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Board of Director Oversight of AML Risk

First Run: January 23, 2020

Member Price

About This Product

Target audience:
Compliance professionals, but more specifically those with board reporting duties.

Main points covered:
  • General introduction to board of directors' fiduciary duties (oversight) and overview of AML/BSA program requirements
  • Board of Director responsibilities with respect to oversight of AML/BSA/OFAC complianceprogram
  • Compliance Officer's role in assisting the board with oversight of AML program
Ola M. Tucker, JD, CAMS
Founder & Principal Consultant at Compliance Notes, Adjunct Lecturer
Compliance Notes