SESSION
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SPEAKER
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Compliance Issues in Third Party Risk
- Overview of select compliance and operational issues intertwined with Third Party Risk Management.
- Third Party lifecycle and legal/regulatory compliance expectations.
- Leading practices for managing Third Party risk and governing the program from a compliance perspective, considering the Federal Sentencing Guidelines and other frameworks
Presentation (2 slides/page) Presentation (3 slides/page)
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Matthew Hansen, Director, KPMG Forensic Advisory
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The EU General Data Protection Regulation: What We Know, Six Months In
- The European Union General Data Protection Regulation (GDPR) is the most sweeping data protection regulation to be brought into force in 20 years.
- In the six months since the Regulation went into effect, a substantial amount of jurisprudence and “lessons learned” have been published.
- In the presentation, we’ll review the state of the Regulation, current enforcement actions, and opinions of the European Data Protection Board in order to develop best practices and promote cost-effective compliance.
Presentation (2 slides/page) Presentation (3 slides/page)
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Scott Giordano, CCEP, CCEP-I, VP, Data Protection, Spirion
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Internal Investigations – Tips and Avoiding Turf Wars and Other Pitfalls
- Compiling the relevant facts
- Interviewing witnesses fully and impartially
- Working with a forensics team
- Documenting information (witness interview notes, fact finding, report findings and recommendations)
Presentation (2 slides/page) Presentation (3 slides/page)
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Mike Duffield, Director, Forensic Investigations, Microsoft Corp.
Steve Simpson, Office of Legal Compliance-Investigations, Microsoft Corp.
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Linking Culture to Ethics and Risk Using the Strategic Culture Framework
- This session will use the Wells Fargo and BP scandals to illustrate the relationship between culture, ethics and risk
- Participants will be introduced to the Strategic Culture Framework and its implications for proactively managing risk in organizations
- A high-level roadmap for culture measurement and program impact measurement will also be discussed
Presentation (2 slides/page) Presentation (3 slides/page)
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Caterina Bulgarella, Ph.D., Culture Architect & Ethics Advisor in collaboration with SAI Global
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#MeToo and Organizational Responses
- How we got to the current state;
- Beyond training – are there best practices for addressing these issues;
- How generational differences in the workplace affect companies’ approach and response.
Presentation (2 slides/page) Presentation (3 slides/page)
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Jane Orenstein, Director of Legal, Regulatory & Compliance Services, Delta Dental of Washington
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Topical Issues Facing Compliance Officers and Professionals (a fire side chat)
- Cyber and related issues
- CCO Independence and Board presence
- Reputational issues resulting from me too, social media issue and privacy and labor practices
No presentation available
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Moderator:
Guido van Drunen, Principal, KPMG
Panel:
Jennifer Zerm, VP, Chief Compliance Officer, Fortive Corporation
Kyle Levine, VP, General Counsel, Chief Ethics & Compliance Officer and Corporate Secretary, Alaska Airlines
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