18th Annual Compliance & Ethics Institute 2019

#P06

P6: Cyber Security Due Diligence: Will You Be the One to Save Your Company & CEO From Disaster? Charles Shugg, Partner | Chief Operating Officer, Sylint Group, Inc View Description

• Discuss the importance and criteria for cyber security due diligence and how it affects corporate or organizational reputation damage, judicial punishment and senior executive careers
• Review case studies that highlight the lack of "reasonable" corporate cyber security due diligence regarding processes, assets and incident response actions
• Provide best practice guidance to improve senior executive awareness, reduce corporate risk and increase the likelihood of C-Staff career survival following a cyber security breach

IT

#P14

P14: GDPR Compliance Post-Mortems: Lessons Learned from Facebook, Uber, and Others Scott Giordano, VP, Data Protection , Spirion View Description

• In the nearly 18 months since the EU GDPR was brought into force, several well-known companies have been penalized by EU data protection authorities for misuse and loss of personal data.
• In this session, we will review these post-mortems, determine what went wrong, and discuss the implications for complying with the GDPR and other multinational data protection regulations going forward.
• We will also examine recent European Data Protection Board (EDPB) opinions and discuss how they affect overall compliance strategy

IT

#P22

P22: Move the Needle - Active Agent Approach to Cybersecurity and Data Protection Compliance Brian Novack, Lead Compliance Analyst, AT&T Oleg Vasilyev, Director Compliance, AT&T View Description

• Core products and processes at each company are dependent on IT. Active threats continue to evolve and drain resources. This limits a company's ability to reinvest, develop products, expand offerings to drive the next wave of growth, or to remain viable.
• To help, compliance must become an active partner supporting all facets of a company to establish the expectation for compliance, plan for compliance upfront, and drive compliance through strategic resource investment that is balanced with the risk.
• We will discuss an approach to help move companies towards active compliance, enabling each of us to build a solid foundation on which to reduce the threat opportunity and most importantly: Move the Needle.

IT

#P30

P30: Software License Compliance & Vendor Management: Why It's Mission-Critical To Reputation & Cybersecurity, 10 Reasons It's Hard (& Getting Harder), & 10 Action Tips For You & Your Team Henry Jones, Owner, Law Office of Henry W Jones III & Intersect Tech. View Description

• Non-Compliance, Now: How Traditional Purchasing & IT Processes + Vendor & Technology Changes Have Landed Nearly Every Entity In Contract Breach, Copyright Infringement, & Security & Reputation Risk
• Digital Dependency Reduction & Organizational Quality Control: Best Practices: Recommended, Rank-Ordered Action Items For Compliance Professionals To Help Purchasing, IT & Other Colleagues See & Fix Software License Compliance
• Get To Not Just Yes & Fixed, But Also Thank You: Tips For Software-Specific Change Enablement, Quantification, Persuasion, Charm, Evidence, Appreciation, Budgeting, & Career Benefits

IT

#106

106: Privacy Trends in the US and Implications for US and Global Organizations Teresa Troester-Falk, Nymity View Description

-For the past 2 years, the GDPR has garnered the attention, resources and budget of organizations, but privacy is in the headlines almost everyday in the US and the new California Consumer Privacy Act will take effect Jan 1, 2020 as well as Nevada’s new law in October of this year -Several other States are considering similar legislation and these new US laws and increasing regulator attention will impact operations -This session will provide you with an overview of the state of play of US privacy laws and bills and provide practical insight into how organizations are handling these changes and trying to “future-proof” their operations in order to efficiently deal with any forthcoming law

IT

#206

206: Password Techniques and Strategies to Promote a Higher Level of IT Security Frank Ruelas, Facility Compliance Professional, St. Joseph's Hospital and Medical Center - Dignity Health View Description

-Learn key criteria applicable to passwords that have the potential to contribute to a higher level of security with respect to the organization’s information system - Common myths and mistakes that may compromise the strength of passwords - Review and consideration of effective administrative, physical, and technical safeguards to apply to your organization’s password management policy

IT

#306

306: Demystifying Government Cybersecurity Compliance David Kessler, Public Sector Product Compliance Counsel, Verizon View Description

• Understand the alphabet soup of the Federal government cyber security landscape, including FISMA, NIST, FIPS, FedRAMP, CNSSI 1253, IRS 1075, and similar requirement
• Learn techniques for encouraging compliance-by-design for Federal cyber security requirements in a commercial company
• Appreciate how compliance with Federal cybersecurity requirements can reduce a commercial company’s overall cyber security risk

IT

#406

406: Using Automation for Compliance Management and Reporting That Will Bring a Smile to the Face of Any Prosecutor Theodore Banks, Partner, Scharf Banks Marmor LLC Heidi Rudolph, Managing Director, Morae Global Gene Stavrou, Compliance Director, Ingredion View Description

-Technology tools to facilitate collaboration/delegation with other parts of the business (including case management systems, learning management, policy management, etc.) -Aligning & evaluating your compliance program to fit the recommendations of the Federal Sentencing Guidelines and the DOJ Evaluation of Corporate Compliance Programs tool -Using technology tools for management reporting and engagement (including risk assessment, financial management, ROI, etc.)

IT