New to compliance or want a refresh?

SCCE’s four-day Compliance & Ethics Essentials Workshop provides comprehensive education on the core elements of a compliance program. The curriculum is ideal for those new to or with little experience in compliance, as well as for experienced professionals who feel the need for a refresher in this ever-evolving industry.

Our instructors are compliance and ethics leaders who will guide you through the fundamentals and help you build a foundation for your compliance career.

Attendees will have the opportunity to earn live Compliance Certification Board (CCB)® continuing education units (CEUs) from the convenience of their own home or office. 

Topics include:

• Introduction and background to compliance and ethics programs
• Standards and procedures
• Governance, oversights, and authority
• Risk assessment
• Due diligence in delegation of authority
• Communication and training
• Incentives and enforcement
• Monitoring, auditing, and reporting systems
• Investigations
• Response to wrongdoing
• Program improvement
• Overview of FCPA, UK bribery, conflict of interest, and privacy and data security
• Key skills necessary for compliance professionals

View full agenda