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Target Audience: Compliance, Risk Management, Internal Audit

Learning Objectives:

  • Participants will have a better understanding of how the CEO and CCO certification of compliance program effectiveness came to be.
  • Participants will learn about example cases where DOJ and SEC plea agreements required the compliance program attestation.
  • Participants will recognize how compliance attestations will benefit their company by reinforcing risk ownership and the significance of the compliance program throughout the organization.
  • Participants will leave the session with five critical steps to take when certifying, or assisting CEOs and CCOs in certifying, to the effectiveness of a company’s compliance program.

Time: 12:00 PM Central | 1:00 PM Eastern | 11:00 AM Mountain | 10:00 AM Pacific | 9:00 AM Alaska | 7:00 AM Hawaii-Aleutian

Duration: 90 Minutes


Member Rate


Non-Member Rate  


Registration + First-Time Membership*


*Save by joining today (first-time members only). Dues renew at $325.
Can't Attend? Purchase the recording
Recordings will be emailed 7-11 business days after the initial air date.

CLOSED CAPTIONING available upon advanced request (24 hours minimum) Contact Liz Ray