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The Accidental Compliance Professional (Stories and Lessons Learned)

Roy Snell Strategic Advisor SCCE & HCCA Walter Johnson Senior Advisor Compliance Strategists LLC

• Fill Every Hole That the Rats Might Get Through
• Sowing the Seeds of Compliance around the World
• College Pranks Gone Wrong
• Compliance Activism Belongs in a Rodeo

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Evaluation

Governance for Artificial Intelligence/Machine Learning

Akbar Siddiqui Technical Director National Security Agency, Office of Civil Liberties, Privacy, and Transparency

This session will explore NSA’s governance framework for AI/ML, including:
• What governance processes does NSA employ?
• How does NSA manage biases in the training data?
• What confidence do we have in the output, and can we demonstrate our accountability in any decisions relying on the output?

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Evaluation

DOJ Evaluation for Corporate Compliance Programs

James W. Attridge Counsel to the Assistant Attorney General U.S. Department of Justice, Antitrust Division

Presentation
Handout 1
Handout 2
Evaluation

Risk Assessment and Management: Strategic Driver of an Effective Ethics & Compliance Program

Debra Sabatini Hennelly Founder & President, Resiliti

• Why (and how) risk assessment/ management is a key tool for engaging colleagues across the organization
• Getting started (hint: you can’t “boil the ocean”... )
• The leadership and culture aspects of risk assessment

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Evaluation

The Cutting Edge: Managing Personal Ethics Risks

David Gebler Senior Manager, Ethics Engagement, Lockheed Martin

• Overview of opportunities to apply latest thinking in behavioral economics to ethics and compliance
• How to integrate behavioral ethics into organizational programs
• Rethinking Goals and Success Measures

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Evaluation

Conflicts and Controversies in the Compliance World

Joseph E. Murphy Senior Advisor, Compliance Strategists

• GDPR & privacy—Traps for diligent compliance?
• #MeToo – If something doesn’t work, should we just do more of it?
• ISO 37001—Certifiable compliance management standards: will this help or hurt?

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Evaluation