2019 Board & Audit Committee Compliance Conference
Scottsdale, AZ, United StatesView all past conferences
Board & Audit Committee Compliance Conference
February 18 - 19, 2019 | Scottsdale, AZ
Session handouts are organized by conference day. All handouts are in PDF format. (Adobe Reader) with 2 slides per page
Overall Conference Evaluation | CEU Application | Conference Brochure
Introduction to Risk and Compliance
Shawn DeGroot, CCEP, CHPC, CHRC, President, Compliance Vitals
- Key areas of consideration in developing and implementing a compliance program
- Risk areas for consideration by the board
- Steps a board may take in considering management accountability related to compliance risks
Introduction to Board and Management Responsibilities for Compliance Oversight
Dan Roach, Chief Compliance Officer, Optum 360
- What is reasonable oversight of a compliance and ethics program?
- What are the ideal qualifications and characteristics of a board member for compliance oversight?
- How do you know if compliance matters are getting sufficient attention by the Board and the C-suite?
Handout 1 Handout 2 Handout 3 Handout 4 |
Cyber Security and Privacy
- Cybercrime, hacking, and ransomware
- Risks to privacy
- How to become and remain compliant
No presentation available
Martin Hellmer, Supervisory Special Agent, FBI; Roy Wyman, Attorney, Nelson Mullins Broad and Cassel
Compliance Keynote Session
Presentation - Jim Sheehan
Gerry Zack, CFE, CCEP, CIA, CPA, CEO of the Society of Corporate Compliance and Ethics & Health Care Compliance Association
Healthcare Fraud and Compliance Update
Healthcare Compliance Track
Gabriel Imperato, CHC, Managing Partner at Nelson Mullins Broad and Cassel
- Recent developments in enforcement and compliance
- Individual accountability for organizational health care fraud
- Department of Justice Compliance Counsel and enforcement and compliance in the new administration
Anti-Corruption and Anti-Bribery Foreign Corruption Practices Act
General Compliance Track
Odell Guyton, CCEP, CCEP-I, Co-Founder SCCE, Managing Director, Klink & Co., Inc.
- FCPA basics
- Recent trends and enforcement actions
- Observations and lessons learned
Stark and Anti-Kickback Compliance
Healthcare Compliance Track
Frank Sheeder, Esq., JD, Partner, Alston & Bird LLP; Steve Ortquist, Esq. CCEP, CHC-F, CHRC, Senior Managing Director, Ankura Consulting
- An overview of both laws and how they intersect
- The False Claims Act overlay
- Recent enforcement actions
- Practical approaches to mitigating risk
GDPR 1 Year Later What's Next?
Mia Singer, Principal and Owner, Singer Consulting, LLC;
K. Royal Director, Consulting, TrustArc.
- General scope and breadth of the GDPR
- Major challenges and potential solutions to compliance with the law
- GDPR became effective May 25, 2018 – what does ongoing compliance look like?
Conflicts of Interest
Martin Biegelman, CFE, CCEP-F, Managing Director, Regulatory, Forensics & Compliance, Deloitte Financial Advisory Services LLP
- Why conflicts of interest matter for organizations
- Key conflicts of interest for board members, compliance professionals and other employees
- Case studies, best practices and effective mitigation strategies
Whistleblowers: Who Are They, Why Do They Blow the Whistle, and What Makes a Good Whistleblower Case?
|
Michael Morse, CHC, Partner, Pietragallo Gordon Alfano Bosick & Raspanti, LLP Jacqueline Nash Bloink |
Healthcare Compliance Track |
General Compliance Track |
Healthcare Privacy & Security and Responsibility to BreachesShawn DeGroot, CCEP, CHPC, CHRC, President, Compliance Vitals Darrell Contreras, CHC-F,CHPC,CHRC, Chief Compliance Officer, Millennium Health
|
Communicating with Enforcement and Regulatory RepresentativesJames Rough, CCEP, CFE, CHC, Founder and President of SunHawk Consulting, LLC; Christian Schrank, Special Agent in Charge, US DHHS OIG OI - Los Angeles Regional Office
|
Internal Investigations 101
|
Lisa Gressel, General Counsel, PF Chang's; Eric Cannon, Director, KONE Americas; |
Showtime: The Critical Component of Organizational Culture |
Gerry Roy, CHC, CHRC, VP, Chief Compliance & Privacy Officer, Phoenix Children's Hospital |
Ethical Culture and Compliance Effectiveness
|
Steve Ortquist, Esq., CCEP, CHC-F, CHRC, Senior Managing Director, Ankura Consulting Marianne Jennings, JD, Emeritus Professor, Arizona State University Judy Ringholz, JD, RN, CHC, Vice President of Compliance and Ethics & Chief Compliance Officer, Jackson Health System |
What It Takes To Be a Good Board Member
|
Dan Roach, Chief Compliance Officer, Optum 360 Gabriel Imperato, CHC, Managing Partner at Nelson Mullins Broad and Cassel |
False Claims Act Practices and Procedures, and Halifax Case Study
|
Gabriel Imperato, CHC, Managing Partner at Nelson Mullins Broad and Cassel |