18th Annual Compliance & Ethics Institute 2019
Gaylord National, National Harbor, MD, United StatesProfessional Skills
Saturday, September 14
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08:30 AM - 12:00 PMSCCE's Annual Volunteer Project In additon to networking with your peers and listening to expert speakers, attending an SCCE Compliance & Ethics Institute gives you the opportunity to help a local area charity. Registration is free for this event and provides you with a volunteer t-shirt, lunch and transportation to and from the project location. It's a great way to start the CEI with fellow conference attendees, speakers, and SCCE board members.
Sunday, September 15
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08:45 AM - 10:15 AMBreakout Session 1
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08:45 AM - 12:00 PMPre Conference Morning Session
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10:15 AM - 10:30 AMNetworking Break Sunday
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10:30 AM - 12:00 PMBreakout Session 2
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12:00 PM - 01:30 PMSunday Lunch (On Your Own). Braindates Time Need Ideas for lunch? Check in with the registration desk to find where to go to grab a quick bite or to mingle with old friends or new peers.
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01:00 PM - 04:45 PMPre Conference Afternoon Session
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01:30 PM - 03:00 PMBreakout Session 3
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03:00 PM - 03:15 PMNetworking Break
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03:15 PM - 04:45 PMBreakout Session 4
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04:45 PM - 06:30 PMOpening Reception (Exhibit Hall). Braindates Time
Monday, September 16
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07:00 AM - 08:00 AMContinental Breakfast, Exhibitor Networking and Braindates Time
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08:00 AM - 09:15 AMOpening Remarks and Awards Presentaion
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08:15 AM - 09:15 AMFrom Crisis to an Electric Future: Inside the Cultural Transformation of One of the Largest Companies in the World Kurt Michels, Chief Compliance Officer, Volkswagen Group -Starting a transformation in the aftermath of a crisis -Behind the scenes of Volkswagen’s cultural transformation: the strategies that drove the turnaround -Using a crisis to implement change: Lessons learned for compliance professionals
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09:15 AM - 10:00 AMNetworking Break (Exhibit Hall)
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09:30 AM - 09:45 AMNetworking Break
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10:00 AM - 11:00 AMBreakout Session 1#108Launching Ladies into Senior Leadership Kristy Grant-Hart, CEO, Spark Compliance Consulting Jenny O'Brien, Chief Compliance Officer, UnitedHealthcare Kirsten Liston, Principal, Rethink Compliance Mobile App Support -, TESTING, Steele Compliance Solutions Inc
- Are you ready to launch into the highest levels of leadership? Joining the C-suite? Being on the Board? Then this session is for you.
- Learn how to win champions and mentors; use verbal language and body language to up your confidence and likeability quotients; and move up the ladder using accountability and top negotiating skills.
- Master lessons taken from female entrepreneurship. Learn why your network is your net worth (and how to grow it strategically) and how to raise the roof on your profile.
Professional Skills -
11:00 AM - 11:30 AMNetworking Break
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11:30 AM - 12:30 PMBreakout Session 2#208The 7 Habits of an Effective Compliance & Ethics Professional Daniel Roach, Chief Compliance Officer, Optum 360
-Understanding the compliance and ethics challenge -Positioning yourself for success as a compliance and ethics professional -Key drivers of effectiveness
Professional Skills -
12:30 PM - 01:15 PMNetworking Lunch & Braindates Time
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01:15 PM - 02:00 PMDessert and Networking Break with Exhibitors
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02:00 PM - 03:00 PMBreakout Session 3#308Professional Skepticism Debra Hennelly, Founder & President, Resiliti Suri Surinder, Senior Director, Resiliti
-UNDERSTAND the sources of unconscious bias that get in the way of exercising appropriate professional skepticism; -ASSESS our level of unconscious bias through exercises that reveal our mental skews and predispositions; and -ANALYZE and mitigate the sources of unconscious bias to help sustain our professional skepticism.
Professional Skills -
03:00 PM - 03:15 PMNetworking Break
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03:15 PM - 04:15 PMKeynote Address. Closing remarks immediately following -
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04:15 PM - 06:00 PMNetworking Reception & Braindates Time Mingle with your peers and network with the exhibitors over some delicious appetizers after your long day of learning.
Tuesday, September 17
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07:00 AM - 08:15 AMContinental Breakfast, Exhibitor Networking & Braindates Time
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08:15 AM - 09:30 AMOpening Remarks and Awards Presentation
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09:45 AM - 10:45 AMBreakout Session 1#408Making Connections Count: Tips to Gain Value Through Networking Samantha Kelen, Lead Ethics Analyst, Duke Energy
- Don’t be caught alone. Networking with other professionals ensures you’ll have the support you need to fulfill the challenges of an ethics and compliance role.
- Don’t be afraid. It’s not nearly as complicated, challenging, or scary as it seems. We’ll discuss concrete steps you can take to improve your network.
- Don’t delay. Networking can lead to countless opportunities if you put in the effort, so come prepared to exchange business cards and get connected.
Professional Skills -
10:45 AM - 11:30 AMNetworking Break with Exhibitors
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11:30 AM - 12:30 PMBreakout Session 2#508The Compliance Officer’s Guide to Keeping Calm and Carrying On: Strategies and Tools for Thriving in a Stressful Profession Diana Trevley, Chief of Global Services, Spark Compliance Consulting Lisa Beth Lentini Walker, CEO and Founder, Lumen Worldwide Endeavors
-Share and discuss the unique challenges and stressors facing compliance officers in today's corporate world -Learn simple but effective life hacks for managing burnout, jet lag, crises, and crying babies (of both the corporate and infant variety) -Discover the science behind the mindfulness, meditation, and gratitude practices that helped transform one company's compliance team
Professional Skills -
12:30 PM - 01:30 PMNetworking Lunch, Dessert and Last Chance to Visit with Exhibitors This is also a great time to network using the Braindates platform!
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01:30 PM - 02:30 PMBreakout Session 3#608How a Twenty year Military Career developed me as an Ethics & Compliance Professional! Mark Revel, Senior Principal Ethics & Compliance Advisor, Northrop Grumman
-Part One: Integrity First! The USAF #1 Core Value is the very foundation of all we do as CEPs. Learn how basic core values can be applied to your working life with integrity lessons learned and applied. -Part Two: Employee Engagement when the bullets are flying! ---Everyone knows engaged employees are more productive. Here's why....You will learn how and why you should become the most engaged employee on your organization’s team. -Part Three: Leadership is everything! You will learn what true leadership is and will be given practical examples and tips for learning and applying the crucial art of leadership in our roles as CEPs. Leadership is essential for our professional development at CEPs.
Professional Skills -
02:30 PM - 03:00 PMNetworking Break
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03:00 PM - 04:00 PMBreakout Session 4
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04:00 PM - 04:15 PMNetworking Break
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04:15 PM - 05:15 PMThe Limits of Trust Diana Henriques, Financial Author and Journalist , Author of Wizard of Lies -The Bernie Madoff scandal in 2008 cast new light on an age-old Challenge: Too often, our psychological and procedural defenses are set up to detect threats from the outside -How do we defend ourselves from the trusted criminal—the admired and respected high-achiever who wins our trust, and then betrays us? -Gain a better understanding of how Madoff's fraud can inform a smarter approach to keep us safe from such predators.
Wednesday, September 18
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08:00 AM - 11:15 AMPost Conference
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08:30 AM - 10:00 AMBreakout Session 1
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10:15 AM - 11:45 AMBreakout Session 2
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12:30 PM - 12:45 PMExam Check In