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Handout - 2018 - Regional - Seattle - November 16

SESSION

SPEAKER

Compliance Issues in Third Party Risk

  • Overview of select compliance and operational issues intertwined with Third Party Risk Management.
  • Third Party lifecycle and legal/regulatory compliance expectations.
  • Leading practices for managing Third Party risk and governing the program from a compliance perspective, considering the Federal Sentencing Guidelines and other frameworks

Presentation (2 slides/page)
Presentation (3 slides/page)

Matthew Hansen, Director, KPMG Forensic Advisory

 


The EU General Data Protection Regulation: What We Know, Six Months In

  • The European Union General Data Protection Regulation (GDPR) is the most sweeping data protection regulation to be brought into force in 20 years.
  • In the six months since the Regulation went into effect, a substantial amount of jurisprudence and “lessons learned” have been published.
  • In the presentation, we’ll review the state of the Regulation, current enforcement actions, and opinions of the European Data Protection Board in order to develop best practices and promote cost-effective compliance.

Presentation (2 slides/page)
Presentation (3 slides/page)

Scott Giordano, CCEP, CCEP-I, VP, Data Protection, Spirion

 


Internal Investigations – Tips and Avoiding Turf Wars and Other Pitfalls

  • Compiling the relevant facts
  • Interviewing witnesses fully and impartially
  • Working with a forensics team
  • Documenting information (witness interview notes, fact finding, report findings and recommendations)

Presentation (2 slides/page)
Presentation (3 slides/page)

Mike Duffield, Director, Forensic Investigations, Microsoft Corp.

Steve Simpson, Office of Legal Compliance-Investigations, Microsoft Corp.

 


Linking Culture to Ethics and Risk Using the Strategic Culture Framework

  • This session will use the Wells Fargo and BP scandals to illustrate the relationship between culture, ethics and risk
  • Participants will be introduced to the Strategic Culture Framework and its implications for proactively managing risk in organizations
  • A high-level roadmap for culture measurement and program impact measurement will also be discussed

Presentation (2 slides/page)
Presentation (3 slides/page)

Caterina Bulgarella, Ph.D., Culture Architect & Ethics Advisor in collaboration with SAI Global

 


#MeToo and Organizational Responses

  • How we got to the current state;
  • Beyond training – are there best practices for addressing these issues;
  • How generational differences in the workplace affect companies’ approach and response.

Presentation (2 slides/page)
Presentation (3 slides/page)

Jane Orenstein, Director of Legal, Regulatory & Compliance Services, Delta Dental of Washington

 


Topical Issues Facing Compliance Officers and Professionals (a fire side chat)

  • Cyber and related issues
  • CCO Independence and Board presence
  • Reputational issues resulting from me too, social media issue and privacy and labor practices

No presentation available

Moderator:

Guido van Drunen, Principal, KPMG

Panel:

Jennifer Zerm, VP, Chief Compliance Officer, Fortive Corporation

Kyle Levine, VP, General Counsel, Chief Ethics & Compliance Officer and Corporate Secretary, Alaska Airlines