February 22 - 23, 2023
Compliance Risk Assessment and Management
Virtual, Central European Time (CET)Handouts
Compliance Risk Assessment and Management
Virtual
February 22 - 23, 2023 | Central European Time (CET)
Overall Survey | Conference Agenda
Introduction Greg Triguba, Principal, Compliance Integrity Solutions, LLC
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Identification of Compliance Risks Greg Triguba, Principal, Compliance Integrity Solutions, LLC
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Risk Appetite and Tolerance Caroline McMichen, Strategic Advisor, SAI
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Assessing Severity Gwendolyn Hassan, Compliance Officer/Counsel, In Transition
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Assessing Internal Controls over Compliance Caroline McMichen, Strategic Advisor, SAI
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Risk Response and Mitigation Gwendolyn Hassan, Compliance Officer/Counsel, In Transition
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Completing the CRM Cycle Caroline McMichen, Strategic Advisor, SAI
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Final Considerations Gwendolyn Hassan, Compliance Officer/Counsel, In Transition
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