17th Annual Compliance and Ethics Institute 2018
Ceasar’s Palace, Las Vegas, NV, United StatesView all past conferences
2018 Compliance & Ethics Institute
October 21 - 24, 2018 | Caesars Palace | Las Vegas
CEU Application | Conference Brochure | Purchase session recordings
Sunday
P1: Ethics & Compliance Risk Management 101: Program Essentials and Effective Practice
Presentation (2 slides/page) |
P2: AT&T’s Compliance Training Evolution/Revolution
Presentation (2 slides/page) |
P3: A Tale of Two Companies—Experiencing the Best of Times and the Worst of Times through the Eyes of Two Organizations that Considered Themselves Ethical
Presentation (2 slides/page) |
P4: Anti-Corruption Workshop: FCPA and other Anti-Corruption Enforcement Hot Topics and Compliance Best Practices
Presentation (2 slides/page) |
P5: Audits Conducted Under Attorney Client Privilege: How to Manage the “ACP” Framework During an Audit Engagement
Presentation (2 slides/page) |
P6: Launching Ladies into Senior Leadership
Presentation (2 slides/page) |
P7: Building a Culture of Compliance Learning Excellence—4 Multi-Nationals Share Their Insight
Presentation (2 slides/page) |
P8: Preventing Harassment: Can Compliance Ever Succeed?
Presentation (2 slides/page) |
P9: Investigations WorkshopPart I: Beginning the Investigation and Interviewing the Reporter
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P10: Trade Compliance Risks: What You Don’t Know, Can Hurt You!
Presentation (2 slides/page) |
P11: Ethics 101 from Theory to Application: What Would Kant Think About Tarantino Flix?
Presentation (2 slides/page) |
P12: Facebook and Equifax: Meeting Increased Customer Expectations, Not Just Regulatory Requirements
Presentation (2 slides/page) |
P13: Enforcement Goes International-What Does it Mean for Your Compliance Program?
Presentation (2 slides/page) |
P14: Federal Contractor—2018 Compliance Update
Presentation (2 slides/page) |
P15: Technology & Compliance: Understanding the Risks and Maximizing the Benefits
Presentation (2 slides/page) |
P16: New Beginnings: Starting your Compliance Program and What Needs to be Included
Presentation (2 slides/page) |
P17: The Great Internal Audit & Compliance Mystery
Presentation (2 slides/page) |
P18: Investigations Workshop (continued from P9)Part IV: Taking Effective Interviews
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Monday
Next Level Leadership
101: Social Media: Risks & Redemption
Presentation (2 slides/page) |
102: Advancing a Culture of Integrity by Building Strong Climates
Presentation (2 slides/page) |
103: A Modern Day Construction Industry Compliance Program
Presentation (2 slides/page) |
104: Challenges of working with Intermediaries in Emerging Markets
Presentation (2 slides/page) |
105: Compliance Oversight for Boards and Management
Presentation (2 slides/page) |
106: AI Is Coming: Future-proof Your Career and Your Compliance Program
Presentation (2 slides/page) |
107: Compliance & Ethics Training: What You Need to Know
Presentation (2 slides/page) |
108: Compliance Fast and Slow - Lessons from Behavioral Economics
Presentation (2 slides/page) |
109: Practices in Ethics and Compliance (E&C) Program Management That Can Undermine the Effectiveness of Your E&C Program
Presentation (2 slides/page) |
110: Just Listen: Silently Connecting to the Untold Stories to Shape Culture
Presentation (2 slides/page) |
AD1: Retaliation: Real or Imagined? What Are You Doing to Address Employee Concern in Your Organization?
Advanced Discussion Groups will be filled on a first-come, first-served basis. Attendance is limited to the first 50 attendees. Pre-registration is not available for these sessions. Presentation (2 slides/page) |
AD2: Big Picture E&C Challenges: A Day in the Life of the Successful Compliance Officer
Advanced Discussion Groups will be filled on a first-come, first-served basis. Attendance is limited to the first 50 attendees. Pre-registration is not available for these sessions. No Presentation Available |
201: Global Antitrust Compliance—Assessing Risks and Creating an Effective Antitrust Program
Presentation (2 slides/page) |
202: Ethical Considerations for Compliance Officers and Lawyers
Presentation (2 slides/page) |
203: Building Awareness: Creatively Branding and Marketing Your “Comply Ant” Program
Presentation (2 slides/page) |
204: Artificial Intelligence in Third Party Compliance
Presentation (2 slides/page) |
205: Start-ups, Autonomous Cars and Everything (Compliance) In Between: Compliance Program Management, Issues & Challenges From the Perspective of GM and Cruise Automation
Presentation (2 slides/page) |
206: Corporate Compliance and Information Technology Challenges—Business Confidentiality and Employment Agreement, Communication with Competitors, Cyber Security and Privacy Laws
Presentation (2 slides/page) |
207: How to Score your Compliance Program using Key Performance Indicators (KPIs), Metrics, Maturity Ratings and Other Approaches
Presentation (2 slides/page) |
208: MGM Resorts International: Journey to the Future of Mobile & Augmented Reality
Presentation (2 slides/page) |
209: Repeat Complainers: Chronic Complainers or the Forgotten
Presentation (2 slides/page) |
210: CANCELED
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AD3: Tools for Enhancing Employee Participation in Training
Advanced Discussion Groups will be filled on a first-come, first-served basis. Attendance is limited to the first 50 attendees. Pre-registration is not available for these sessions. Presentation (2 slides/page) |
AD4: Hot Topics in Employee Reporting: Implementing and Maintaining a Successful Employee Hotline Program
Advanced Discussion Groups will be filled on a first-come, first-served basis. Attendance is limited to the first 50 attendees. Pre-registration is not available for these sessions. Presentation (2 slides/page) |
301: M&A Transactions: Tactics and Strategies for Effectively Managing Ethics and Compliance Risk
Presentation (2 slides/page) |
302: Business Ethics 101: Why do People Cheat
Presentation (2 slides/page) |
303: Are You Considering Offering a Compliance Week? (or How to Create a Compliance Week That Doesn’t Suck.)
Presentation (2 slides/page) |
304: Communications Best Practices for a Global Workforce
Presentation (2 slides/page) |
305: Counseling Compliance in Small to Medium Sized Businesses
Presentation (2 slides/page) |
306: Putting People First: Protection of Personal Identifiable Information (PII) in a Landscape of Constant Change
Presentation (2 slides/page) |
307: Privacy Trends Around the World and the Implications to a Global Organization
Presentation (2 slides/page) |
308: What If Model: Leverage Organizational Resources to Craft Compliance Training (and Certification)
Presentation (2 slides/page) |
309: Managing Third Party Compliance Programs on a Global Scale
Presentation (2 slides/page) |
310: Making Connections Count: Tips to Gain Value Through Networking
Presentation (2 slides/page) |
AD5: Conflicts of Interest: Awareness, Bias, and Corruption
Advanced Discussion Groups will be filled on a first-come, first-served basis. Attendance is limited to the first 50 attendees. Pre-registration is not available for these sessions. Presentation (2 slides/page) |
AD6: Assessing Your Company’s Culture
Advanced Discussion Groups will be filled on a first-come, first-served basis. Attendance is limited to the first 50 attendees. Pre-registration is not available for these sessions. Presentation (2 slides/page) |
Tuesday
Artificial Intelligence: A Day in Your Life in Compliance & Ethics
401: Working with Uncle Sam: Managing Compliance Risk when Providing Services to the U.S. Government
No Presentation Available Presentation (2 slides/page) |
402: Demystifying Forensic Accounting
Presentation (2 slides/page) |
403: Building a Corporate Culture that Combats Sexual Misconduct
Presentation (2 slides/page) |
404: Global Compliance—One Size Does Not Fit All
Presentation (2 slides/page) |
405: Dos and Don’ts for Compliance Personnel at International Non-Profits
Presentation (2 slides/page) |
406: Software License Compliance: Costly, Challenging, Changing, and Continuing Chaos: Why It’s Hard, Intensifying, and Sub-Radar, & What To Do To Risk-Mitigate and Contribute Effectively
Presentation (2 slides/page) |
407: Decades into Maturing Compliance Programs, Are Anonymous Reporters Treated with the Respect They Deserve?
Presentation (2 slides/page) |
408: Effective Use of Forensic Data Analytics to Mitigate Compliance Risks
Presentation (2 slides/page) |
409: Advanced Ethics and Compliance Program DesignPresentation (2 slides/page) |
410: The 7 Habits of an Effective Compliance and Ethics ProfessionalPresentation (2 slides/page) |
AD7: Building the Bridge to Better Partnering – What Works!
Advanced Discussion Groups will be filled on a first-come, first-served basis. Attendance is limited to the first 50 attendees. Pre-registration is not available for these sessions. Presentation (2 slides/page) |
AD8: Cultures of Integrity – We Know What They Are and What They Should Look Like, But How Do We Get There?
Advanced Discussion Groups will be filled on a first-come, first-served basis. Attendance is limited to the first 50 attendees. Pre-registration is not available for these sessions. Presentation (2 slides/page) |
501: Using Privacy Impact Assessments Effectively
Presentation (2 slides/page) |
502: Developing a Culturally Competent Compliance Program
Presentation (2 slides/page) |
503: Adopting an Internal Control—Integrated Framework, Benefits for Non-Profit Organizations
Presentation (2 slides/page) |
504: Crash Course on United Kingdom and Ireland Regulations for US Companies
Presentation (2 slides/page) |
505: Leveraging Recent Developments in the Law to Advance Your Program
Presentation (2 slides/page) |
506: The EU General Data Protection Regulation: What We Know, Six Months In
Presentation (2 slides/page) |
507: Get What You Need Out of Your Gift, Entertainment, and Travel (GET) Policy and Approval System
Presentation (2 slides/page) |
508: Innovative Strategies for Fostering a Compliance Culture
Presentation (2 slides/page) |
509: Decades to Build, Seconds to Destroy: Proactive Compliance On Your Own Terms to Avoid or Mitigate An Enforcement Action
Presentation (2 slides/page) |
510: Building Culture through Communication and Engagement
Presentation (2 slides/page) |
AD9: Compliance in the Modern Multi-National: Aligning Trade Compliance with Your Corporate Compliance Program
Advanced Discussion Groups will be filled on a first-come, first-served basis. Attendance is limited to the first 50 attendees. Pre-registration is not available for these sessions. Presentation (2 slides/page) |
AD10: Who’s Afraid of the Big, Bad Code?
Advanced Discussion Groups will be filled on a first-come, first-served basis. Attendance is limited to the first 50 attendees. Pre-registration is not available for these sessions. No Presentation Available |
601: RIM: It’s Not Just about the Records
Presentation (2 slides/page) |
602: Ethical Considerations of Artificial Intelligence
Presentation (2 slides/page) |
603: Built in, Not Bolt on: Creating a Compliance Program for a Tech Startup
Presentation (2 slides/page) |
604: Foreign Agents, Partners & Intermediaries: You Can’t Live With Them, But You Can’t Live Without Them
Presentation (2 slides/page) |
605: Preventing Harassment and Discrimination: Why the Current System Fails and What to do About it
Presentation (2 slides/page) |
606: Creating Cyber Incident Response Plans
Presentation (2 slides/page) |
607: What Are the OIGs - and Why You Should Care
Presentation (2 slides/page) Handout (.xlsx) |
608: OFAC Sanctions: Navigating the Minefield
Presentation (2 slides/page) |
609: Building an Ethics Culture & Compliance Program through a Corporate Business Mentor-Protégé Program
Presentation (2 slides/page) |
610: Outstanding Collaboration: Can’t We Just All Get Along?
Presentation (2 slides/page) |
AD11: Secrets from In-house Ethics & Compliance Buyers: How to Keep the Gate and Your Sanity
Advanced Discussion Groups will be filled on a first-come, first-served basis. Attendance is limited to the first 50 attendees. Pre-registration is not available for these sessions. Presentation (2 slides/page) |
701: Divided Loyalties: Conflict of Interest Risks, Impact and Effective Management Strategies
Presentation (2 slides/page) |
702: Unethical Acts—Why We do What We do
Presentation (2 slides/page) |
703: Lights! Camera! Compliance! …How Making a Movie Changed Our Culture
Presentation (2 slides/page) |
704: While You Were Sleeping: Insights about the Realities of Ethics & Compliance in Asia with a Focus on Bribery and Corruption
Presentation (2 slides/page) |
705: To Privilege or Not to Privilege: The Role of Attorney Advice in Performing Risk Assessments and Running a Compliance Program
Presentation (2 slides/page) |
706: Who, What, Why: PCI
Presentation (2 slides/page) |
707: They made the news, but you don’t have to!
Presentation (2 slides/page) |
708: The Road to ISO 37001 Anti-bribery Management Systems: How We Got There and Why it’s Worth it
Presentation (2 slides/page) |
709: Unconscious Bias, Cognitive Errors, and the Compliance Professional
Presentation (2 slides/page) |
710: LinkedIn 2.0: How to Maximize your LinkedIn Membership
Presentation (2 slides/page) |
AD12: I’m Here, But My Organization Is There: How Do I Manage This Alone?
Advanced Discussion Groups will be filled on a first-come, first-served basis. Attendance is limited to the first 50 attendees. Pre-registration is not available for these sessions. No Presentation Available Presentation (2 slides/page) |
What We Need to Know About #MeToo
No Presentation Available |
Wednesday
W1: Vendor Risk Management in Practice: Three Steps to Take for the Three Capabilities You Need
Presentation (2 slides/page) |
W2: How to Conduct a High-Quality Ethics and Compliance Program Evaluation
Presentation (2 slides/page) |
W3: International Fraud, Ethics and Culture Seen Through the Lens of a Fraud Examiner
Presentation (2 slides/page) |
W4: Avoiding Investigation Pitfalls: A Boots on the Ground Perspective
Presentation (2 slides/page) |
W5: Never Hearing “I Told You So”—Best Practices for Preparing and Responding to a Federal Investigation
Presentation (2 slides/page) |
W7: Around the World in 80 Minutes
Presentation (2 slides/page) |
W8: Millennial is a Dangerous Word: A conversation about bias and stereotypes in the workplace
Presentation (2 slides/page) |
W9: Leave No Stone Unturned: Looking for Hidden Risks
Presentation (2 slides/page) |
W10: I Would Never Do That! How Your Brain Circumvents Ethics and Compliance Efforts
Presentation (2 slides/page) |
W11: Turning the Tide of Your Culture without Being Hit by a Tsunami
Presentation (2 slides/page) |
W12: Dancing with Danger: How to Respond to the Changing Risk Environment in Latin America
Presentation (2 slides/page) |
W13: Yin and Yang—Leveraging the Strengths of Legal and Compliance
Presentation (2 slides/page) |
W14: Everything 3rd, 4th, & Nth Party Risk Management: Understanding the Key Elements of an Effective Privacy & Cybersecurity Program - Contracting, Due Diligence, Auditing & Monitoring, Remediating Gaps, Terminating
Presentation (2 slides/page) |
W15: Designing a Built-In Compliance Program
Presentation (2 slides/page) |
W16: CANCELED
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