Board Audit Committee Compliance Conference
September 24 - 25, 2018 | Scottsdale, AZ
CEU Application | Conference Brochure
MONDAY
Introduction to Risk Areas & Compliance
- Key areas of consideration in developing and implementing a compliance program
- Risk areas for consideration by the board
- Steps a board may take in considering management accountability related to compliance risks
Presentation (2 slides per page)
Presentation (3 slides per page)
Dwight Claustre, Managing Director, Ankura Consulting
Cyber Security and Privacy: Compliance & Risks
- Information security policies: are yours helping or hurting?
- The incident response plan: this is your playbook.
- Cyber insurance, incident responders and lawyers: can’t we all just get along?
No presentation or handouts available
Martin Hellmer, Supervisory Special Agent, FBI
Michael McAndrews, Director. WGM Information Security Services
Communicating with Regulators and Enforcement Representatives
- Management knows all too well the consequences of receiving regulatory inquiries, or worst, a subpoena can have on their reputation, bottom line, and their time.
- Learn the importance of building a good working relationship with government representatives
- Learn the importance of accurate, timely, and complete disclosure when reporting or self-disclosing to government representatives
Presentation (2 slides per page)
Presentation (3 slides per page)
James Rough, Founder and President, SunHawk Consulting, LLC
Christian Schrank, Special Agent in Charge, US DHHS OIG OI, LA Regional Office
Christopher Cestaro, Assistant Chief, U.S. Department of Justice
GDPR at Four Months: Experiences and What’s Next
- General scope and breadth of the GDPR
- Major challenges and potential solutions to compliance with the law
- GDPR became effective May 25, 2018—what does ongoing compliance look like?
Presentation (2 slides per page)
Presentation (3 slides per page)
Mia Singer, Principal and Owner, Singer Consulting, LLC
Dan Oseran, Senior Director and Counsel; Global Privacy, Business Ethics & Compliance, eBay, Inc.
Navigating the Auditor-Audit Committee Relationship
- Oversight of financial reporting and internal controls
- Fraud, corruption and noncompliance responsibilities
- Key matters to discuss with your auditors
Presentation (2 slides per page)
Presentation (3 slides per page)
Gerry Zack, Incoming CEO, SCCE and HCCA
Anti-Corruption/Anti-Bribery
- FCPA basics
- Recent trends & enforcement actions
- Observations & lessons learned
No presentation or handouts available
James Rough, Founder and President, SunHawk Consulting, LLC
Brian Walsh, VP, General Counsel & Chief Compliance and Ethics Officer, Artesyn Embedded Technologies
Christopher Cestaro, Assistant Chief Criminal Division, Fraud Section, FCPA Unit, Department of Justice
TUESDAY
Whistleblower Risk & False Claim Act Liability
- Whistleblowers: Who are they and why do they file Qui Tam cases under the False Claims Act?
- Can organizations manage this risk?
- Tips for compliance program effectiveness
Presentation (2 slides per page)
Presentation (3 slides per page)
Gabriel Imperato, Managing Partner, Broad and Cassel
Michael Morse, Partner, Pietragallo Gordon Alfano Bosick & Raspanti, LLP
Compliance Work Plan and the Board: a Compliance Committee Toolkit
- Examples of compliance work plan & dashboards
- Lessons learned on reporting to boards of directors
- Appropriate and Inappropriate questions boards should be asking
Presentation (2 slides per page)
Presentation (3 slides per page)
Gerry Roy, VP, Chief Compliance & Privacy Officer, Phoenix Children’s Hospital
Lisa Gressel, General Counsel, P.F. Chang’s / Pei Wei
Jeanine Jiganti, CCO (Retired), Davita
Board Member Panel on Compliance Oversight
- Practical tips for compliance oversight for board members
- Best practices and board member questions for measuring compliance program effectiveness
- Board qualifications for compliance oversight
Presentation (2 slides per page)
Presentation (3 slides per page)
Gabriel Imperato, Managing Partner, Broad and Cassel
Daniel R. Roach, Chief Compliance Officer, Optum360
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