Skip to main content


Overall Survey | CEU Application | Conference Brochure

Taking Your Code Digital: Here’s How to Do It Right

Kirsten Liston Founder & Principal Rethink Compliance
Rachel Lei Associate General Counsel and Chief Compliance Officer, GATX Corporation
Jenifer Caracciolo Assistant General Counsel, Law & Compliance, GATX Corporation

• Optimize your Code for your 21st-century, always-online audience.
• Make the most of available technology, while avoiding tech hassles.
• Learn where to start, five features your Code must have, and three things you don’t need.


Tips When Leveraging Technology to Enable Compliance and Risk Management Processes

Vito Giovingo Director, Enterprise Risk Management McDonald’s Corporation
Suzanne Madden Director, Enterprise Risk CAPCO

• Enabling compliance and risk management processes with technology
• Engaging and seeking adoption from stakeholders
• Identifying ways to leverage technology for additional use cases


Recent Compliance Guidance and Enforcement Actions from US/UK/Europe

Wade A. Thomson Partner, Jenner & Block Christine Braamskamp Partner, Jenner & Block
Erin Schrantz Partner, Jenner & Block

• Department of Justice guidance on the evaluation of corporate compliance programs, and enforcement activities and trends that reflect DOJ’s analysis of compliance programs in DOJ resolutions;
• UK Serious Fraud Office approach to corporate compliance, and the deferred prosecution agreement with Airbus as a case study in compliance failures and cross-border law enforcement collaboration; and
• Strategies and best practices to identify and mitigate compliance risk


Infusing Diversity and Inclusion into Your Compliance Culture

Corey D. Flournoy Global Head of Inclusion & Diversity Groupon
Alison B. Crane Principal JacksonLewis
K. Kristann Carey Senior Vice President, Human Resources – Beer Division and Chief Diversity Officer Constellation Brands, Inc.

• Introduction to diversity, equity & inclusion (DEI) basics for the compliance professional
• Strategies for collaboration between compliance and DEI
• Why infusing DEI is a business imperative


Practice and Pitfalls of Internal Investigations

Elizabeth S. Brown Assistant General Counsel Compliance & Risk, Groupon Scott Lassar Senior Counsel
Sidley Austin LLP Jayne Rosefield Partner, Head of Office, Chicago Brunswick Group

• The mechanics of internal investigations
• The constitutional implications of internal investigations
• Dealing with the public aspects of internal investigations


The State of Whistleblowing Hotlines & Incident Management for 2020

Carrie Penman Chief Risk and Compliance Officer NAVEX Global

• Hear the findings from new data points such as variations in case closure time by category & how standard benchmarking metrics differ by company size
• Discover what benefits have been seen from documenting reports from all sources, such as open door reports?
• Hear the impact of COVID-19 on internal reporting systems

Handout 1
Handout 2
Handout 3
Handout 4