Effective investigations are important to a compliance program not only for the identification of potential gaps or process failures, but also to demonstrate to your workforce that compliance reports are taken seriously with thorough follow up. Through this convenient virtual workshop, you’ll learn the core principles of effective investigations and receive guidance on how to put them into practice. If you are new to investigations, are part of a small team that relies on its members to step in when needed, or could use a fresh perspective on the investigative process, this workshop is for you!
Conducted over two half-day sessions, the workshop format leaves you plenty of time to digest and organize your learning while staying up to date with your daily work as well.
Topics include
- Investigation basics
- Planning the investigation
- Gathering evidence and documentation
- Conducting interviews
- Reporting results
- After the investigation
Who should attend?
- Compliance officers
- Internal auditors
- Fraud examiners
- HR executives
- Internal investigators