December 6 - 7, 2022
Compliance Risk Assessment and Management
Virtual, Central Time (CT)Handouts
Overall Survey | CEU Application | Conference Agenda
IntroductionGreg Triguba, Principal, Compliance Integrity Solutions, LLC
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Identification of Compliance RisksGreg Triguba, Principal, Compliance Integrity Solutions, LLC
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Risk Appetite and ToleranceCaroline McMichen, Strategic Advisor, SAI360, Principal, McMichen Consulting LLC
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Assessing SeverityGwendolyn Hassan, Compliance Officer/Counsel, In Transition
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Assessing Internal Controls over ComplianceCaroline McMichen, Strategic Advisor, SAI360, Principal, McMichen Consulting LLC
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Risk Response and MitigationGwendolyn Hassan, Compliance Officer/Counsel, In Transition
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Completing the CRM CycleCaroline McMichen, Strategic Advisor, SAI360, Principal, McMichen Consulting LLC
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Final ConsiderationsGwendolyn Hassan, Compliance Officer/Counsel, In Transition
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