2019 January Internal Investigations Compliance Workshop
San Diego, CA, United StatesView all past conferences
Conference Handouts
Monday, January 7
SESSION |
SPEAKER |
Introductory Concepts for Investigations
|
Meric Bloch, JD, CCEP-F, CFE, PCI, Vice President, Global Investigations, Booking Holdings Inc. |
Understanding and Assessing the Report
|
Albert Gagne, MBA, CCEP, Former Director, Ethics & Compliance, Textron Systems Corporation (retired)
|
Planning the Investigation
|
Meric Bloch, JD, CCEP-F, CFE, PCI, Vice President, Global Investigations, Booking Holdings Inc. |
Gathering Documentary Evidence
|
Albert Gagne, MBA, CCEP, Former Director, Ethics & Compliance, Textron Systems Corporation (retired)
|
Conducting Interviews
|
Meric Bloch, JD, CCEP-F, CFE, PCI, Vice President, Global Investigations, Booking Holdings Inc.
|
Interviewing the Subject of the Investigation
|
Meric Bloch, JD, CCEP-F, CFE, PCI, Vice President, Global Investigations, Booking Holdings Inc.
|
Exercise: A Day in the Life of an Internal InvestigatorA case study to determine the need for an internal investigation in response to multiple anonymous calls to the Compliance Hot Line alleging conflicts of interest by a Senior Management Official in the Organization. Attendees will review and analyze a set of facts, assumptions, and perceptions related to the allegations; and develop an investigation action plan focusing on evidence to be obtained from internal documents and witness accounts. The session concludes with verbal report-outs and interactive discussion among attendees. Handout will be available onsite |
Albert Gagne, MBA, CCEP, Former Director, Ethics & Compliance, Textron Systems Corporation (retired)
|
Tuesday, January 8
SESSION |
SPEAKER |
Investigations Roundtable
No presentation or handouts available |
Meric Bloch, JD, CCEP-F, CFE, PCI, Vice President, Global Investigations, Booking Holdings Inc. Albert Gagne, MBA, CCEP, Former Director, Ethics & Compliance, Textron Systems Corporation (retired) Gerry Zack, CFE, CCEP, CIA, CPA, CEO of the Society of Corporate Compliance and Ethics & Health Care Compliance Association |
Evidence and the Legal Elements of an Investigation
|
Meric Bloch, JD, CCEP-F, CFE, PCI, Vice President, Global Investigations, Booking Holdings Inc.
|
Investigation Pitfalls and How to Avoid Them
|
Albert Gagne, MBA, CCEP, Former Director, Ethics & Compliance, Textron Systems Corporation (retired) |
Reaching a Conclusion and Root Cause Analysis
|
Meric Bloch, JD, CCEP-F, CFE, PCI, Vice President, Global Investigations, Booking Holdings Inc.
|
Preparing the Investigation Report: Part 1
|
Albert Gagne, MBA, CCEP, Former Director, Ethics & Compliance, Textron Systems Corporation (retired)
|
Preparing the Investigation Report: Part 2
No presentation or handouts available |
Meric Bloch, JD, CCEP-F, CFE, PCI, Vice President, Global Investigations, Booking Holdings Inc. Albert Gagne, MBA, CCEP, Former Director, Ethics & Compliance, Textron Systems Corporation (retired)
|
Reporting Your Findings
|
Albert Gagne, MBA, CCEP, Former Director, Ethics & Compliance, Textron Systems Corporation (retired)
|
What Should You Do?
|
Meric Bloch, JD, CCEP-F, CFE, PCI, Vice President, Global Investigations, Booking Holdings Inc.
|
Wednesday, January 9
SESSION |
SPEAKER |
Documentation Issues
|
Albert Gagne, MBA, CCEP, Former Director, Ethics & Compliance, Textron Systems Corporation (retired) |
Use of Third-Party Assistance in Investigations
|
Gerry Zack, CFE, CCEP, CIA, CPA, CEO of the Society of Corporate Compliance and Ethics & Health Care Compliance Association
|
Use of Forensic Data Analytics in Investigations
|
Gerry Zack, CFE, CCEP, CIA, CPA, CEO of the Society of Corporate Compliance and Ethics & Health Care Compliance Association |
Root Cause Analysis
|
Meric Bloch, JD, CCEP-F, CFE, PCI, Vice President, Global Investigations, Booking Holdings Inc.
|
Why Should the Boss Listen to Me?
|
Meric Bloch, JD, CCEP-F, CFE, PCI, Vice President, Global Investigations, Booking Holdings Inc.
|
Lessons Learned
|
Albert Gagne, MBA, CCEP, Former Director, Ethics & Compliance, Textron Systems Corporation (retired)
|
Wrap-up with Q&A
No presentation or handouts available |
Albert Gagne, MBA, CCEP, Former Director, Ethics & Compliance, Textron Systems Corporation (retired) Meric Bloch, JD, CCEP-F, CFE, PCI, Vice President, Global Investigations, Booking Holdings Inc. Gerry Zack, CFE, CCEP, CIA, CPA, CEO of the Society of Corporate Compliance and Ethics & Health Care Compliance Association
|