Skip to main content

Handout - 2018 - National - Board Audit

Board Audit Committee Compliance Conference

September 24 - 25, 2018 | Scottsdale, AZ

CEU Application | Conference Brochure

 

MONDAY

Introduction to Risk Areas & Compliance

  • Key areas of consideration in developing and implementing a compliance program
  • Risk areas for consideration by the board
  • Steps a board may take in considering management accountability related to compliance risks

Presentation (2 slides per page)
Presentation (3 slides per page)

Handout

Dwight Claustre, Managing Director, Ankura Consulting

 

Cyber Security and Privacy: Compliance & Risks

  • Information security policies: are yours helping or hurting?
  • The incident response plan: this is your playbook.
  • Cyber insurance, incident responders and lawyers: can’t we all just get along?

No presentation or handouts available

Martin Hellmer, Supervisory Special Agent, FBI

Michael McAndrews, Director. WGM Information Security Services

 

Communicating with Regulators and Enforcement Representatives

  • Management knows all too well the consequences of receiving regulatory inquiries, or worst, a subpoena can have on their reputation, bottom line, and their time.
  • Learn the importance of building a good working relationship with government representatives
  • Learn the importance of accurate, timely, and complete disclosure when reporting or self-disclosing to government representatives

Presentation (2 slides per page)
Presentation (3 slides per page)

James Rough, Founder and President, SunHawk Consulting, LLC

Christian Schrank, Special Agent in Charge, US DHHS OIG OI, LA Regional Office

Christopher Cestaro, Assistant Chief, U.S. Department of Justice

 

GDPR at Four Months: Experiences and What’s Next

  • General scope and breadth of the GDPR
  • Major challenges and potential solutions to compliance with the law
  • GDPR became effective May 25, 2018—what does ongoing compliance look like?

Presentation (2 slides per page)
Presentation (3 slides per page)

Mia Singer, Principal and Owner, Singer Consulting, LLC

Dan Oseran, Senior Director and Counsel; Global Privacy, Business Ethics & Compliance, eBay, Inc.

 

Navigating the Auditor-Audit Committee Relationship

  • Oversight of financial reporting and internal controls
  • Fraud, corruption and noncompliance responsibilities
  • Key matters to discuss with your auditors

Presentation (2 slides per page)
Presentation (3 slides per page)

Gerry Zack, Incoming CEO, SCCE and HCCA

 

Anti-Corruption/Anti-Bribery

  • FCPA basics
  • Recent trends & enforcement actions
  • Observations & lessons learned

No presentation or handouts available

James Rough, Founder and President, SunHawk Consulting, LLC

Brian Walsh, VP, General Counsel & Chief Compliance and Ethics Officer, Artesyn Embedded Technologies

Christopher Cestaro, Assistant Chief Criminal Division, Fraud Section, FCPA Unit, Department of Justice

 

TUESDAY

 

Whistleblower Risk & False Claim Act Liability

  • Whistleblowers: Who are they and why do they file Qui Tam cases under the False Claims Act?
  • Can organizations manage this risk?
  • Tips for compliance program effectiveness

Presentation (2 slides per page)
Presentation (3 slides per page)

Gabriel Imperato, Managing Partner, Broad and Cassel

Michael Morse, Partner, Pietragallo Gordon Alfano Bosick & Raspanti, LLP

 

Compliance Work Plan and the Board: a Compliance Committee Toolkit

  • Examples of compliance work plan & dashboards
  • Lessons learned on reporting to boards of directors
  • Appropriate and Inappropriate questions boards should be asking

Presentation (2 slides per page)
Presentation (3 slides per page)

Gerry Roy, VP, Chief Compliance & Privacy Officer, Phoenix Children’s Hospital

Lisa Gressel, General Counsel, P.F. Chang’s / Pei Wei

Jeanine Jiganti, CCO (Retired), Davita

 

Board Member Panel on Compliance Oversight

  • Practical tips for compliance oversight for board members
  • Best practices and board member questions for measuring compliance program effectiveness
  • Board qualifications for compliance oversight

Presentation (2 slides per page)
Presentation (3 slides per page)

Gabriel Imperato, Managing Partner, Broad and Cassel

Daniel R. Roach, Chief Compliance Officer, Optum360