2019 Utilities & Energy Compliance & Ethics Conference
Houston, TX, United StatesView all past conferences
Conference Handouts
SUNDAY | Pre-Conference
SESSION |
SPEAKER |
P1: Relevant, Interactive, and Transferred to the Job: Explore How to Make This Describe Your Compliance Training!
|
Leah Yoder, Senior Advisor, UL Pure Learning |
P2: Risk Assessments, Evaluations, Auditing and Monitoring
|
Josh Wallenstein, Managing Member, Wallenstein Law Group
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P3: Implementation of Microsoft Office 365: The Compliance Factor
|
Christian E. Whicker, Director, Corporate Compliance, Duke Energy |
P4: The Board’s Essential Role in Compliance and Ethics Programs and Tips for Making it Happen
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Jane R. Lewis-Raymond, Partner, Adams & Bernstein, LLP Douglas Harmon, Attorney, Parker Poe, Adams & Bernstein LLP
|
MONDAY
SESSION |
SPEAKER |
GENERAL SESSION 1: How Much Due Diligence is Enough?; Will More Be Expected And If So How Much More?
No presentation available |
Ryan C. Hubbs, Global Anticorruption & Fraud Manager, Schlumberger
|
GENERAL SESSION 2: Why Good People Do Bad Things
|
Paul Fiorelli, CCEP, Director, Cintas Institute for Business Ethics, Xavier University
|
101: Post-Incident Communication with Regulators
|
Charlene Wright, Managing Member, Wright & Associates PLLC
|
102: Code 3.0: Changing Expectations for Written Compliance Standards
No presentation available |
Eric Morehead, Principal Consultant, Morehead Compliance Consulting |
201: Major Recent Developments in Anti-Corruption Compliance Across Latin America
|
Brian Weihs, Managing Director, Kroll, a division of Duff & Phelps |
202: Energy Storage – Federal Regulatory Developments and Implications
|
Levi McAllister, Partner, Morgan Lewis
|
301: You Had Me at ‘Compliance’: Get Ready for Your Close-Up with Federal Regulations
|
Stephen Lau, Senior Security Specialist, GreyCastle Security
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302: Risk, Audit, and OpEx: Three Strategies to Operationalize Your Program
|
Samantha E. Kelen, Lead Ethics Analyst, Duke Energy
|
401: Handling a Cybersecurity Investigation: An Interactive Tabletop Exercise led by a Regulator, a Lawyer, and a Security Expert
Presentation (2 slides/page) |
Jay Johnson, Partner, Jones Day Chad Pinson, Managing Director, Stroz Friedberg Scott Mascianica, Assistant Regional Director, U.S. Securities and Exchange Commission
|
402: OFAC Sanctions: Navigating the Minefield
Presentation (2 slides/page) |
Robert J. Ward, Jr., Director of Trade Compliance, WESCO Distribution
|
TUESDAY
SESSION |
SPEAKER |
GENERAL SESSION 3: Utilities & Energy Infrastructure: In the Crosshairs of Cyber Terrorists
|
Charles Shugg, Partner, Chief Operating Officer, Sylint Group, Inc. |
GENERAL SESSION 4: Compliance Investigations – Lessons from the Trenches
|
Gerry Zack, CEO, HCCA & SCCE
|
501: Strategic Monitoring and Analytics for Meaningful Metrics
|
Valorie Ciechanowski, Compliance Manager, Advanced Bionics
|
502: Step Right Up: How to Throw a Compliance Carnival
|
Laurie E. Rosenbaum, Compliance & Ethics Coordinator, ONEGas |
601: The Future Compliance Officer: New Dimensions of AI and How Compliance Officers can Leverage Machine Learning
No presentation available |
Alexandra Wrage, President, TRACE International, Inc. Ramona Ortiz, Senior Counsel, Exxon Mobile Corporation Hentie Dirker, Chief Compliance Officer, SNC-Lavalin Inc.
|
602: Managing Antitrust Risk in Joint Ventures
|
Justin Hedge, Counsel, Antitrust, Arnold & Porter
|
701: Exploding Training Myths: How Marathon Oil and Other Organizations are Building Affordable Compliance Training that Works
|
Dan Brown, Interactive Services Steven Gyeszly, Chief Compliance Counsel, Marathon Oil Corporation Adriana Herrera, Sr. Global Compliance Analyst, Phillips 66
|
702: Cyber Security Crisis Management – Are You Ready?
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Lori Spence, Executive Director, Compliance Strategy, MISO David Douglass, FERC Compliance, Evergy Inc. Paul Tiao, Partner, Hunton Andrews Kurth LLP Brian Zimmet, Senior Attorney, Hunton Andrews Kurth LLP
|
801: Building a Winning Team
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Tayo Kurzman Kinnane, Compliance Management, Operations, Con Edison Company of NY Kevin Jamieson, Director, Compliance Management, Con Edison of NY
|
802: Mobile Communications: Are You Doing It Right?
No presentation available |
Ben DiPietro (moderator), Ethics and Compliance Thought Leader, LRN Antonio Fernandez, Chief Compliance Officer, PSEG Lori Spence, Executive Director, Compliance Strategy, MISO Energy
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