Handouts

Overall Survey | CEU Application | Conference Brochure

Taking Your Code Digital: Here’s How to Do It Right

Kirsten Liston Founder & Principal Rethink Compliance
Rachel Lei Associate General Counsel and Chief Compliance Officer, GATX Corporation
Jenifer Caracciolo Assistant General Counsel, Law & Compliance, GATX Corporation

• Optimize your Code for your 21st-century, always-online audience.
• Make the most of available technology, while avoiding tech hassles.
• Learn where to start, five features your Code must have, and three things you don’t need.

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Tips When Leveraging Technology to Enable Compliance and Risk Management Processes

Vito Giovingo Director, Enterprise Risk Management McDonald’s Corporation
Suzanne Madden Director, Enterprise Risk CAPCO

• Enabling compliance and risk management processes with technology
• Engaging and seeking adoption from stakeholders
• Identifying ways to leverage technology for additional use cases

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Evaluation

Recent Compliance Guidance and Enforcement Actions from US/UK/Europe

Wade A. Thomson Partner, Jenner & Block Christine Braamskamp Partner, Jenner & Block
Erin Schrantz Partner, Jenner & Block

• Department of Justice guidance on the evaluation of corporate compliance programs, and enforcement activities and trends that reflect DOJ’s analysis of compliance programs in DOJ resolutions;
• UK Serious Fraud Office approach to corporate compliance, and the deferred prosecution agreement with Airbus as a case study in compliance failures and cross-border law enforcement collaboration; and
• Strategies and best practices to identify and mitigate compliance risk

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Evaluation

Infusing Diversity and Inclusion into Your Compliance Culture

Corey D. Flournoy Global Head of Inclusion & Diversity Groupon
Alison B. Crane Principal JacksonLewis
K. Kristann Carey Senior Vice President, Human Resources – Beer Division and Chief Diversity Officer Constellation Brands, Inc.

• Introduction to diversity, equity & inclusion (DEI) basics for the compliance professional
• Strategies for collaboration between compliance and DEI
• Why infusing DEI is a business imperative

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Evaluation

Practice and Pitfalls of Internal Investigations

Elizabeth S. Brown Assistant General Counsel Compliance & Risk, Groupon Scott Lassar Senior Counsel
Sidley Austin LLP Jayne Rosefield Partner, Head of Office, Chicago Brunswick Group

• The mechanics of internal investigations
• The constitutional implications of internal investigations
• Dealing with the public aspects of internal investigations

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Evaluation

The State of Whistleblowing Hotlines & Incident Management for 2020

Carrie Penman Chief Risk and Compliance Officer NAVEX Global

• Hear the findings from new data points such as variations in case closure time by category & how standard benchmarking metrics differ by company size
• Discover what benefits have been seen from documenting reports from all sources, such as open door reports?
• Hear the impact of COVID-19 on internal reporting systems

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Evaluation

 

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