February 23, 2021
Corporate Compliance Enforcement Conference
Virtual , Central Standard Time (CST)Agenda
All Sessions listed are in Central Standard Time (CST)
Tuesday, February 23
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08:55 AM - 09:00 AMOpening Remarks
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09:00 AM - 09:30 AMLatest Expectations and Activities of the UK SFO Lisa Osofsky, Director, UK Serious Fraud Office
- Lessons to be learned from latest enforcement actions
- The new SFO evaluation criteria for compliance programs
- Looking to the future of enforcement
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09:30 AM - 09:45 AMBreak
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09:45 AM - 10:45 AMThe Latest Insights from the SEC Office of the Whistleblower Jane Norberg, Chief, Office of the Whistleblower, SEC
- 2020 activity and lessons learned
- What to expect in 2021
- Lessons for compliance programs and internal whistleblower efforts
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10:45 AM - 11:00 AMBreak
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11:00 AM - 12:00 PMDirection and Insights from the Fraud Section at the US Department of Justice Daniel Kahn, Acting Chief, Fraud Section, US Department of Justice
- The new evaluation guidance: What it contains and what it means for compliance programs
- Lessons from recent cases
- Expectations of compliance programs during the pandemic
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12:00 PM - 12:45 PMMid-Conference Break
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12:45 PM - 01:45 PMAn Update from the Antitrust Division’s Criminal Program Richard Powers, Deputy Assistant Attorney General for Criminal Enforcement, Antitrust Division, US Department of Justice
- Key priorities and recent highlights
- Antitrust compliance: Where things stand after the July 2019 policy change
- The new Office of Decree Enforcement and Compliance: What it is and what to know about it
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01:45 PM - 02:00 PMBreak
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02:00 PM - 03:00 PMUpdates from The Money Laundering and Asset Recovery Section Deborah Connor, Chief, MLARS, US Department of Justice
- Takeaways from recent resolutions
- Enforcement Priorities
- Legislation and compliance
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03:00 PM - 03:15 PMBreak
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03:15 PM - 04:15 PMKey Takeaways from the Day: Panel Discussion Matt Kelly, Editor & CEO, Radical Compliance Adelle Elia, VP, Ethics & Compliance Office, WSP USA Julia Bailey, Consultant Chuck Duross, Partner, Morrison & Foerster LLP
- A review of some of the key pieces of learning from the enforcement authorities
- What’s new and different
- Positive steps compliance teams should take now
This is a Preliminary Agenda, full agenda will be announced soon!