18th Annual Compliance & Ethics Institute 2019
Gaylord National, National Harbor, MD, United StatesAdvanced Compliance
Saturday, September 14
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08:30 AM - 12:00 PMSCCE's Annual Volunteer Project In additon to networking with your peers and listening to expert speakers, attending an SCCE Compliance & Ethics Institute gives you the opportunity to help a local area charity. Registration is free for this event and provides you with a volunteer t-shirt, lunch and transportation to and from the project location. It's a great way to start the CEI with fellow conference attendees, speakers, and SCCE board members.
Sunday, September 15
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07:30 AM - 08:15 AMFirst Time Attendee Networking Breakfast Invite Only New to the Compliance & Ethics Institute? We want you to get the best experience right from the beginning. So join others who are first timers as well and network before the start of sessions.
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08:45 AM - 10:15 AMBreakout Session 1
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08:45 AM - 12:00 PMPre Conference Morning Session
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10:15 AM - 10:30 AMNetworking Break Sunday
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10:30 AM - 12:00 PMBreakout Session 2
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12:00 PM - 01:30 PMSunday Lunch (On Your Own). Braindates Time Need Ideas for lunch? Check in with the registration desk to find where to go to grab a quick bite or to mingle with old friends or new peers.
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01:00 PM - 04:45 PMPre Conference Afternoon Session
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01:30 PM - 03:00 PMBreakout Session 3
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03:00 PM - 03:15 PMNetworking Break
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03:15 PM - 04:45 PMBreakout Session 4
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04:45 PM - 06:30 PMOpening Reception (Exhibit Hall). Braindates Time
Monday, September 16
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07:00 AM - 08:00 AMContinental Breakfast, Exhibitor Networking and Braindates Time
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08:00 AM - 09:15 AMOpening Remarks and Awards Presentaion
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09:15 AM - 10:00 AMNetworking Break (Exhibit Hall)
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09:30 AM - 09:45 AMNetworking Break
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10:00 AM - 11:00 AMBreakout Session 1#109Best Friends Forever: Nurturing the Compliance-Board Relationship Ellen Hunt, SVP, Audit, Ethics & Compliance Officer, AARP Joan Ruff, Chair of AARP Board of Directors, AARP Ben DiPietro, Editor of the E&C Pulse Newsletter, LRN Corp
-The ways board members can more effectively engage with ethics and compliance teams; -How compliance can better communicate and make the most effective use of its time before the board; -How boards and compliance can make better use of data to work together to grow strong ethical culture and bring greater awareness and engagement with the organization; and -The benefits organizations can gain from having compliance officers serve as board members.
Advanced Compliance -
11:00 AM - 11:30 AMNetworking Break
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11:30 AM - 12:30 PMBreakout Session 2#209Taking a Dynamic Approach to Compliance Risk Assessments for U.S. Government Contractors Nicholas Sanders, Principal Consultant, Apogee Consulting, Inc.
-Learn how to manage a changing risk profile as your business evolves in size and transitions from sub to prime contractor and contracts change from fixed-price to cost-reimbursable -Increase your organization’s ability to identify and assess risks associated with organizational and contractor evolution using revenue, contract-type and acquiring agency as key differentiators -Better understand Federal Acquisition Regulation contract clauses and changing non-compliance risk
Advanced Compliance -
12:30 PM - 01:15 PMNetworking Lunch & Braindates Time
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01:15 PM - 02:00 PMDessert and Networking Break with Exhibitors
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02:00 PM - 03:00 PMBreakout Session 3#309Advanced Investigations in Multinational Companies Jannica Houben, Director, Ethics & Compliance, Tech Data Europe Katarzyna Golonka, Regional Compliance Manager Eastern Europe, Tech Data Europe
-Discuss various aspects of internal investigations from planning, through assembling the investigation team, designing investigative steps, interviews to internal communication and reporting. -Comprehensive analysis of investigation process combining perspectives of legal counsel and compliance officer with that of an external forensic expert and fraud investigator. -Practical examples and mini case studies including areas such as crisis communication external and internal, data capture and analysis and using external vs. internal team.
Advanced Compliance -
03:00 PM - 03:15 PMNetworking Break
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03:15 PM - 04:15 PMKeynote Address. Closing remarks immediately following -
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04:15 PM - 06:00 PMNetworking Reception & Braindates Time Mingle with your peers and network with the exhibitors over some delicious appetizers after your long day of learning.
Tuesday, September 17
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07:00 AM - 08:15 AMContinental Breakfast, Exhibitor Networking & Braindates Time
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08:15 AM - 09:30 AMOpening Remarks and Awards Presentation
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09:45 AM - 10:45 AMBreakout Session 1#409Board Overconfidence and Ethical Practices of Senior Management Jonathan Marks, Forensic Accountant Partner
-How the board can be misguided by management; -The Dunning-Kruger effect, which can be interpreted as people who are least competent tend to be most sure of themselves, while those with genuine skills are frequently wracked with doubts about their abilities; and, -What the Board can be doing to prevent overconfidence of management’s ethics from setting in?
Advanced Compliance -
10:45 AM - 11:30 AMNetworking Break with Exhibitors
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11:30 AM - 12:30 PMBreakout Session 2#509It's Not Where You've Been; It's Where You're Going: Improving Compliance and the Employee Experience by Tackling Policy Poliferation Cynthia Creech, Corporate Policy and Standards, Cisco Systems Laura Ellis, Global Compliance Enablement, Cisco International LimitedAdvanced Compliance
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12:30 PM - 01:30 PMNetworking Lunch, Dessert and Last Chance to Visit with Exhibitors This is also a great time to network using the Braindates platform!
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01:30 PM - 02:30 PMBreakout Session 3#609Advanced Compliance
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02:30 PM - 03:00 PMNetworking Break
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03:00 PM - 04:00 PMBreakout Session 4#709Advanced Learning from the Latest Data Breach Incidents Jonathan Armstrong, Partner, Cordery
-How to reassess your current practices -Gleaning insights from enforcement actions and regulatory comments -Raising your risk level calculations
Advanced Compliance -
04:00 PM - 04:15 PMNetworking Break
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04:15 PM - 05:15 PMThe Limits of Trust -The Bernie Madoff scandal in 2008 cast new light on an age-old Challenge: Too often, our psychological and procedural defenses are set up to detect threats from the outside -How do we defend ourselves from the trusted criminal—the admired and respected high-achiever who wins our trust, and then betrays us? -Gain a better understanding of how Madoff's fraud can inform a smarter approach to keep us safe from such predators.
Wednesday, September 18
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08:00 AM - 11:15 AMPost Conference
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08:30 AM - 10:00 AMBreakout Session 1
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10:15 AM - 11:45 AMBreakout Session 2
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12:30 PM - 12:45 PMExam Check In