Saturday, September 14
08:30 AM - 12:00 PMSCCE's Annual Volunteer Project In additon to networking with your peers and listening to expert speakers, attending an SCCE Compliance & Ethics Institute gives you the opportunity to help a local area charity. Registration is free for this event and provides you with a volunteer t-shirt, lunch and transportation to and from the project location. It's a great way to start the CEI with fellow conference attendees, speakers, and SCCE board members.
Sunday, September 15
08:44 AM - 12:00 PMPre Conference Morning Session
08:45 AM - 10:15 AMBreakout Sessions#P04P4: The Practical Who, What, When, Why and How’s of Third Party Due Diligence & Monitoring Andy Hinton, VP, Global Ethics & Compliance, Retired, Google James Lord, Consultant, Dow Jones Xavier Oustalniol, Partner, StoneTurn
- Creative approaches to preventing and detecting corruption through risk-based third party management
- Determining the right level of due diligence and identifying non-traditional sources of third party information
- Highly engaging use of real life hypotheticals to explore current issues and challenges in third party management around the globe
10:15 AM - 10:30 AMNetworking Break Sunday
10:30 AM - 12:00 PMBreakout Sessions#P12P12: How to Dribble Corruption Risks in Latin America: Learn How to Avoid Faults, Penalty Kicks, and Score Compliance Goals Patricia Colombo, Director of Legal and Compliance, FUJIFILM do Brasil Isabel Simmerman, Ethics & Compliance Counsel, The AES Corporation Emanuel Batista, Senior Director, Compliance Risk and Diligence, Kroll, a Division of Duff & Phelps
- 2019 Corruption Risks in Brazil, Argentina, Colombia, and Mexico: Gain insight into recent corruption headlines and their impact on local anti-corruption laws and the overall culture of compliance
- 365 Days Later - The role of new governments and their influence in compliance and Anti-Corruption and Bribery regulations and trends in Brazil, Argentina, Colombia, and Mexico and their impact to corporate governance. What you need to know to navigate
- Think Globally and Act Locally: What you need to know about your third parties in the region and the significance of due diligence in identifying and mitigating risks
12:00 PM - 01:30 PMSunday Lunch (On Your Own). Braindates Time Need Ideas for lunch? Check in with the registration desk to find where to go to grab a quick bite or to mingle with old friends or new peers.
01:00 PM - 04:45 PMPre Conference Afternoon Session
01:30 PM - 03:00 PMBreakout Sessions#P20P20: Managing an Investigations Docket in Asia: Key Regional Regulatory Issues and Top Tips for Conducting Cross-Border Investigations Jimmy Chatsuthiphan, Director, Compliance & Ethics APAC, Uber Technologies Jason Chang, Of Counsel, DLA Piper LLP (US)
- Exploration of recent hot regulatory issues affecting the Asia region
- Effectively manage investigations in Asia, particularly for multinational organizations
- How to build an effective cross-border investigations team and key components
03:00 PM - 03:15 PMNetworking Break
03:15 PM - 04:45 PMBreakout Sessions#P28P28: Leveraging Political Risk Analysis to Help Reveal Local Compliance Risks and Right Size Program Design Paul Dudzinski, Director, Control Risks Mike Wolff, Partner, Control Risks
- Understanding how bribery and corruption actually work in order to design programs that better ensure compliance across disparate operational markets.
- Developing and leveraging nuanced risk indicators and benchmarks based on aggregated understanding of actual local distinctions for corruption in specific markets, sectors or industries.
- Using local insight and an understanding of stakeholder connections and government to anticipate antagonistic developments and manage investigations intelligently.
Monday, September 16
07:00 AM - 08:00 AMContinental Breakfast, Exhibitor Networking and Braindates Time
08:00 AM - 08:15 AMOpening Remarks and Awards Presentation
08:15 AM - 09:15 AMGeneral Session: From Crisis to an Electric Future: Inside the Cultural Transformation of One of the Largest Companies in the World. A Disscusion. Matt Kelly, Editor & CEO, Radical Compliance Kurt Michels, Chief Compliance Officer, Volkswagen Group -Starting a transformation in the aftermath of a crisis -Behind the scenes of Volkswagen’s cultural transformation: the strategies that drove the turnaround -Using a crisis to implement change: Lessons learned for compliance professionals
09:15 AM - 10:00 AMNetworking Break with Exhibitors
10:00 AM - 11:00 AMBreakout Sessions#104104: How to Conduct Internal Investigations of Compliance Violations Involving Your Foreign Operation/Business? Shin Jae Kim, Partner, TozziniFreire Advogados Renata Muzzi, Partner, TozziniFreire Advogados Felipe Maldonado Garcia, Ethics and Compliance Director, Americas, Stericycle, Inc.
- Cross-border investigations often add a layer of complexity beyond the issues seen in domestic work
- In this session we will discuss how to better handle multi-jurisdictional internal investigations
- Do's and Don’ts when conducting a cross-border internal investigation
11:00 AM - 11:30 AMNetworking Break
11:30 AM - 12:30 PMBreakout Sessions#204204: From FCPA Prosecutor to Company Protector: Lessons Learned on the Anti-Corruption Front Lines of an Increasingly Multi-Jurisdictional World Rebecca Rohr, Vice President, Anti-Corruption & Global Trade, Hewlett Packard Enterprise Jonathan Rusch, Principal, DTG Risk & Compliance LLC
- Lessons Learned from Global Anti-Corruption Enforcement: Understand the greatest enforcement risks, learn from problematic fact patterns and see how different global authorities consider compliance when resolving matters and calculating penalties.
- DOJ FCPA Policies and Your Anti-Corruption Compliance Program: From the design of risk assessments to data retention and increased efficiency of investigative strategies, learn from those who have lived how DOJ applies these policies in practice.
- Arguments for an Increased Anti-Corruption Compliance Budget: Based on regulator policy guidance and recent enforcement actions, learn five effective arguments to strengthen the case of why your company is better off with an increased compliance budget.
12:30 PM - 01:15 PMNetworking Lunch & Braindates Time Starter: Spinach salad Entrée: Mustard and thyme chicken breast Dessert is served in the Exhibit Hall
01:15 PM - 02:00 PMDessert and Networking Break with Exhibitors
02:00 PM - 03:00 PMBreakout Sessions#304304: The Increasing Importance of CCO’s with International Expertise to Boards of Directors of Multinational/International Companies