Opening Remarks

Latest Expectations and Activities of the UK SFO Lisa Osofsky, Director, UK Serious Fraud Office

• Lessons to be learned from latest enforcement actions
• The new SFO evaluation criteria for compliance programs
• Looking to the future of enforcement

Break

The Latest Insights from the SEC Office of the Whistleblower Jane Norberg, Partner - Securities Enforcement and Litigation, Arnold & Porter Nikkia Wharton, Senior Counsel, Office of the Whistleblower, SEC

• 2020 activity and lessons learned
• What to expect in 2021
• Lessons for compliance programs and internal whistleblower efforts

Break

Direction and Insights from the Fraud Section at the US Department of Justice Daniel Kahn, Acting Chief, Fraud Section, US Department of Justice William Jacobson, Partner, Allen & Avery LLP

• The new evaluation guidance: What it contains and what it means for compliance programs
• Lessons from recent cases
• Expectations of compliance programs during the pandemic

Mid-Conference Break

An Update from the Antitrust Division’s Criminal Program Richard Powers, Deputy Assistant Attorney General for Criminal Enforcement, Antitrust Division, US Department of Justice

• Key priorities and recent highlights
• Antitrust compliance: Where things stand after the July 2019 policy change
• The new Office of Decree Enforcement and Compliance: What it is and what to know about it

Break

Updates from The Money Laundering and Asset Recovery Section Deborah Connor, Chief, MLARS, US Department of Justice

• Takeaways from recent resolutions
• Enforcement Priorities
• Legislation and compliance

Break

Key Takeaways from the Day: Panel Discussion Matt Kelly, Editor & CEO, Radical Compliance Adelle Elia, VP, Ethics & Compliance Office, WSP USA Julia Bailey, Consultant Chuck Duross, Partner, Morrison & Foerster LLP

• A review of some of the key pieces of learning from the enforcement authorities
• What’s new and different
• Positive steps compliance teams should take now