Sunday, September 15

  • 08:45 AM - 10:15 AM
    Breakout Session 1
    #P04
    P4: The Practical Who, What, When, Why and How’s of Third Party Due Diligence & Monitoring James Lord, Consultant, Dow Jones Xavier Oustalniol, Partner, StoneTurn Andy Hinton, VP, Global Ethics & Compliance, Google
    • Creative approaches to preventing and detecting corruption through risk-based third party management
    • Determining the right level of due diligence and identifying non-traditional sources of third party information
    • Highly engaging use of real life hypotheticals to explore current issues and challenges in third party management around the globe
    International
  • 08:45 AM - 12:00 PM
    Pre Conference Morning Session
  • 10:15 AM - 10:30 AM
    Networking Break Sunday
  • 10:30 AM - 12:00 PM
    Breakout Session 2
    #P12
    P12: How to Dribble Corruption Risks in Latin America: Learn How to Avoid Faults, Penalty Kicks, and Score Compliance Goals Patricia Colombo, Director of Legal and Compliance, FUJIFILM do Brasil Emanuel Batista, Director, Compliance Risk and Diligence, Kroll, a Division of Duff and Phelps Isabel Simmerman, Ethics & Compliance Counsel, The AES Corporation
    • 2019 Corruption Risks in Brazil, Argentina, Colombia, and Mexico: Gain insight into recent corruption headlines and their impact on local anti-corruption laws and the overall culture of compliance
    • 365 Days Later - The role of new governments and their influence in compliance and Anti-Corruption and Bribery regulations and trends in Brazil, Argentina, Colombia, and Mexico and their impact to corporate governance. What you need to know to navigate
    • Think Globally and Act Locally: What you need to know about your third parties in the region and the significance of due diligence in identifying and mitigating risks
    International
  • 12:00 PM - 01:30 PM
    Sunday Lunch (On Your Own). Braindates Time Need Ideas for lunch? Check in with the registration desk to find where to go to grab a quick bite or to mingle with old friends or new peers.
  • 01:00 PM - 04:45 PM
    Pre Conference Afternoon Session
  • 01:30 PM - 03:00 PM
    Breakout Session 3
    #P20
    P20: Managing an Investigations Docket in Asia: Key Regional Regulatory Issues and Top Tips for Conducting Cross-Border Investigations Jimmy Chatsuthiphan, Director, Global Compliance Investigations, Panasonic Avionics Corporation Jason Chang, Of Counsel, DLA Piper LLP (US)
    • Exploration of recent hot regulatory issues affecting the Asia region
    • Effectively manage investigations in Asia, particularly for multinational organizations
    • How to build an effective cross-border investigations team and key components
    International
  • 03:00 PM - 03:15 PM
    Networking Break
  • 03:15 PM - 04:45 PM
    Breakout Session 4
    #P28
    P28: Leveraging Political Risk Analysis to Help Reveal Local Compliance Risks and Right Size Program Design Dan Tawfik, Control Risks Paul Dudzinski, Director, Control Risks
    • Understanding how bribery and corruption actually work in order to design programs that better ensure compliance across disparate operational markets.
    • Developing and leveraging nuanced risk indicators and benchmarks based on aggregated understanding of actual local distinctions for corruption in specific markets, sectors or industries.
    • Using local insight and an understanding of stakeholder connections and government to anticipate antagonistic developments and manage investigations intelligently.
    International
  • 04:45 PM - 06:30 PM
    Opening Reception (Exhibit Hall). Braindates Time

Monday, September 16

  • 07:00 AM - 08:00 AM
    Continental Breakfast, Exhibitor Networking and Braindates Time
  • 08:00 AM - 08:15 AM
    Opening Remarks and Awards Presentation
  • 08:15 AM - 09:15 AM
    Keynote Address: From Crisis to an Electric Future: Inside the Cultural Transformation of One of the Largest Companies in the World Kurt Michels, Chief Compliance Officer, Volkswagen Group -Starting a transformation in the aftermath of a crisis
    -Behind the scenes of Volkswagen’s cultural transformation: the strategies that drove the turnaround
    -Using a crisis to implement change: Lessons learned for compliance professionals
  • 09:15 AM - 10:00 AM
    Networking Break with Exhibitors
  • 10:00 AM - 11:00 AM
    Breakout Session 1
    #104
    104: How to Conduct Internal Investigations of Compliance Violations Involving Your Foreign Operation/Business? Renata Muzzi, Partner, TozziniFreire Advogados Shin Jae Kim, Partner, TozziniFreire Advogados Felipe Maldonado Garcia, Ethics and Compliance Director, Americas, Stericycle, Inc.
    • Cross-border investigations often add a layer of complexity beyond the issues seen in domestic work
    • In this session we will discuss how to better handle multi-jurisdictional internal investigations
    • Do's and Don’ts when conducting a cross-border internal investigation
    International
  • 11:00 AM - 11:30 AM
    Networking Break
  • 11:30 AM - 12:30 PM
    Breakout Session 2
    #204
    204: From FCPA Prosecutor to Company Protector: Lessons Learned on the Anti-Corruption Front Lines of an Increasingly Multi-Jurisdictional World Nathaniel Edmonds, Partner, Paul Hastings LLP Rebecca Rohr, Vice President, Hewlett Packard Enterprise Jonathan Rusch, Principal, DTG Risk & Compliance LLC
    • Lessons Learned from Global Anti-Corruption Enforcement: Understand the greatest enforcement risks, learn from problematic fact patterns and see how different global authorities consider compliance when resolving matters and calculating penalties.
    • DOJ FCPA Policies and Your Anti-Corruption Compliance Program: From the design of risk assessments to data retention and increased efficiency of investigative strategies, learn from those who have lived how DOJ applies these policies in practice.
    • Arguments for an Increased Anti-Corruption Compliance Budget: Based on regulator policy guidance and recent enforcement actions, learn five effective arguments to strengthen the case of why your company is better off with an increased compliance budget.
    International
  • 12:30 PM - 01:15 PM
    Networking Lunch & Braindates Time
  • 01:15 PM - 02:00 PM
    Dessert and Networking Break with Exhibitors
  • 02:00 PM - 03:00 PM
    Breakout Session 3
    #304
    304: The Increasing Importance of CCO’s with International Expertise to Boards of Directors of Multinational/International Companies Stephanie Kravetz, Former Chief Legal Officer and Corporate Secretary, LifeWatch AG (now LifeWatch GmbH)
    • Increasingly, Boards of Directors of multinational companies have international Directors who do not understand the need for strict adherence to laws and regulations in the U.S. to avoid compliance and legal risks.
    • The presence of global compliance expertise on multinational companies’ Boards of Directors sets the proper"tone at the top" and signals the Board’s overall strategic priorities include compliance.
    • The CCO is often in a sandwich position between Management and the Board of Directors. The proper reporting line for CCO’s in multinational companies is to the Global CEO with dotted line to the Global Audit Committee.
    International
  • 03:00 PM - 03:15 PM
    Networking Break
  • 03:15 PM - 04:15 PM
    Keynote Address: Investigations and Integrity in the Spotlight Michael Horowitz, Inspector General, United States Department of Justice -Keeping your investigation focused while in the spotlight
    -How to find the relevant facts and avoid distractions
    -Writing a report that provides a true conclusion to the investigation and protects the integrity of your office
  • 04:15 PM - 06:00 PM
    Networking Reception & Braindates Time Mingle with your peers and network with the exhibitors over some delicious appetizers after your long day of learning.

Tuesday, September 17

  • 07:00 AM - 08:15 AM
    Continental Breakfast, Exhibitor Networking & Braindates Time
  • 08:15 AM - 09:15 AM
    Keynote Address: The Odebrecht Transformation - A Recovery from Compliance Scandal Olga Pontes, Chief Compliance Officer, Odebrecht Odebrecht was central to the Operation Car Wash corruption scandal that began with the arrest in 2015 of the company’s former CEO. Since 2016, Odebrecht has been on a journey of cooperation and transformation, resulting in renewed respect for a company that had lost much of it. In this in-depth interview, hear directly from Odebrecht’s Chief Compliance Officer as she discusses:
    -Dealing with the initial shock and crisis
    -Developing a transformation plan
    -Implementing a new and world-class compliance function
  • 08:15 AM - 09:30 AM
    Opening Remarks and Awards Presentation
  • 09:15 AM - 09:45 AM
    Networking Break
  • 09:45 AM - 10:45 AM
    Breakout Session 1
    #404
    404: Global Compliance on Limited Resources Domenick DiCicco, Global General Counsel & Chief Compliance Officer, HIIQ Thomas Doyle, Partner, Baker & McKenzie LLP
    • Challenge of Increased Compliance Regs. Globally
    • Cost of Such programs for mid-cap companies is burdensome
    • How we can still create an effective program
    International
  • 10:45 AM - 11:30 AM
    Networking Break with Exhibitors
  • 11:30 AM - 12:30 PM
    Breakout Session 2
    #504
    504: Next Generation Anti-Corruption Compliance Programs: Transforming a Policy-Based Program to a Controls-Based Program Parth Chanda, CEO, Lextegrity Alex Rene, Partner, Ropes & Gray Piyush Sharma, Deputy Chief Compliance Officer, Alexion Pharmaceuticals
    • Hear from a DOJ-appointed monitor, a current in-house compliance lawyer, and a former in-house compliance lawyer turned technologist on how to implement a robust controls system to mitigate corruption risks that will pass muster with enforcement agencies.
    • Using real-life examples, understand how to map your controls gaps to operationalize end-to-end systems and controls, from pre-approval systems and third-party due diligence, to payment controls and compliance monitoring and analytics platforms.
    • Learn about how to prioritize improvements with limited resources and how to leverage resources outside of Compliance, such as Procurement, IT, Internal Audit and Finance, from three speakers with hands-on experience as in-house and outside counsel.
    International
  • 12:30 PM - 01:30 PM
    Networking Lunch, Dessert and Last Chance to Visit with Exhibitors This is also a great time to network using the Braindates platform!
  • 01:30 PM - 02:30 PM
    Breakout Session 3
    #604
    604: #WeToo - Is Your Organization Ready to Respond Properly to Allegations of Sexual Harassment? Cedric Bourgeois, Principal Investigator, UNESCO
    • A harassment-free work environment is paramount to institutional integrity. How organizations handle allegations conveys the tone at the top, especially when they relate to sexual harassment.
    • Your compliance program already has valuable elements to build a proper response to allegations of sexual harassment: learn how to transfer those skills to the challenge the #MeToo campaign has highlighted.
    • This session will explore the specifics of investigations into allegations of harassment, including legal challenges and high scrutiny from a wide variety of stakeholders.
    International
  • 02:00 PM - 03:00 PM
    DG06: AMP IT UP: Move Your Compliance Program from Good to Great Jacki Cheslow, Director, Business Ethics & Comp, Avis Budget Group - Now that the building blocks for a good compliance program - policies, training, assessments, remediation, and more - are in place, what more is needed to move your program from good to great?
    - This session is designed to be a fun and interactive open discussion among peers. The goal is to get and keep your creative juices flowing and help you to identify best practices and strategies for elevating your program to the next level.
    - Join us as we tap into the wisdom of the crowd rather than rely on a "sage on the stage".
  • 02:30 PM - 03:00 PM
    Networking Break
  • 03:00 PM - 04:00 PM
    Breakout Session 4
    #704
    704: ISO 37001: The Global Future of Compliance or a Turn Down the Wrong Trail? Walter Johnson, Senior Advisor, Compliance Stategists LLC Joseph Murphy, Senior Advisor, Compliance Strategists
    • What is ISO 37001 and what are its implications for compliance globally?
    • In what ways does it impact compliance professionals and our organizations?
    • Can the standard be improved to achieve betters results in fighting corruption?
    International
  • 04:00 PM - 04:15 PM
    Networking Break
  • 04:15 PM - 05:15 PM
    Keynote Address: The Limits of Trust