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Handouts

Overall Survey | CEU Application | Conference Agenda

Haute Culture: The Case for Human-Centered Compliance and Normalizing Culture Reviews

Zach Coseglia, Managing Principal and Head of Innovation, Ropes & Gray
Caitlin Handron, Sr. Consultant and Behavioral Scientist, R&G Insights Lab @ Ropes & Gray

  • Why compliance must be treated as a deeply human exercise, not just a legal or regulatory one
  • Behavioral ethics and other relevant learnings from social psychology
  • Identifying potential gaps between "values" and lived experiences

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Building a Culture of Integrity and Speaking Up: The Strategic Benefits of Encouraging Psychological Safety

Debra Hennelly, Founder & President, Resiliti
Maren Gube, PhD, Executive Director, Resiliti

  • To create a culture of integrity, employees must feel safe raising concerns and asking questions
  • In addition to mitigating risk, psychological safety also fosters inclusion and innovation
  • Silence and ambiguity have consequences; we can help leaders promote courage and clarity

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Mitigating the Effects of Unconscious Bias on Organizational Cultures

Michael Hood, Director, 21st Century Learning & Consulting

  • Understand implicit bias and the pitfalls of believing you are objective when engaging with stakeholders
  • Case studies: how unconscious bias interferes with our ability to remain objective and can facilitate faulty decision-making
  • Participants will develop mental triggers to activate self-assessment mechanisms, foster psychological safety, encourage devil’s advocate perspectives, and practice consequential reflection

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Measuring Ethical Culture in a Remote Environment

Jared Kephart, Counsel - Regulatory and Compliance, U.S. Steel
Victoria McKenney, Deputy GC - Regulatory and Compliance and Deputy CCO, United States Steel Corporation

  • Discuss how to assess ethical culture in today's environment
  • Learn how to use culture surveys and investigations data to assess the state of the workforce
  • Reach workforce through appropriate messaging and training in current environment

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Diagnosing Your Culture Through Behavioral Science: Why It Is the Best Way to Assess Cultural Risk

Tracy Saale, Managing Director, Conduct Risk Management and Corporate Responsibility Officer, Charles Schwab Corporation

  • Discuss how behavioral science teams proactively identify, assess, and mitigate cultural risk
  • Identify cultural norms, hot spots and root causes of employee behavior and decision-making
  • Use advanced techniques to measure compliance with cultural values and monitor for implementation

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Fostering Ethical Culture in a Decentralized and Rapidly Transforming Global Organization

Caveni Wong, Regional Ethics & Compliance Director, Americas, dentsu international

  • Gain insight on what works and what doesn't work in a rapidly changing organization
  • Learn the approach our company uses to meet the challenge
  • Hear about the tools we use on our journey to foster an ethical culture

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Removing the Negativity and Stigma of Speaking Up by Creating a Safe Organizational Culture for Raising Internal Concerns

Peter Stone, Sr Compliance Counsel, Convercent
C.J. Wolf, Faculty, BYUI

  • Learn key principles for creating a climate that promotes safe internal whistle blowing free from fear of retaliation
  • Understand the true value of issues raised via whistleblowing and the positive impact that can result for an organizatione

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