Saturday, September 14
08:30 AM - 12:00 PMSCCE's Annual Volunteer Project In additon to networking with your peers and listening to expert speakers, attending an SCCE Compliance & Ethics Institute gives you the opportunity to help a local area charity. Registration is free for this event and provides you with a volunteer t-shirt, lunch and transportation to and from the project location. It's a great way to start the CEI with fellow conference attendees, speakers, and SCCE board members.
Sunday, September 15
08:44 AM - 12:00 PMPre Conference Morning Session
08:45 AM - 10:15 AMBreakout Sessions#P04P4: The Practical Who, What, When, Why and How’s of Third Party Due Diligence & Monitoring James Lord, Consultant, Dow Jones Xavier Oustalniol, Partner, StoneTurn Andy Hinton, VP, Global Ethics & Compliance, Retired, Google
- Creative approaches to preventing and detecting corruption through risk-based third party management
- Determining the right level of due diligence and identifying non-traditional sources of third party information
- Highly engaging use of real life hypotheticals to explore current issues and challenges in third party management around the globe
10:15 AM - 10:30 AMNetworking Break Sunday
10:30 AM - 12:00 PMBreakout Sessions#P12P12: How to Dribble Corruption Risks in Latin America: Learn How to Avoid Faults, Penalty Kicks, and Score Compliance Goals Patricia Colombo, Director of Legal and Compliance, FUJIFILM do Brasil Emanuel Batista, Senior Director, Compliance Risk and Diligence, Kroll, a Division of Duff & Phelps Isabel Simmerman, Ethics & Compliance Counsel, The AES Corporation
- 2019 Corruption Risks in Brazil, Argentina, Colombia, and Mexico: Gain insight into recent corruption headlines and their impact on local anti-corruption laws and the overall culture of compliance
- 365 Days Later - The role of new governments and their influence in compliance and Anti-Corruption and Bribery regulations and trends in Brazil, Argentina, Colombia, and Mexico and their impact to corporate governance. What you need to know to navigate
- Think Globally and Act Locally: What you need to know about your third parties in the region and the significance of due diligence in identifying and mitigating risks
12:00 PM - 01:30 PMSunday Lunch (On Your Own). Braindates Time Need Ideas for lunch? Check in with the registration desk to find where to go to grab a quick bite or to mingle with old friends or new peers.
01:00 PM - 04:45 PMPre Conference Afternoon Session
01:30 PM - 03:00 PMBreakout Sessions#P20P20: Managing an Investigations Docket in Asia: Key Regional Regulatory Issues and Top Tips for Conducting Cross-Border Investigations Jimmy Chatsuthiphan, Director, Compliance & Ethics APAC, Uber Technologies Jason Chang, Of Counsel, DLA Piper LLP (US)
- Exploration of recent hot regulatory issues affecting the Asia region
- Effectively manage investigations in Asia, particularly for multinational organizations
- How to build an effective cross-border investigations team and key components
03:00 PM - 03:15 PMNetworking Break
03:15 PM - 04:45 PMBreakout Sessions#P28P28: Leveraging Political Risk Analysis to Help Reveal Local Compliance Risks and Right Size Program Design Paul Dudzinski, Director, Control Risks Mike Wolff, Partner, Control Risks
- Understanding how bribery and corruption actually work in order to design programs that better ensure compliance across disparate operational markets.
- Developing and leveraging nuanced risk indicators and benchmarks based on aggregated understanding of actual local distinctions for corruption in specific markets, sectors or industries.
- Using local insight and an understanding of stakeholder connections and government to anticipate antagonistic developments and manage investigations intelligently.
Monday, September 16
07:00 AM - 08:00 AMContinental Breakfast, Exhibitor Networking and Braindates Time
08:00 AM - 08:15 AMOpening Remarks and Awards Presentation
08:15 AM - 09:15 AMGeneral Session: From Crisis to an Electric Future: Inside the Cultural Transformation of One of the Largest Companies in the World. A Disscusion. Kurt Michels, Chief Compliance Officer, Volkswagen Group Matt Kelly, Editor & CEO, Radical Compliance -Starting a transformation in the aftermath of a crisis -Behind the scenes of Volkswagen’s cultural transformation: the strategies that drove the turnaround -Using a crisis to implement change: Lessons learned for compliance professionals
09:15 AM - 10:00 AMNetworking Break with Exhibitors
10:00 AM - 11:00 AMBreakout Sessions#104104: How to Conduct Internal Investigations of Compliance Violations Involving Your Foreign Operation/Business? Renata Muzzi, Partner, TozziniFreire Advogados Shin Jae Kim, Partner, TozziniFreire Advogados Felipe Maldonado Garcia, Ethics and Compliance Director, Americas, Stericycle, Inc.
- Cross-border investigations often add a layer of complexity beyond the issues seen in domestic work
- In this session we will discuss how to better handle multi-jurisdictional internal investigations
- Do's and Don’ts when conducting a cross-border internal investigation
11:00 AM - 11:30 AMNetworking Break
11:30 AM - 12:30 PMBreakout Sessions#204204: From FCPA Prosecutor to Company Protector: Lessons Learned on the Anti-Corruption Front Lines of an Increasingly Multi-Jurisdictional World Rebecca Rohr, Vice President, Anti-Corruption & Global Trade, Hewlett Packard Enterprise Jonathan Rusch, Principal, DTG Risk & Compliance LLC
- Lessons Learned from Global Anti-Corruption Enforcement: Understand the greatest enforcement risks, learn from problematic fact patterns and see how different global authorities consider compliance when resolving matters and calculating penalties.
- DOJ FCPA Policies and Your Anti-Corruption Compliance Program: From the design of risk assessments to data retention and increased efficiency of investigative strategies, learn from those who have lived how DOJ applies these policies in practice.
- Arguments for an Increased Anti-Corruption Compliance Budget: Based on regulator policy guidance and recent enforcement actions, learn five effective arguments to strengthen the case of why your company is better off with an increased compliance budget.
12:30 PM - 01:15 PMNetworking Lunch & Braindates Time Starter: Spinach salad Entrée: Mustard and thyme chicken breast Dessert is served in the Exhibit Hall
01:15 PM - 02:00 PMDessert and Networking Break with Exhibitors
02:00 PM - 03:00 PMBreakout Sessions#304304: The Increasing Importance of CCO’s with International Expertise to Boards of Directors of Multinational/International Companies Stephanie Kravetz, Former Chief Legal Officer and Corporate Secretary, LifeWatch AG (now LifeWatch GmbH)
- Increasingly, Boards of Directors of multinational companies have international Directors who do not understand the need for strict adherence to laws and regulations in the U.S. to avoid compliance and legal risks.
- The presence of global compliance expertise on multinational companies’ Boards of Directors sets the proper"tone at the top" and signals the Board’s overall strategic priorities include compliance.
- The CCO is often in a sandwich position between Management and the Board of Directors. The proper reporting line for CCO’s in multinational companies is to the Global CEO with dotted line to the Global Audit Committee.
03:00 PM - 03:15 PMNetworking Break
03:15 PM - 03:30 PMGeneral Session: DOJ Evaluation of Corporate Compliance Programs Guidance Document Matthew Miner, Deputy Assistant Attorney General, DOJ, Criminal Division
03:30 PM - 04:15 PMGeneral Session: Investigations and Integrity in the Spotlight