing Your Personal Compliance Journey Tedra Foster, Sr Director, Ethics and Compliance, Herbalife International of America, Inc.
- Continuously Sharpening the Saw: How to identify opportunities to continually educate yourself and stay aware of the latest changes in the field
- Maximizing your network for insight and guidance into new opportunities
- Discuss and share best practices on how to evolve and grow your brand and your career
Agenda subject to change.