Skip to main content

Handouts & Evaluations

GENERAL SESSION: Higher Education Compliance: 2019-20 Year in Review

Presentation
Evaluation

H2 Imagineering a UniversityWide Conflict of Interest/ Commitment Disclosure Process: Make (What Seems Like) the Impossible, Possible

Presentation
Evaluation

H3 Compliance Risk Reviews: Developing a Collaborative Compliance Monitoring Process

Presentation
Evaluation

H4 Investigations — The Who, The How, and The What Could Go Wrong? How to Effectively Navigate an Investigation

Presentation
Evaluation

H5 Effective Compliance Responses to Covid-19 and Financial Disruption: A Facilitated Discussion

Presentation
Evaluation

H6 Awareness, Training, and Development: A Scaffold Approach to Compliance Education

Presentation
Handout
Evaluation

H7 Sports Wagering and Intercollegiate Athletics

Presentation
Evaluation

H8 A Journey Down the Road of College and University Cybersecurity Breaches: A Review of Recent University and College Case Studies, Lessons Learned, and How to Mitigate Being a Victim

Presentation
Evaluation

H9 Fraud in Higher Education Institutions: It Only Happens at Other Schools

Presentation
Evaluation

H10 Foreign Influence: Mitigating Risk through Strong Policies and Processes

Presentation
Evaluation

H11 Operationalizing Privacy and Data Security Compliance in Higher Education

Presentation
Evaluation

 

GENERAL SESSION: What do Starbucks Coffee, Jimmy Buffet, and a Can of Cheez Whiz Have In Common? A Unique Look at How to Explain Ethics and Compliance and Successfully Embed It Within the Operations

Presentation
Evaluation

H13 Centralizing University Policy Approval and Management

Presentation
Evaluation

H14 Who’s Afraid of Internal Controls? Not Me! Using Internal Controls to Make Higher Education Compliance Programs More Effective

Presentation
Handout 1
Handout 2
Evaluation

H15 High Anxiety — The Drug Free Schools and Communities Act, the Drug Free Workplace Act, and the Legalization of Marijuana

Presentation
Handout 1
Handout 2
Evaluation

H16 Investigations Infrastructure and Corrective Actions

Presentation
Evaluation

H17 Dealing with the F Word: Foreign Gifts and Contracts

Presentation
Evaluation

H18 Harmonizing the Compliance, Internal Audit, and Enterprise Risk Management Risk Functions

Presentation
Evaluation

H19 Building and Sustaining a Culture of Compliance and Ethics:  Compliance Training

Presentation
Evaluation

H20 Complying with the Shifting Title IX Landscape

Presentation
Evaluation

GENERAL SESSION: Foreign Influences on Research Integrity: Tackling the Challenging Issues while Maintaining an Open and Collaborative Global Research Environment

Presentation
Evaluation

 

H22 HIPAA and Hybrid Entity Status: Why Most Universities Get It Wrong

Presentation
Evaluation

H23 Free Speech and Protests on Campus: Strategies to Protect Reputation and Safety

Presentation
Evaluation

H24 Export Controls and International Research

Presentation
Handout 1
Handout 2
Evaluation

H25 Institution-wide Compliance Assessment: What It Is and Why You Need to Do It

Presentation
Evaluation

H26 Financial Risk Monitoring in Higher Education: New Compliance Challenges

Presentation
Handout 1
Handout 2
Handout 3
Handout 4
Evaluation

H27 Artificial Intelligence and Proactive Compliance

Presentation
Evaluation

H28 Developing and Utilizing a HECA Model Compliance Matrix to Track Compliance Obligations on Your Campus

Presentation
Evaluation

H29 Compliance Officers Roundtable

Presentation
Evaluation