Skip to main content

Handouts

Overall Survey | CEU Application | Conference Brochure

Compliance 101

Debbie Troklus, CHC, CHC-F, CHPC, CCEP, CCEP-I Managing Director Ankura Consulting

• Review the reasons why organizations should implement effective compliance programs.
• Discuss the seven elements of an effective compliance program.
• Discuss the basics of compliance program structure and implementation.

Presentation
Evaluation

Ethical Resources to Make Business Decisions, Beyond the Fear for Criminal Liability

Lorena Piñeiro Ethics & Compliance Invited Professor University of Chile, Law School

• Ethics & compliance scope; Most Latin American companies associate these programs to criminal corporation liability only and disregard the potentiality they have to adopt correct business decisions in a day to day operation
• Learning from others; how to build a culture of integrity according to the best and worst practices of American and European companies
• How to reach the ethics & compliance standards in a country with no judicial precedents and therefore no judicial interpretation of the law

Presentation
Evaluation

Using Data Analytics for Compliance

Gerry Zack CEO SCCE/HCCA

• Designing a compliance data analytics program
• Analytics for compliance monitoring
• Use of analytics in performing investigations

Presentation
Evaluation

The Development of Compliance Programs in Chilean Competition Law - Taking Stock, Looking Ahead

Javier Tapia Judge Chilean Competition Tribunal (TDLC)

• Increasingly, the Chilean competition authorities have incentivized compliance programs.; a bird’s eye view of the cases and guidelines
• Are Chilean standards similar to those set by international authorities and bodies? Are they similar to those applied in other areas of the law (ie. criminal law)?
• Main challenges ahead

Presentation
Evaluation

Challenges for Private Sector in the Fight Against Corruption

Alberto Precht, CCEP-I Executive Director Transparency International Chile Chapter

• Latin America Environment after Lava Jato operation
• New perspectives and regulations. The Chilean example
• Where the world is moving in this new scenario

Presentation
Evaluation

Board Expectation about Compliance

Yoab Bitran Head of LRN, Latin America LRN
Mariano Gojman Compliance Officer - Chile Siemens S.A.
Héctor Lehuedé Associate Professor Universidad Católica’s Center for Corporate Governance

• What Boards want from compliance
• Reinforcing tone at the top
• Board expectation about compliance

Presentation
Evaluation