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Recorded: 5/19/2021

Speaker: Gerry Zack, CEO, SCCE/HCCA.

Learning Objectives:

  • Understand the relationships between Enterprise Risk Management (ERM), Internal Controls, and Compliance & Ethics Programs

  • Learn practical applications of ERM to Compliance Risk Management

  • Map key characteristics of compliance & ethics programs to the ERM framework

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Recorded: 2/03/2021

Speaker: Kirsten Liston, Principal, Rethink Compliance.

Learning Objectives:

  • Effective communication tactics to make your content better whether your training is two minutes or two hours

  • Meeting the content needs and attitudes of a 21st-century audience. Learn how and when to develop a single messaging solution — and when to differentiate

  • What data and analytics can do for your program — and what it can’t. Pick an analytics strategy that delivers business impact and aligns your program strategy with DOJ guidance

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Recorded: 08/11/2020

Speaker: Judith Spain, President , Higher Education Compliance Consulting.

Learning Objectives:

  • Describing a universal model to identify your entity’s universe of risk

  • Explaining the assessment process

  • Using examples to walk through each assessment step on the path to understand how assessment feeds into a functioning compliance and ethics program

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Recorded: 6/10/2020

Speaker: Chuck Duross, Partner, Morrison & Foerster LLP.

Learning Objectives:

  • Recent major cases and key takeaways

  • DOJ/SEC FCPA Investigations in the COVID-19 Era

  • What to watch for between now and the end of the year

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